SEC Form 4 · accession 0001362832-19-000001
ALBANY INTERNATIONAL CORP /DE/ · AIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawne H Wimbrow
Officer — Vice President GIS & CIO
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819793
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Dec 31, 2018 | D | 454 | D | Mar 1, 2015 | — | Class A Common Stock | 454 | 0 | D |
| Phantom Stock UnitsF3,F4 | — | Dec 31, 2018 | D | 1,011 | D | Mar 1, 2016 | — | Class A Common Stock | 1,011 | 0 | D |
| Phantom Stock UnitsF5,F6 | — | Dec 31, 2018 | D | 1,881 | D | Mar 1, 2017 | — | Class A Common Stock | 1,881 | 0 | D |
| Phantom Stock UnitsF7,F8 | — | Dec 31, 2018 | D | 1,706 | D | Mar 1, 2018 | — | Class A Common Stock | 1,706 | 0 | D |
Explanation of responses
- F1Phantom Stock Units granted on February 27, 2015 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F2The forfeiture of 454 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.
- F3Phantom Stock Units granted on February 25, 2016 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F4The forfeiture of 1,011 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.
- F5Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F6The forfeiture of 1,881 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.
- F7Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- F8The forfeiture of 1,706 Phantom Stock Units pursuant to the Phantom Stock Unit Plan upon the reporting person's retirement from the Company.