Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 2, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

207 filings · trading day Jan 2, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 3:38 pm EST	FLEXSTEEL INDUSTRIES INCFLXS	Jerald K DittmerPresident & CEO	115,000	$21.96	$1,866,600	30,000	—
Dec 28, 2018 PForm 4 →	Jan 2, 2019, 12:32 pm EST	XpresSpa Group, Inc.XSPA	Calm.com, Inc.10% Owner	322,581	$3.10	$1,000,001	967,742	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:36 pm EST	UNITY BANCORP INC /NJ/UNTY	James A HughesPresident/CEO, Director	14,000	$18.77	$262,780	57,000	—
Dec 5, 2008 AForm 4 →	Dec 31, 2018, 4:44 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Robert Gail HunterDirector	79,799	$3.03	$241,500	1,000	—	late
Apr 13, 2012 AForm 4 →	Jan 2, 2019, 12:12 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Jeffrey Russell StephensSr. Gen Council; Corp Sec	39,711	$4.69	$186,298	7,500	—	late
Dec 6, 2013 AForm 4 →	Jan 2, 2019, 11:44 am EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	John L CookDirector	35,363	$5.04	$178,299	1,000	—	late
Dec 7, 2012 AForm 4 →	Dec 31, 2018, 5:32 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Norman G WilburDirector	29,248	$5.39	$157,661	1,000	—	late
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:34 pm EST	UNITY BANCORP INC /NJ/UNTY	Donald E. Souders Jr.Director	3,000	$18.77	$56,310	12,100	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:34 pm EST	UNITY BANCORP INC /NJ/UNTY	Mark S BrodyDirector	3,000	$18.77	$56,310	12,200	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:35 pm EST	UNITY BANCORP INC /NJ/UNTY	Robert H Dallas IIDirector, 10% Owner	3,000	$18.77	$56,310	8,667	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:36 pm EST	UNITY BANCORP INC /NJ/UNTY	David D DallasDirector, 10% Owner	3,000	$18.77	$56,310	8,733	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:37 pm EST	UNITY BANCORP INC /NJ/UNTY	Wayne CourtrightDirector	3,000	$18.77	$56,310	12,200	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:38 pm EST	UNITY BANCORP INC /NJ/UNTY	Raj PatelDirector	3,000	$18.77	$56,310	12,100	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:39 pm EST	UNITY BANCORP INC /NJ/UNTY	Aaron TuckerDirector	3,000	$18.77	$56,310	12,100	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:39 pm EST	UNITY BANCORP INC /NJ/UNTY	Peter E MaricondoDirector	3,000	$18.77	$56,310	12,200	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:40 pm EST	UNITY BANCORP INC /NJ/UNTY	Allen TuckerDirector	3,000	$18.77	$56,310	12,200	—
Dec 21, 2018 AForm 4/A →	Jan 2, 2019, 3:41 pm EST	UNITY BANCORP INC /NJ/UNTY	Mary E. GrossDirector	3,000	$18.77	$56,310	9,267	—
Jan 1, 2019 XForm 4 →	Jan 2, 3:25 pm EST	OMNICOMM SYSTEMS INCOMCM	Randall G SmithExecutive Vice Chairman, Director	1,800,000	$0.03	$54,000	0	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:30 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Margaret G McGlynnDirector	256	$156.92	$40,250	35,682	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:10 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Susan K CarterDirector	256	$156.92	$40,191	13,710	—
Dec 30, 2018 AForm 4 →	Jan 2, 2019, 12:40 pm EST	KROGER COKR	Ronald SargentDirector	1,356	$28.13	$38,124	49,057	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:27 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	David H Y HoDirector	242	$156.92	$37,911	11,693	—
Dec 31, 2018 XForm 4 →	Jan 2, 2019, 12:09 pm EST	OMNICOMM SYSTEMS INCOMCM	Thomas E VickersChief Financial Officer	1,000,000	$0.03	$30,000	0	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:40 pm EST	Macy's, Inc.M	William H LenehanDirector	764	$32.74	$25,017	764	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 11:41 am EST	VALVOLINE INCVVV	Stephen E. MacadamDirector	1,292	$19.35	$25,000	16,001	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:53 pm EST	COOPER TIRE & RUBBER COCTB	Steven M ChapmanDirector	773	$32.33	$25,000	121,838	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:45 pm EST	CABOT CORPCBT	Matthais L. WolfgruberDirector	576	$42.94	$24,750	8,720	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:52 am EST	V F CORPVFC	Juliana L ChuggDirector	336	$70.79	$23,750	7,220	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:45 pm EST	CABOT CORPCBT	Cabot Juan EnriquezDirector	530	$42.94	$22,750	35,117	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 10:04 am EST	TimkenSteel CorpTMST	Randall A WotringDirector	2,503	$8.74	$21,876	16,204	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:04 pm EST	GRACO INCGGG	J Kevin GilliganDirector	523	$41.85	$21,875	79,236	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 3:20 pm EST	WILSON BANK HOLDING COno symbol	James Randall ClemonsDirector	500	$40.25	$20,125	1,500	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:09 pm EST	GRACO INCGGG	Jody H FeragenDirector	478	$41.85	$20,000	1,797	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:47 pm EST	GRACO INCGGG	R William Van SantDirector	478	$41.85	$20,000	64,758	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:05 pm EST	ENPRO INDUSTRIES, INCNPO	Felix M. BrueckDirector	333	$60.10	$20,000	13,786	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:05 pm EST	ENPRO INDUSTRIES, INCNPO	John HumphreyDirector	333	$60.10	$20,000	6,931	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 10:03 am EST	TimkenSteel CorpTMST	Joseph A CarrabbaDirector	2,288	$8.74	$19,997	9,063	—
Dec 27, 2018 SForm 4 →	Dec 31, 4:51 pm EST	SMAAASH ENTERTAINMENT INC.SMSH	Polar Asset Management Partners Inc.10% Owner	7,082	$2.76	$19,573	482,918	—
Jan 1, 2019 AForm 4 →	Jan 2, 2:57 pm EST	GRACO INCGGG	Martha A M MorfittDirector	448	$41.85	$18,750	99,327	—
Dec 28, 2018 SForm 4 →	Dec 31, 6:55 pm EST	SMAAASH ENTERTAINMENT INC.SMSH	K2 PRINCIPAL FUND, L.P. +510% Owner	8,050	$2.26	$18,206	211,950	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:15 pm EST	GRACO INCGGG	Jack W EugsterDirector	381	$41.85	$15,938	52,648	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:51 pm EST	CONOCOPHILLIPSCOP	Harald J NorvikDirector	225	$62.21	$13,997	77,371	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:32 pm EST	Macy's, Inc.M	Joyce M RocheDirector	420	$32.74	$13,752	420	—
Jan 2, 2019 MForm 4 →	Jan 2, 2:55 pm EST	GUARANTY FEDERAL BANCSHARES INCGFED	James R BattenDirector	2,500	$5.30	$13,250	0	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:24 pm EST	Macy's, Inc.M	Leslie D. HaleDirector	381	$32.74	$12,476	381	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:21 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Chad C DeatonDirector	79	$156.92	$12,420	11,050	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:43 pm EST	CONOCOPHILLIPSCOP	John V FaraciDirector	198	$62.21	$12,317	23,565	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:49 pm EST	CONOCOPHILLIPSCOP	Robert A NiblockDirector	188	$62.21	$11,695	46,873	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 3:09 pm EST	WILSON BANK HOLDING COno symbol	James Randall ClemonsDirector	400	$28.31	$11,324	800	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:47 pm EST	CONOCOPHILLIPSCOP	Jeffrey A JoerresDirector	175	$62.21	$10,886	932	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:37 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Edward L MonserDirector	69	$156.92	$10,777	9,633	—
Dec 31, 2018 JForm 4 →	Jan 2, 2019, 11:47 am EST	MBT FINANCIAL CORPMBTF	Joseph S DalyDirector	1,075	$9.30	$10,000	99,097	—
Jan 2, 2019 PForm 4 →	Jan 2, 11:43 am EST	UNITED BANKSHARES INC/WVUBSI	P Clinton WinterDirector	246	$31.49	$7,747	22,640	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:39 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Matthew H PaullDirector	39	$156.92	$6,098	5,455	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:52 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	91	$65.76	$5,960	2,552	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:54 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	85	$65.76	$5,558	4,990	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:15 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Charles I CogutDirector	23	$156.92	$3,680	3,314	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:46 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	54	$65.76	$3,528	4,392	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:25 pm EST	AIR PRODUCTS & CHEMICALS INC /DE/APD	Seifi GhasemiChairman, Pres. and CEO	19	$156.92	$2,948	2,609	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:47 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	41	$65.76	$2,725	4,977	—
Dec 28, 2018 PForm 4 →	Jan 2, 2019, 12:00 pm EST	Platinum Eagle Acquisition Corp.EAGL	James A GrafDirector	2,000	$1.30	$2,600	2,000	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:49 am EST	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	61	$42.74	$2,589	1,299	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:51 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	39	$65.76	$2,580	1,677	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:13 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	24	$102.23	$2,475	3,037	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:55 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	33	$65.76	$2,146	86,467	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:16 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael R ColeChief Financial Officer	57	$25.69	$1,464	26,904	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:18 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Robert D ColemanExec Vice Pres Manufacturing	57	$25.69	$1,464	24,588	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:21 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Donald L JamesExec VP National Sales	57	$25.69	$1,464	20,598	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:23 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Matthew J MissadChief Executive Officer, Director	57	$25.69	$1,464	75,921	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:25 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael F MordellExec VP International Ops	57	$25.69	$1,464	68,255	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:41 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Chad C. Uhlig-EastinExec Vice Pres Purchasing	57	$25.69	$1,464	20,627	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:42 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	57	$25.69	$1,464	116,404	—
Dec 28, 2018 PForm 4 →	Jan 2, 2019, 1:10 pm EST	SOLITARIO ZINC CORP.XPL	James KB HeskethDirector	5,000	$0.244	$1,220	5,000	—
Dec 17, 2018 JPForm 4 →	Jan 2, 2019, 8:55 am EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	74	$15.35	$1,136	1,432	—	late
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:14 pm EST	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	9	$102.23	$875	91	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:12 pm EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$102.23	$846	524	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:16 pm EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	8	$102.23	$781	8,753	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:26 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	David A. TutasVP Legal, Gen Csl, Secty	29	$25.69	$745	13,707	—
Dec 17, 2018 JPForm 4 →	Jan 2, 2019, 8:54 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	43	$15.56	$669	2,052	—	late
Dec 17, 2018 JPForm 4 →	Jan 2, 2019, 8:55 am EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	43	$15.36	$661	919	—	late
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:50 am EST	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	14	$42.74	$605	309	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:50 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Paul Richard WoodEVP, Sales	6	$65.76	$374	24	—
Dec 27, 2018 AForm 4 →	Dec 31, 5:16 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	2	$190.05	$288	91	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:49 am EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	6	$42.74	$257	1,467	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 12:05 pm EST	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	4	$49.27	$208	56	—
Dec 30, 2018 AForm 4 →	Dec 31, 4:00 pm EST	BrightSphere Investment Group plcBSIG	Guang YangPresident and CEO, Director	6,900,000	—	—	6,900,000	—	amended
Dec 28, 2018 MForm 4 →	Dec 31, 4:01 pm EST	CERUS CORPCERS	William Mariner GreenmanPresident and CEO, Director	150,000	—	—	0	—
Dec 27, 2018 MForm 4 →	Dec 31, 4:05 pm EST	TSS, Inc.TSSI	Anthony AngeliniChief Executive Officer, Director	40,000	—	—	710,000	—
Dec 27, 2018 XForm 4 →	Dec 31, 4:05 pm EST	TSS, Inc.TSSI	Glen Ikeda10% Owner	954,231	—	—	0	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:06 pm EST	QPAGOSQPAG	Andrey NovikovChief Operating Officer, Director	1,000,000	—	—	1,000,000	—
May 9, 2018 GForm 4 →	Dec 31, 4:06 pm EST	Monster Beverage CorpMNST	Rodney C SacksChairman and CEO, Director	673,739	—	—	203,666	—	late
Dec 27, 2018 AForm 4 →	Dec 31, 4:06 pm EST	QPAGOSQPAG	Gaston PereiraChief Executive Officer, Director	1,000,000	—	—	1,000,000	—
May 9, 2018 GForm 4 →	Dec 31, 4:08 pm EST	Monster Beverage CorpMNST	Hilton H SchlosbergVice Chairman and President, Director	673,739	—	—	203,666	—	late
Dec 28, 2018 AForm 4 →	Dec 31, 4:12 pm EST	HENRY SCHEIN INCHSIC	Anne H. MarguliesDirector	263	—	—	593	—
Dec 28, 2018 MForm 4 →	Dec 31, 4:14 pm EST	Platform Specialty Products CorpPAH	Rakesh SachdevChief Executive Officer, Director	500,000	—	—	0	—
Dec 28, 2018 AForm 4 →	Dec 31, 4:15 pm EST	REDWOOD TRUST INCRWT	Greg H KubicekDirector	5,163	—	—	5,163	—
Dec 28, 2018 AForm 4 →	Dec 31, 4:15 pm EST	REDWOOD TRUST INCRWT	Jeffrey T PeroDirector	2,106	—	—	2,106	—	amended
Dec 28, 2018 AForm 4 →	Dec 31, 4:16 pm EST	REDWOOD TRUST INCRWT	Georganne ProctorDirector	1,312	—	—	1,312	—
Dec 27, 2018 MForm 4 →	Dec 31, 4:16 pm EST	PHOTRONICS INCPLAB	Mitchell G TysonDirector	1,150	—	—	12,650	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:34 pm EST	AxoGen, Inc.AXGN	David K HansenVP Finance & Treasurer	1,000	—	—	200	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:35 pm EST	AxoGen, Inc.AXGN	Erick Wayne DeVinneyVP, Clinical&Translational Sc	14,900	—	—	3,000	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:35 pm EST	AxoGen, Inc.AXGN	Isabelle BilletChief Strategy and BD Officer	27,800	—	—	4,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:36 pm EST	AxoGen, Inc.AXGN	Maria D. MartinezChief Human Resources Officer	27,800	—	—	4,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:36 pm EST	AxoGen, Inc.AXGN	Angelo ScopelianosVP Research & Development	37,500	—	—	4,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:36 pm EST	AxoGen, Inc.AXGN	Peter J MarianiChief Financial Officer	52,300	—	—	10,500	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:36 pm EST	AxoGen, Inc.AXGN	Karen L. ZaderejCEO, Director	77,300	—	—	17,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:37 pm EST	AxoGen, Inc.AXGN	Gregory Gene FreitagGeneral Counsel, Director	23,100	—	—	4,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:37 pm EST	AxoGen, Inc.AXGN	Michael Patrick DonovanVP Operations	23,100	—	—	4,600	—
Dec 27, 2018 AForm 4 →	Dec 31, 4:37 pm EST	AxoGen, Inc.AXGN	Mark Louis FriedmanVP,Regulatory & Quality	23,100	—	—	4,600	—
Dec 20, 2018 PForm 4 →	Dec 31, 4:41 pm EST	PLx Pharma Inc.PLXP	Park West Asset Management LLC10% Owner	500,000	—	—	500,000	—	late
Dec 28, 2018 MForm 4 →	Dec 31, 4:58 pm EST	UNITED FIRE GROUP INCUFCS	David E ConnerVP/Chief Claims Officer	1,500	—	—	1,500	—
Dec 27, 2018 AForm 4 →	Dec 31, 5:09 pm EST	Cell MedX Corp.CMXC	Richard Jeffs10% Owner	7,482,960	—	—	2,482,960	—
Dec 28, 2018 MForm 4 →	Dec 31, 5:10 pm EST	UNITED FIRE GROUP INCUFCS	Barrie W ErnstVP/Chief Investment Officer	9,780	—	—	0	—
Dec 27, 2018 MForm 4 →	Dec 31, 5:14 pm EST	PayPal Holdings, Inc.PYPL	Daniel H SchulmanPresident and CEO, Director	11,764	—	—	0	—
Dec 28, 2018 CForm 4 →	Dec 31, 5:23 pm EST	Goosehead Insurance, Inc.GSHD	Michael C. ColbyPresident and COO	20,000	—	—	987,024	—
Dec 28, 2018 CForm 4 →	Dec 31, 5:24 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	7,747	—	—	13,203,500	—
Dec 28, 2018 CForm 4 →	Dec 31, 5:26 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	7,747	—	—	14,989,904	—
Dec 28, 2018 CForm 4 →	Dec 31, 5:27 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	7,747	—	—	14,989,904	—
Dec 28, 2018 MForm 4 →	Dec 31, 5:35 pm EST	AUDIOEYE INCAEYE	Carr BettisExec Chrmn/Chrmn of the Board, Director, 10% Owner	30,000	—	—	0	—
Dec 27, 2018 MForm 4 →	Dec 31, 5:42 pm EST	Penumbra IncPEN	Daniel Donen DavisSee Remarks	1,939	—	—	1,708	—
Sep 26, 2018 JForm 4 →	Dec 31, 5:43 pm EST	AUDIOEYE INCAEYE	Alexandre ZyngierDirector	20,000	—	—	20,000	—	late
Dec 27, 2018 ADForm 4 →	Dec 31, 5:47 pm EST	Cerecor Inc.CERC	ARMISTICE CAPITAL, LLC +2Director, 10% Owner	24,000,000	—	—	4,000,000	—
Dec 31, 2018 MForm 4 →	Dec 31, 6:05 pm EST	SenesTech, Inc.SNES	Loretta Powers MayerCEO & Chief Scientific Officer, Director	18,333	—	—	36,669	—
Dec 31, 2018 MForm 4 →	Dec 31, 6:08 pm EST	SenesTech, Inc.SNES	Cheryl Ann DyerPres. & Chief Research Officer, Director	18,333	—	—	36,669	—
Dec 31, 2018 JForm 4 →	Dec 31, 6:31 pm EST	GIGA TRONICS INCGIGA	ALARA CAPITAL AVI II, LLC10% Owner	1,111,605	—	—	0	—
Dec 27, 2018 JForm 4 →	Dec 31, 6:38 pm EST	Purple Innovation, Inc.PRPL	InnoHold, LLC10% Owner	2,447,864	—	—	41,623,454	—
Dec 27, 2018 JForm 4 →	Dec 31, 6:39 pm EST	Purple Innovation, Inc.PRPL	Terry Vernon PearceCo-Director of R&D, Director, 10% Owner	3,671,796	—	—	1,223,932	—
Dec 27, 2018 JForm 4 →	Dec 31, 6:40 pm EST	Purple Innovation, Inc.PRPL	Tony Marion PearceCo-Director of R&D, Director, 10% Owner	3,671,796	—	—	1,223,932	—
Dec 27, 2018 MForm 4 →	Dec 31, 7:04 pm EST	Tricida, Inc.TCDA	Klaus R Dr VeitingerDirector	997	—	—	46,000	—
Dec 27, 2018 MForm 4 →	Dec 31, 8:10 pm EST	DOCUSIGN INCDOCU	Daniel D. SpringerPresident and CEO, Director	5,549	—	—	1,995,371	—
Dec 27, 2018 AForm 4 →	Dec 31, 9:30 pm EST	LiveXLive Media, Inc.LIVX	Tim J. SpenglerDirector	21,126	—	—	21,126	—
Dec 27, 2018 AForm 4 →	Dec 31, 9:31 pm EST	LiveXLive Media, Inc.LIVX	Jay E. KrigsmanDirector	23,138	—	—	23,138	—
Dec 27, 2018 AForm 4 →	Dec 31, 9:33 pm EST	LiveXLive Media, Inc.LIVX	Craig L FosterDirector	24,144	—	—	24,144	—
Jan 1, 2019 AForm 4 →	Jan 2, 6:14 am EST	ON TRACK INNOVATIONS LTDOTIV	Shlomi CohenChief Executive Officer, Director	100,000	—	—	100,000	—
Dec 31, 2018 DForm 4 →	Jan 2, 2019, 10:08 am EST	ALBANY INTERNATIONAL CORP /DE/AIN	Dawne H WimbrowVice President GIS & CIO	5,052	—	—	0	—
Dec 31, 2018 PForm 4 →	Jan 2, 2019, 10:17 am EST	CTD HOLDINGS INCCTDH	Joseph J Farnan Jr.Director	10,000	—	—	10,000	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:06 am EST	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	38	—	—	16,249	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:10 am EST	Global Water Resources, Inc.GWRS	Debra CoyDirector	3	—	—	1,374	—
Dec 28, 2018 AMForm 4 →	Jan 2, 2019, 11:13 am EST	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	4,795	—	—	17,643	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:16 am EST	Global Water Resources, Inc.GWRS	Brett HuckelbridgeDirector	3	—	—	1,374	—
Dec 28, 2018 AMForm 4 →	Jan 2, 2019, 11:19 am EST	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	2,899	—	—	10,534	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:22 am EST	Global Water Resources, Inc.GWRS	David C TedescoDirector	104	—	—	44,366	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 11:32 am EST	ULTRALIFE CORPULBI	Philip A FainCFO and Treasurer	20,000	—	—	0	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:47 am EST	V F CORPVFC	Richard CarucciDirector	406	—	—	21,852	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:54 am EST	V F CORPVFC	Mark Samuel HoplamazianDirector	168	—	—	601	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 11:55 am EST	V F CORPVFC	Laura W LangDirector	336	—	—	5,617	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:00 pm EST	V F CORPVFC	W Rodney McMullenDirector	336	—	—	4,317	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:02 pm EST	V F CORPVFC	Clarence Otis Jr.Director	406	—	—	58,269	—
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 12:11 pm EST	V F CORPVFC	Matthew J ShattockDirector	406	—	—	7,978	—
Dec 20, 2018 AForm 4 →	Jan 2, 2019, 12:33 pm EST	PREMIER BIOMEDICAL INCBIEI	Heidi H. CarlCFO, Director	500,000	—	—	500,000	—	late
Nov 26, 2018 MForm 4/A →	Jan 2, 2019, 12:52 pm EST	Helmerich & Payne, Inc.HP	John R. BellVP, Drilling Subsidiary	13,000	—	—	0	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 1:28 pm EST	Capital Bancorp IncCBNK	Stephen N AshmanDirector	9,600	—	—	9,600	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 1:37 pm EST	PBF Logistics LPPBFX	Karen Berriman DavisDirector	604	—	—	1,812	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 1:44 pm EST	KIMBERLY CLARK CORPKMB	Jeffrey P. MelucciSVP - General Counsel	2,302	—	—	0	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 2:16 pm EST	SI Financial Group, Inc.SIFI	Rheo A BrouillardPresident and CEO, Director	65,663	—	—	0	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 2:17 pm EST	SI Financial Group, Inc.SIFI	Lauren L MurphyEVP and CFO	27,990	—	—	0	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 2:18 pm EST	SI Financial Group, Inc.SIFI	Laurie L GervaisEVP and COO	39,490	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:19 pm EST	UNITED SECURITY BANCSHARESUBFO	Bhavneet GillSVP & CHIEF FINANCIAL OFFICER	3,333	—	—	18,254	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:33 pm EST	NATURAL GAS SERVICES GROUP INCNGS	William F Hughes Jr.Director	898	—	—	3,665	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:37 pm EST	IMMUNOGEN INCIMGN	Dean J MitchellDirector	2,812	—	—	38,952	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 2:37 pm EST	Nutanix, Inc.NTNX	Duston WilliamsChief Financial Officer	62,500	—	—	31,250	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 2:38 pm EST	IMMUNOGEN INCIMGN	Mark Alan GoldbergDirector	2,812	—	—	55,054	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:39 pm EST	BEASLEY BROADCAST GROUP INCBBGI	George G BeasleyChairman, Director, 10% Owner	15,000	—	—	15,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 2:40 pm EST	IZEA Worldwide, Inc.IZEA	Ryan S SchramChief Operating Officer, Director	6,667	—	—	74,469	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:42 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Caroline BeasleyChief Executive Officer, Director, 10% Owner	25,000	—	—	25,000	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:45 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Bruce G BeasleyPresident, Director, 10% Owner	25,000	—	—	25,000	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:48 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Brian E BeasleyVice President of Operations, Director, 10% Owner	25,000	—	—	25,000	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:52 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Marie TedescoCFO and Vice President	15,000	—	—	15,000	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:54 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Michael J FiorileDirector	3,326	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:57 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Mark S FowlerDirector	2,691	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 2:59 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Herbert W McCordDirector	2,691	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 3:02 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Allen B ShawDirector	1,345	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 2, 2019, 3:05 pm EST	BEASLEY BROADCAST GROUP INCBBGI	Peter A Bordes Jr.Director, 10% Owner	1,345	—	—	0	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:06 pm EST	VECTREN CORPVVC	Jean L WojtowiczDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:07 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Charles FabrikantDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:10 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Paul G GaffneyDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:10 pm EST	VECTREN CORPVVC	James H Degraffenreidt Jr.Director	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:10 pm EST	VECTREN CORPVVC	Derrick BurksDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:10 pm EST	VECTREN CORPVVC	John D EngelbrechtDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:11 pm EST	VECTREN CORPVVC	Anton H GeorgeDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:11 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Edward GrebowDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:13 pm EST	VECTREN CORPVVC	Robert G JonesDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:13 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Kenneth I SiegelDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:13 pm EST	VECTREN CORPVVC	Patrick K MullenDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:13 pm EST	VECTREN CORPVVC	R Daniel SadlierDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:13 pm EST	VECTREN CORPVVC	Michael L SmithDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:14 pm EST	VECTREN CORPVVC	Teresa J. TannerDirector	1,431	—	—	1,431	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:14 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Clifford M SobelDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:16 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	Andrew H TischDirector	1,000	—	—	1,000	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:17 pm EST	VECTREN CORPVVC	Carl L ChapmanChairman, President & CEO	37,850	—	—	37,850	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:17 pm EST	VECTREN CORPVVC	Ronald E ChristianEVP, Chief Legal Officer	8,600	—	—	8,600	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:17 pm EST	VECTREN CORPVVC	Eric J SchachEVP & COO	13,570	—	—	13,570	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:18 pm EST	VECTREN CORPVVC	M Susan HardwickEVP & Chief Financial Officer	8,630	—	—	8,630	—
Dec 29, 2018 MForm 4 →	Jan 2, 2019, 3:24 pm EST	MATTEL INC /DE/MAT	Michael J. EilolaEVP&Chief Supply Chain Officer	6,502	—	—	6,502	—
Dec 29, 2018 MForm 4 →	Jan 2, 2019, 3:25 pm EST	MATTEL INC /DE/MAT	Robert NormileEVP Chief Legal Officer & Sec	8,127	—	—	8,128	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:27 pm EST	Gogo Inc.GOGO	Robert L CrandallDirector	20,446	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:28 pm EST	Gogo Inc.GOGO	Hugh W JonesDirector	16,265	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:29 pm EST	Gogo Inc.GOGO	Ronald T LemayDirector	22,075	—	—	14,132	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:30 pm EST	Gogo Inc.GOGO	Michele Coleman MayesDirector	21,282	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:30 pm EST	Gogo Inc.GOGO	Robert H MundheimDirector	16,265	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:31 pm EST	Gogo Inc.GOGO	Christopher D PayneDirector	20,446	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:32 pm EST	Gogo Inc.GOGO	Charles C TownsendDirector	20,446	—	—	10,413	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:33 pm EST	Gogo Inc.GOGO	Harris N WilliamsDirector	16,265	—	—	10,413	—
Jan 1, 2019 AForm 4 →	Jan 2, 3:36 pm EST	DIAMOND OFFSHORE DRILLING, INC.DO	James S TischDirector	1,000	—	—	1,000	—
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 3:57 pm EST	Capital Bancorp IncCBNK	Joshua BernsteinDirector	9,000	—	—	9,000	—
Dec 28, 2018 MForm 4 →	Jan 2, 2019, 3:58 pm EST	SI Financial Group, Inc.SIFI	Paul R LittleSVP and CCO	27,000	—	—	4,000	—
Jan 1, 2019 MForm 4 →	Jan 2, 3:59 pm EST	VECTREN CORPVVC	James H Degraffenreidt Jr.Director	1,582	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.