SEC Form 4 · accession 0001084991-19-000001
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Hughes Jr.
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 898 | — | A | 3,593 | I | By Rabbi Trust |
| Common Stock | holding | — | — | — | 37,970 | D | ||
| Common Stock | holding | — | — | — | 106,200 | I | By the William & Cheryl Hughes Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 31, 2018 | M | 898 | D | — | — | Common Stock | 898 | 3,665 | D |
Explanation of responses
- F1The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Issuer's Non-Qualified Compensation Plan.
- F2Not Applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting without payment.