SEC Form 4 · accession 0001209191-18-054475
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Sargent
Director
Period of report
Oct 8, 2018
Accepted (ET)
Oct 9, 2018 · 10:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2018 | M | 13,000 | $13.07 | A | 89,775 | D | |
| Common Stock | Oct 8, 2018 | S | 15 | $29.181 | D | 89,760 | D | |
| Common Stock | Oct 8, 2018 | S | 100 | $29.185 | D | 89,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $13.07 | Oct 8, 2018 | M | 13,000 | D | — | Dec 11, 2018 | Common Stock | 13,000 | 0 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.