SEC Form 4 · accession 0001015780-17-000086
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Pizzi
Officer — Chief Financial Officer
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2017 | S | 9,977 | $39.4084 | D | 110,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of common stock pursuant to a Rule 10b5-1 plan entered into on August 14, 2015.