SEC Form 4 · accession 0001225208-18-017079
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Ann Dyer
Officer — Pres. & Chief Research Officer · Director
Period of report
Dec 31, 2018
Accepted (ET)
Dec 31, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2018 | G | 50,000 | $0.00 | D | 388,778 | D | |
| Common Stock | Dec 31, 2018 | M | 18,333 | $0.00 | A | 407,111 | D | |
| Common Stock | Dec 31, 2018 | F | 8,846 | $0.5751 | D | 398,265 | D | |
| Common Stock | holding | — | — | — | 100,000 | I | 2016 Dyer Mayer Family Delaware Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Dec 31, 2018 | M | 18,333 | D | Jun 30, 2017 | Jun 30, 2019 | Common Stock | 18,333 | 36,669 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service.
- F3Date at which final vesting occurs is indicated.