Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 9, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

85 filings · trading day Oct 9, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 8, 2018 DForm 4 →	Oct 9, 1:17 pm EDT	CHARTER COMMUNICATIONS, INC. /MO/CHTR	Michael A NewhouseDirector	166,492	$315.35	$52,503,252	20,615,404	—
Oct 8, 2018 DForm 4 →	Oct 9, 1:20 pm EDT	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	166,492	$315.35	$52,503,252	20,615,404	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:41 am EDT	RESOURCES CONNECTION INCRECN	Kate W DuchenePresident & CEO	85,000	$18.96	$1,611,600	85,000	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:43 am EDT	RESOURCES CONNECTION INCRECN	Herbert M MuellerCFO & EVP	45,000	$18.96	$853,200	45,000	—
Oct 4, 2018 AForm 4 →	Oct 9, 10:46 am EDT	CONOCOPHILLIPSCOP	Kelly Brunetti RoseSVP & General Counsel	10,226	$78.23	$800,006	3,915	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 10:50 am EDT	CONOCOPHILLIPSCOP	Ryan Michael LanceChairman and CEO, Director	1,166	$78.23	$91,219	4,668	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 12:01 pm EDT	EASTMAN CHEMICAL COEMN	Humberto P AlfonsoDirector	1,012	$91.05	$61,914	21,246	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:32 am EDT	EASTMAN CHEMICAL COEMN	Brett D BegemannDirector	996	$91.05	$60,457	19,090	—
Oct 5, 2018 AForm 4 →	Oct 9, 12:05 pm EDT	EASTMAN CHEMICAL COEMN	Lewis M KlingDirector	968	$91.05	$57,908	30,222	—
Oct 5, 2018 AForm 4 →	Oct 9, 10:09 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Sharon M BradyDirector	359	$38.29	$13,750	6,066	—
Oct 5, 2018 AForm 4 →	Oct 9, 8:55 am EDT	ASTEC INDUSTRIES INCASTE	W Norman SmithVice Chairman, Director	180	$50.84	$9,136	26,807	—
Oct 3, 2018 AForm 4 →	Oct 9, 6:00 am EDT	KAR Auction Services, Inc.KAR	Donna R EctonDirector	96	$59.55	$5,724	1,298	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 10:09 am EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Craig A HindmanDirector	90	$38.29	$3,438	7,600	—
Oct 4, 2018 AForm 4 →	Oct 9, 1:21 pm EDT	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamExecutive Chairman, Director	195	$15.67	$3,057	405,196	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 1:23 pm EDT	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergChief Executive Officer, Director	180	$15.67	$2,826	2,837	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 1:22 pm EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	140	$15.67	$2,192	144,308	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 8:49 am EDT	ASTEC INDUSTRIES INCASTE	Jaco van der MerweGroup Pres Energry	43	$50.84	$2,172	354	—
Oct 5, 2018 AForm 4 →	Oct 9, 8:43 am EDT	ASTEC INDUSTRIES INCASTE	Jeffrey M. SchwarzGroup President-AAM US	33	$50.84	$1,695	615	—
Oct 4, 2018 AForm 4 →	Oct 9, 1:19 pm EDT	VERIZON COMMUNICATIONS INCVZ	Ronan DunneEVP and President VZW	85	$15.67	$1,327	17,565	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 1:21 pm EDT	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	81	$15.67	$1,269	81,549	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 1:20 pm EDT	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	77	$15.67	$1,211	20,785	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 1:22 pm EDT	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	36	$15.67	$560	55,812	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 3:52 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	8	$60.00	$504	7,292	—
Oct 4, 2018 AForm 4 →	Oct 9, 8:39 am EDT	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$320.61	$289	83	—	late
Oct 2, 2018 MForm 4 →	Oct 9, 6:00 am EDT	JMP GROUP LLCJMP	Jonathan M OrszagDirector	2,809	—	—	2,809	—	late
Oct 2, 2018 MForm 4 →	Oct 9, 6:00 am EDT	JMP GROUP LLCJMP	Glenn H TongueDirector	3,745	—	—	3,746	—	late
Oct 2, 2018 MForm 4 →	Oct 9, 6:01 am EDT	JMP GROUP LLCJMP	Harry Mark LunenburgDirector	3,277	—	—	3,277	—	late
Oct 2, 2018 MForm 4 →	Oct 9, 6:01 am EDT	JMP GROUP LLCJMP	Kenneth M KarminDirector	4,213	—	—	4,214	—	late
Oct 2, 2018 MForm 4 →	Oct 9, 6:01 am EDT	JMP GROUP LLCJMP	David M DiPietroDirector	2,809	—	—	2,809	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 6:01 am EDT	Edwards Lifesciences CorpEW	Huimin WangCVP, Japan & Intercontinental	3,800	—	—	15,600	—
Oct 6, 2018 MForm 4 →	Oct 9, 6:10 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Lester A WongSr Vice President, Interim CFO	27,263	—	—	0	—
Oct 6, 2018 MForm 4 →	Oct 9, 6:15 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Irene LeeSenior Vice President	27,263	—	—	0	—
Oct 6, 2018 MForm 4 →	Oct 9, 6:18 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Deepak SoodVice President	27,263	—	—	0	—
Oct 6, 2018 MForm 4 →	Oct 9, 6:20 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Chan Pin ChongSenior Vice President	5,722	—	—	0	—
Oct 6, 2018 MForm 4 →	Oct 9, 6:24 am EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Nelson MunPun WongSenior Vice President	18,175	—	—	0	—
Oct 4, 2018 JForm 4 →	Oct 9, 6:27 am EDT	Liberty Oilfield Services Inc.LBRT	Robert Day +3Other	3,000,000	—	—	8,090,896	—	late
Oct 8, 2018 MForm 4 →	Oct 9, 8:00 am EDT	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	12,500	—	—	52,857	—
Oct 8, 2018 MForm 4 →	Oct 9, 8:05 am EDT	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	12,500	—	—	52,857	—
Oct 5, 2018 MForm 4 →	Oct 9, 8:10 am EDT	HORMEL FOODS CORP /DE/HRL	Kevin L MyersSenior Vice President	6,000	—	—	0	—
Oct 4, 2018 MForm 4 →	Oct 9, 8:20 am EDT	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	13,000	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 8:21 am EDT	UNITED THERAPEUTICS CorpUTHR	Christopher CauseyDirector	750	—	—	750	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 9:28 am EDT	PROASSURANCE CORPPRA	Michael Leonard BoguskiPresident of a Subsidiary	100	—	—	100	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:28 am EDT	PROASSURANCE CORPPRA	Samuel A Di Piazza Jr.Director	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:29 am EDT	PROASSURANCE CORPPRA	Robert E FlowersDirector	100	—	—	0	—
Oct 5, 2018 AForm 4 →	Oct 9, 9:29 am EDT	PROASSURANCE CORPPRA	Howard H FriedmanPresident, HCPL Group	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:30 am EDT	PROASSURANCE CORPPRA	Magnus James GorrieDirector	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:30 am EDT	PROASSURANCE CORPPRA	Dana S HendricksChief Financial Officer	100	—	—	0	—	amended
Oct 5, 2018 AForm 4 →	Oct 9, 9:31 am EDT	PROASSURANCE CORPPRA	Jeffrey Patton LisenbyExecutive Vice-President	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:31 am EDT	PROASSURANCE CORPPRA	John J McMahon Jr.Director	100	—	—	0	—
Oct 5, 2018 AForm 4 →	Oct 9, 9:32 am EDT	PROASSURANCE CORPPRA	Frank B O'NeilSenior Vice-President	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:32 am EDT	PROASSURANCE CORPPRA	Edward Lewis Rand Jr.Chief Operating Officer	100	—	—	0	—
Oct 5, 2018 AForm 4 →	Oct 9, 9:33 am EDT	PROASSURANCE CORPPRA	William Stancil StarnesChairman, Director	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:33 am EDT	PROASSURANCE CORPPRA	Ross Edward TaubmanPresdent of a Subsidiary	100	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 9:34 am EDT	PROASSURANCE CORPPRA	Thomas A.S. Wilson Jr.Director	100	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 9, 10:51 am EDT	KROGER COKR	Ronald SargentDirector	13,000	—	—	0	—
Oct 9, 2018 AForm 4 →	Oct 9, 11:02 am EDT	COATES INTERNATIONAL LTD \DE\COTE	Barry C KayeTreasurer and CFO, Director	4,484	—	—	22,337	—
Oct 9, 2018 AForm 4 →	Oct 9, 11:03 am EDT	COATES INTERNATIONAL LTD \DE\COTE	Gregory G CoatesSecretary and Pres. - Tech Div, Director	57,221	—	—	285,605	—
Oct 9, 2018 AForm 4 →	Oct 9, 11:04 am EDT	COATES INTERNATIONAL LTD \DE\COTE	George J. CoatesPresident and CEO, Director, 10% Owner	755,946	—	—	9,771,105	—
Oct 9, 2018 MForm 4 →	Oct 9, 11:09 am EDT	EAGLE BANCORP INCEGBN	Susan G RielEVP;SEVP&COO-Subsidiary Bank, Director	35,200	—	—	0	—
Oct 4, 2018 MForm 4 →	Oct 9, 11:17 am EDT	DARDEN RESTAURANTS INCDRI	David C GeorgeEVP & COO	55,671	—	—	0	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 11:24 am EDT	EASTMAN CHEMICAL COEMN	Michael P ConnorsDirector	332	—	—	28,133	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:28 am EDT	EASTMAN CHEMICAL COEMN	Julie Fasone HolderDirector	332	—	—	6,299	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:33 am EDT	EASTMAN CHEMICAL COEMN	Renee J HornbakerDirector	332	—	—	29,321	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:36 am EDT	EASTMAN CHEMICAL COEMN	Kim Ann MinkDirector	332	—	—	332	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:36 am EDT	TRIMBLE INC.TRMB	Sandra MacQuillanDirector	3,886	—	—	3,886	—
Oct 5, 2018 AForm 4 →	Oct 9, 11:41 am EDT	EASTMAN CHEMICAL COEMN	David W RaisbeckDirector	332	—	—	37,601	—
Oct 5, 2018 MForm 4 →	Oct 9, 11:46 am EDT	General Finance CORPGFN	Theodore M. MourouzisPresident of Pac-Van, Inc.	14,094	—	—	906	—
Oct 8, 2018 AForm 4 →	Oct 9, 12:06 pm EDT	BIOLASE, INCBIOL	Elaine C WagnerDirector	44,374	—	—	44,374	—
Oct 5, 2018 AForm 4 →	Oct 9, 12:08 pm EDT	EASTMAN CHEMICAL COEMN	Robert M HernandezDirector	332	—	—	18,071	—
Oct 4, 2018 AForm 4 →	Oct 9, 12:09 pm EDT	RAYMOND JAMES FINANCIAL INCRJF	Robert M DutkowskyDirector	662	—	—	662	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 12:11 pm EDT	EASTMAN CHEMICAL COEMN	James J /ky ObrienDirector	332	—	—	4,170	—
Oct 5, 2018 AForm 4 →	Oct 9, 12:20 pm EDT	EASTMAN CHEMICAL COEMN	Stephen R DemerittDirector	332	—	—	45,018	—
Oct 4, 2018 AForm 4 →	Oct 9, 1:16 pm EDT	ExlService Holdings, Inc.EXLS	Vikram S Pandit +8Director	1,199	—	—	1,199	—	late
Oct 8, 2018 MForm 4 →	Oct 9, 1:25 pm EDT	BSB Bancorp, Inc.BLMT	John W Gahan IIIDirector	600	—	—	18,764	—
Oct 8, 2018 MForm 4 →	Oct 9, 2:13 pm EDT	ESSEX PROPERTY TRUST INCESS	Angela L. KleimanExecutive Vice President & CFO	83	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 2:56 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	12,500	—	—	0	—
Oct 4, 2018 AForm 4 →	Oct 9, 3:00 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Christopher J. VohsChief Financial Officer	2,835	—	—	61,026	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:01 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Ryan S MacDonaldChief Acquisitions Officer	9,923	—	—	165,412	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:01 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Ramin KamfarChairman and CEO, Director	34,020	—	—	1,141,713	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:02 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Jordan B. RuddySee Remarks	11,340	—	—	171,836	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:02 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	James G. Babb IIIChief Investment Officer	11,340	—	—	171,836	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:03 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Michael L. KonigSee Remarks	11,340	—	—	171,836	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 3:03 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Elizabeth Scott HarrisonDirector	3,165	—	—	3,165	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 3:31 pm EDT	CANTEL MEDICAL CORPCMD	Charles M DikerChairman, Director, 10% Owner	30,000	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 3:56 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Amy Christine FriedrichPresident - USIS	1,700	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.