SEC Form 4 · accession 0001209191-18-054473
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Brunetti Rose
Officer — SVP & General Counsel
Period of report
Oct 4, 2018
Accepted (ET)
Oct 9, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1,F2,F3 | — | Oct 4, 2018 | A | 6,311 | A | — | — | Common Stock | 6,311 | 6,311 | D |
| Stock UnitsF1,F4,F3 | — | Oct 4, 2018 | A | 3,915 | A | — | — | Common Stock | 3,915 | 3,915 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
- F2Stock unit grant settles on February 13, 2021, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
- F3The stock units do not have an expiration date.
- F4Stock unit grant settles 3 years from date of grant, subject to earlier settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.