SEC Form 4 · accession 0000101199-18-000129
UNITED FIRE GROUP INC · UFCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barrie W Ernst
Officer — VP/Chief Investment Officer
Period of report
Dec 28, 2018
Accepted (ET)
Dec 31, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | M | 200 | $22.42 | A | 17,010 | D | |
| Common Stock | Dec 28, 2018 | S | 200 | $55.00 | D | 16,810 | D | |
| Common Stock | Dec 31, 2018 | M | 2,800 | $22.42 | A | 19,610 | D | |
| Common StockF2 | Dec 31, 2018 | S | 2,800 | $55.0027 | D | 16,810 | D | |
| Common Stock | Dec 31, 2018 | M | 6,780 | $23.96 | A | 23,590 | D | |
| Common StockF2 | Dec 31, 2018 | S | 6,780 | $55.0027 | D | 16,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $22.42 | Dec 28, 2018 | M | 200 | D | — | May 18, 2020 | Common Stock | 200 | 2,800 | D |
| Stock Option (right to buy)F3 | $22.42 | Dec 31, 2018 | M | 2,800 | D | — | May 18, 2020 | Common Stock | 2,800 | 0 | D |
| Stock Option (right to buy)F3 | $23.96 | Dec 31, 2018 | M | 6,780 | D | — | Feb 15, 2023 | Common Stock | 6,780 | 0 | D |
Explanation of responses
- F1Transaction pursuant to a 10b5-1 contract.
- F2This transaction was executed in multiple trades at prices ranging from $55 to $55.055. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F3All options currently exercisable.