SEC Form 4 · accession 0000950103-19-000008
XWELL, Inc. · XWEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calm.com, Inc.
10% Owner
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 12:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series E Convertible Preferred StockF1,F2 | $0.62 | Dec 28, 2018 | P | 322,581 | A | — | — | Common Stock | 1,612,903 | 967,742 | D |
Explanation of responses
- F1Calm.com, Inc. has the right to convert any of the Series E Convertible Preferred at any time and from time to time.
- F2The Series E Convertible Preferred Stock matures on November 13, 2025.