SEC Form 4 · accession 0001015780-16-000183
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Simonich
Officer — Principal Accounting Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | S | 7,996 | $32.6776 | D | 35,847 | D |
Table II — derivative securities
No Table II lines on this filing.