SEC Form 4 · accession 0001015780-15-000077
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl A Roessner
Officer — EVP & General Counsel
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2015 | S | 2,692 | $26.96 | D | 250,574 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of common stock pursuant to a Rule 10b5-1 plan entered into on August 5, 2015.