SEC Form 4 · accession 0001618732-19-000002
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $3.20 | Dec 28, 2018 | M | 31,250 | D | — | Jun 18, 2024 | Class B Common Stock | 31,250 | 623,750 | D |
| Class B Common StockF3 | — | Dec 28, 2018 | M | 31,250 | A | — | — | Class A Common Stock | 31,250 | 31,250 | D |
Explanation of responses
- F1The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016.
- F2Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- F3Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.