Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Apr 9, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

113 filings · trading day Apr 9, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 5, 2018 AForm 4 →	Apr 9, 1:46 pm EDT	RAVEN INDUSTRIES INCRAVN	Daniel A RykhusPresident & CEO, Director	40,680	$35.05	$913,403	14,620	—
Apr 5, 2018 AForm 4 →	Apr 9, 2:05 pm EDT	RAVEN INDUSTRIES INCRAVN	Schmidt Anthony D JohnsonDivision VP and GM	9,927	$35.05	$222,918	3,567	—
Apr 5, 2018 AForm 4 →	Apr 9, 1:52 pm EDT	RAVEN INDUSTRIES INCRAVN	Scott W WickershamDiv VP & General Manager	7,943	$35.05	$178,405	2,853	—
Apr 5, 2018 AForm 4 →	Apr 6, 4:45 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	Randy BerholtzEVP, CORPORATE DEVELOPMENT	1,000,000	$0.1336	$133,600	3,675,000	—
Apr 5, 2018 FMForm 4 →	Apr 6, 4:45 pm EDT	Innophos Holdings, Inc.IPHS	Linda MyrickDirector	4,603	$40.47	$84,623	0	—
Apr 5, 2018 AForm 4 →	Apr 9, 1:49 pm EDT	RAVEN INDUSTRIES INCRAVN	Lee A MagnusonGeneral Counsel and VP	3,170	$35.05	$71,152	1,140	—
Apr 6, 2018 MForm 4 →	Apr 6, 6:00 pm EDT	TRICO BANCSHARES /TCBK	Craig S ComptonDirector	2,000	$15.40	$30,800	16,000	—
Apr 6, 2018 PForm 4 →	Apr 9, 12:21 pm EDT	OLD NATIONAL BANCORP /IN/ONB	Linda Elaine WhiteDirector	904	$16.60	$15,006	57,785	—
Apr 5, 2018 CMForm 4 →	Apr 6, 5:32 pm EDT	Trade Desk, Inc.TTD	Robert David PerdueChief Operating Officer, Director	30,000	$0.819	$8,190	0	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:09 pm EDT	KAR Auction Services, Inc.KAR	Donna R EctonDirector	90	$54.64	$4,908	1,099	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:07 pm EDT	KAR Auction Services, Inc.KAR	Michael T. KestnerDirector	72	$54.64	$3,958	790	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:39 am EDT	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	222	$13.77	$3,059	393,218	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:04 pm EDT	KAR Auction Services, Inc.KAR	Todd F BourellDirector	55	$54.64	$3,007	479	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:01 pm EDT	KAR Auction Services, Inc.KAR	John P. LarsonDirector	54	$54.64	$2,973	537	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:03 pm EDT	KAR Auction Services, Inc.KAR	Lynn JolliffeDirector	41	$54.64	$2,233	633	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:42 am EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	159	$13.77	$2,193	88,759	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:44 am EDT	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	138	$13.77	$1,904	140,742	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:45 am EDT	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergEVP & Pres-Global Networks&CTO	138	$13.77	$1,904	816	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:36 am EDT	VERIZON COMMUNICATIONS INCVZ	Timothy M ArmstrongEVP and President and CEO-Oath	130	$13.77	$1,789	15,799	—
Apr 6, 2018 AForm 4 →	Apr 9, 2:56 pm EDT	NBT BANCORP INCNBTB	Andrew S Kowalczyk IIIDirector	37	$36.33	$1,344	448	—
Apr 6, 2018 AForm 4 →	Apr 9, 3:32 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	22	$59.61	$1,288	7,053	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:40 am EDT	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	92	$13.77	$1,270	78,563	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:38 am EDT	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	88	$13.77	$1,212	19,242	—
Apr 6, 2018 PForm 4 →	Apr 9, 12:20 pm EDT	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	57	$16.60	$946	426	—
Apr 5, 2018 AForm 4 →	Apr 9, 10:43 am EDT	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	41	$13.77	$561	54,039	—
Apr 6, 2018 PForm 4 →	Apr 9, 12:21 pm EDT	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	33	$16.60	$548	332	—
Apr 6, 2018 PForm 4 →	Apr 9, 12:22 pm EDT	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	24	$16.60	$398	1,593	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:22 pm EDT	KAR Auction Services, Inc.KAR	James E. Money IIAFC President	3	$54.64	$180	515	—
Apr 5, 2018 MForm 4 →	Apr 6, 4:03 pm EDT	ICF International, Inc.ICFI	John WassonPresident & COO	12,982	—	—	0	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:03 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	43,024	—	—	191,163	—
Apr 6, 2018 MForm 4 →	Apr 6, 4:03 pm EDT	Teladoc, Inc.TDOC	Mark HirschhornExecutive VP, COO and CFO	13,970	—	—	15,020	—
Apr 6, 2018 MForm 4 →	Apr 6, 4:04 pm EDT	CORNING INC /NYGLW	David L MorseExecutive Vice President	500	—	—	0	—
Apr 5, 2018 MForm 4 →	Apr 6, 4:05 pm EDT	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	85,000	—
Apr 5, 2018 MForm 4 →	Apr 6, 4:06 pm EDT	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	11,600	—	—	28,250	—
Mar 21, 2018 AForm 4 →	Apr 6, 4:06 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Karl L HannemanChief Executive Officer	332,417	—	—	332,417	—	late
Apr 4, 2018 JForm 4 →	Apr 6, 4:08 pm EDT	Broadcom Inc.AVGO	Henry SamueliChief Technical Officer, Director	9,514,983	—	—	0	—
Apr 4, 2018 AForm 4 →	Apr 6, 4:18 pm EDT	Icagen, Inc.no symbol	Timothy TysonDirector, 10% Owner	1,142,856	—	—	571,428	—
Apr 5, 2018 MForm 4 →	Apr 6, 4:24 pm EDT	TREX CO INCTREX	Patricia B RobinsonDirector	3,464	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 6, 4:24 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	21,512	—	—	169,651	—
Apr 5, 2018 AForm 4 →	Apr 6, 4:25 pm EDT	Kush Bottles, Inc.KSHB	Jim McCormickCFO and COO	500,000	—	—	500,000	—
Apr 5, 2018 XForm 4 →	Apr 6, 4:30 pm EDT	CapStar Financial Holdings, Inc.CSTR	Julie D. FristDirector	2,800	—	—	9,633	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:30 pm EDT	SCHOLASTIC CORPSCHL	Richard RobinsonCEO, Chairman and President, Director, 10% Owner	41,745	—	—	120,937	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:33 pm EDT	GALECTIN THERAPEUTICS INCGALT	Jack W CallicuttChief Financial Officer	3,349	—	—	146,651	—
Apr 4, 2018 CForm 4 →	Apr 6, 4:37 pm EDT	TILLY'S, INC.TLYS	Hezy ShakedChief Strategy Officer, Director, 10% Owner	20,000	—	—	9,137,805	—
Apr 6, 2018 AForm 4 →	Apr 6, 4:43 pm EDT	Cellectar Biosciences, Inc.CLRB	Brian M PosnerChief Financial Officer	80,000	—	—	80,000	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:52 pm EDT	Hess Midstream Partners LPHESM	Gerald A. TamborskiVice President of Operations	724	—	—	1,450	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:53 pm EDT	Hess Midstream Partners LPHESM	Jonathan C. SteinChief Financial Officer	1,449	—	—	2,899	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:54 pm EDT	Hess Midstream Partners LPHESM	John A. GatlingChief Operating Officer	1,449	—	—	2,899	—
Apr 5, 2018 MForm 4 →	Apr 6, 4:55 pm EDT	SEMPRA ENERGYSRE	Debra L ReedChairman, President and CEO, Director	23,000	—	—	0	—
Apr 4, 2018 MForm 4 →	Apr 6, 4:55 pm EDT	Hess Midstream Partners LPHESM	David W NiemiecDirector	2,826	—	—	0	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:00 pm EDT	ANSYS INCANSS	James E Cashman IIIDirector	29,138	—	—	18,820	—
Apr 5, 2018 MForm 4 →	Apr 6, 5:01 pm EDT	Walker & Dunlop, Inc.WD	Richard M LucasEVP & Gen Counsel & Secretary	8,475	—	—	8,474	—
Apr 4, 2018 JForm 4 →	Apr 6, 5:02 pm EDT	HEMISPHERE MEDIA GROUP, INC.HMTV	Santander Trust Agreement Number 2003914Other	271,345	—	—	2,725,654	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:03 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Nassim UsmanPresident & CEO, Director	88	—	—	274,912	—
Apr 4, 2018 PForm 4 →	Apr 6, 5:05 pm EDT	GlyEco, Inc.GLYE	WYNNEFIELD PARTNERS SMALL CAP VALUE LP +710% Owner	5,000,000	—	—	3,038,000	—
Apr 4, 2018 DForm 4 →	Apr 6, 5:15 pm EDT	HEMISPHERE MEDIA GROUP, INC.HMTV	Peter M KernDirector, 10% Owner	780,710	—	—	15,744,913	—
Apr 5, 2018 MForm 4 →	Apr 6, 5:15 pm EDT	URANIUM ENERGY CORPUEC	Ivan ObolenskyDirector	100,000	—	—	285,000	—
Apr 4, 2018 DForm 4 →	Apr 6, 5:16 pm EDT	HEMISPHERE MEDIA GROUP, INC.HMTV	Gemini Latin Holdings, LLC +110% Owner	749,758	—	—	15,744,913	—
Apr 4, 2018 DForm 4 →	Apr 6, 5:17 pm EDT	HEMISPHERE MEDIA GROUP, INC.HMTV	James Marvin McNamaraDirector	28,562	—	—	599,814	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:26 pm EDT	URANIUM ENERGY CORPUEC	Vincent Della VolpeDirector	50,000	—	—	275,000	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:31 pm EDT	ABERCROMBIE & FITCH CO /DE/ANF	Robert E. BostromSVP, Gen Cnsl & Secy	2,184	—	—	4,368	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:31 pm EDT	ABERCROMBIE & FITCH CO /DE/ANF	Joanne C. CrevoiseratEVP & COO	7,482	—	—	14,963	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:31 pm EDT	ABERCROMBIE & FITCH CO /DE/ANF	Fran HorowitzChief Executive Officer, Director	14,153	—	—	28,307	—
Apr 4, 2018 AForm 4 →	Apr 6, 5:32 pm EDT	International Seaways, Inc.INSW	Lois K ZabrockyPresident and CEO	74,456	—	—	22,910	—
Apr 4, 2018 AForm 4 →	Apr 6, 5:34 pm EDT	International Seaways, Inc.INSW	Jeffrey PriborSVP,Chief Financial Officer &T	41,882	—	—	12,887	—
Apr 4, 2018 AForm 4 →	Apr 6, 5:35 pm EDT	International Seaways, Inc.INSW	James D Small IIICAO,SVP,Sec. & General Counsel	29,472	—	—	9,068	—
Apr 4, 2018 MForm 4 →	Apr 6, 5:36 pm EDT	URANIUM ENERGY CORPUEC	Amir AdnaniPRESIDENT AND CEO, Director	250,000	—	—	1,965,000	—
Apr 4, 2018 AForm 4 →	Apr 6, 5:38 pm EDT	International Seaways, Inc.INSW	Derek G. SolonVice President	17,712	—	—	5,450	—
Apr 4, 2018 AForm 4 →	Apr 6, 5:40 pm EDT	International Seaways, Inc.INSW	William F. NugentVice President	16,969	—	—	5,221	—
Apr 3, 2018 AMForm 4 →	Apr 6, 6:01 pm EDT	BIODELIVERY SCIENCES INTERNATIONAL INCBDSI	Ernest Robert De PaolantonioCFO, Secretary and Treasurer	124,400	—	—	0	—	late
Apr 5, 2018 MForm 4 →	Apr 6, 6:33 pm EDT	EPR PROPERTIESEPR	Barrett BradyDirector	2,500	—	—	7,557	—
Apr 4, 2010 MForm 4 →	Apr 6, 2018, 6:41 pm EDT	Turning Point Brands, Inc.TPB	James Michael MurraySr. VP, Business Planning	6,399	—	—	7,464	—	late
Apr 5, 2018 MForm 4 →	Apr 6, 6:46 pm EDT	Floor & Decor Holdings, Inc.FND	David Victor ChristophersonEVP & General Counsel	8,817	—	—	0	—
Apr 4, 2018 MForm 4 →	Apr 6, 6:46 pm EDT	Floor & Decor Holdings, Inc.FND	Lisa LaubeEVP & CMO	83,000	—	—	75,971	—
Apr 4, 2018 MForm 4 →	Apr 6, 6:46 pm EDT	Floor & Decor Holdings, Inc.FND	Thomas V TaylorChief Executive Officer, Director	170,000	—	—	325,539	—
Apr 4, 2018 MForm 4 →	Apr 6, 6:53 pm EDT	HNI CORPHNI	Kurt A TjadenSVP HNI; President HNI Intl	8,000	—	—	26,412	—
Apr 5, 2018 AForm 4 →	Apr 6, 7:04 pm EDT	INNERWORKINGS INCINWK	Richard S StoddartPresident and CEO, Director	237,093	—	—	237,093	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:20 pm EDT	GREENBRIER COMPANIES INCGBX	Martin Raymond BakerSVP, GC, & Compliance Officer	12,800	—	—	39,411	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:20 pm EDT	GREENBRIER COMPANIES INCGBX	Adrian J DownesSVP & CAO	7,500	—	—	23,295	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:22 pm EDT	GREENBRIER COMPANIES INCGBX	William A FurmanPresident & CEO, Director	100,000	—	—	253,432	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:22 pm EDT	GREENBRIER COMPANIES INCGBX	Anne ManningVP Corporate Controller	5,000	—	—	15,880	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:23 pm EDT	GREENBRIER COMPANIES INCGBX	Mark J RittenbaumEVP, Commercial & Leasing	20,000	—	—	58,515	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:25 pm EDT	GREENBRIER COMPANIES INCGBX	Lorie TekoriusEVP & CFO	22,500	—	—	54,009	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:33 pm EDT	QUIDEL CORP /DE/QDEL	Matthew StrobeckDirector	367	—	—	259	—
Jan 26, 2018 AForm 4 →	Apr 6, 7:39 pm EDT	Eldorado Resorts, Inc.ERI	Bonnie BiumiDirector	4,612	—	—	4,612	—	late
Jan 26, 2018 AForm 4/A →	Apr 6, 7:42 pm EDT	Eldorado Resorts, Inc.ERI	Gregory J. KoziczDirector	4,612	—	—	4,612	—
Apr 4, 2018 AForm 4 →	Apr 6, 7:45 pm EDT	Eldorado Resorts, Inc.ERI	Edmund L Quatmann Jr.Chief Legal Officer	7,391	—	—	7,391	—
Apr 6, 2018 MForm 4 →	Apr 6, 7:48 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres Prod Dev & Med Aff & CMO	14,591	—	—	163,109	—
Apr 4, 2018 MForm 4 →	Apr 6, 7:55 pm EDT	FIBROGEN INCFGEN	Thomas B NeffChief Executive Officer, Director	20,640	—	—	433,421	—
Mar 31, 2018 JForm 4 →	Apr 6, 8:10 pm EDT	Algodon Wines & Luxury Development Group, Inc.VINO	Scott L MathisPresident, CEO, Chair. & Dir., Director, 10% Owner	47,878	—	—	0	—	late
Apr 5, 2018 MForm 4 →	Apr 6, 8:17 pm EDT	URANIUM ENERGY CORPUEC	Pat ObaraCHIEF FINANCIAL OFFICER	75,000	—	—	568,000	—
Apr 5, 2018 AForm 4 →	Apr 6, 8:27 pm EDT	Altimmune, Inc.ALT	Mitchel SayareDirector	35,000	—	—	35,000	—
Apr 4, 2018 CForm 4 →	Apr 6, 8:27 pm EDT	MOVADO GROUP INCMOV	Alexander GrinbergDirector, 10% Owner	15,000	—	—	235,376	—
Apr 4, 2018 MForm 4 →	Apr 6, 8:28 pm EDT	MOVADO GROUP INCMOV	Richard CoteDirector	77,200	—	—	0	—
Apr 4, 2018 MForm 4 →	Apr 6, 8:39 pm EDT	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	860,000	—
Apr 5, 2018 MForm 4 →	Apr 9, 9:18 am EDT	Ulta Beauty, Inc.ULTA	Mary N DillonChief Executive Officer	22,906	—	—	0	—
Apr 5, 2018 MForm 4 →	Apr 9, 12:12 pm EDT	SUPERNUS PHARMACEUTICALS INCSUPN	Victor VaughnSr. VP of Sales and Marketing	60,000	—	—	31,250	—
Apr 5, 2018 MForm 4 →	Apr 9, 12:21 pm EDT	Employers Holdings, Inc.EIG	Lenard T OrmsbyEVP, Chief Legal Officer	1,381	—	—	16,619	—
Jan 5, 2017 AForm 4/A →	Apr 9, 2018, 1:01 pm EDT	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Kenneth PinaSVP, GC & Compliance Off.	15,000	—	—	15,000	—
Apr 6, 2018 MForm 4 →	Apr 9, 1:55 pm EDT	HOOKER FURNITURE CORPHOFT	Paul A HuckfeldtChief Financial Officer	1,376	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 9, 1:57 pm EDT	HOOKER FURNITURE CORPHOFT	Michael W DelgattiPresident HF Legacy	3,207	—	—	0	—
Apr 6, 2018 MForm 4 →	Apr 9, 1:58 pm EDT	HOOKER FURNITURE CORPHOFT	Anne JacobsenSenior Vice President	935	—	—	0	—
Apr 9, 2018 MForm 4 →	Apr 9, 2:14 pm EDT	FIRST COMMUNITY BANCSHARES INC /NV/FCBC	I Norris KantorDirector	1,169	—	—	5,029	—
Apr 5, 2018 MForm 4 →	Apr 9, 2:30 pm EDT	Bancorp 34, Inc.BCTF	Randal L. RabonDirector	5,732	—	—	0	—
Apr 5, 2018 MForm 4 →	Apr 9, 2:53 pm EDT	CYANOTECH CORPCYAN	Gerald R CysewskiCSO, Director	167	—	—	333	—
Apr 5, 2018 AForm 4 →	Apr 9, 2:55 pm EDT	CYANOTECH CORPCYAN	Mawae MortonCEO, Director	67	—	—	67	—
Apr 5, 2018 MForm 4 →	Apr 9, 2:57 pm EDT	CYANOTECH CORPCYAN	Jennifer M. JohansenVP of Quality	167	—	—	333	—
Apr 5, 2018 MForm 4 →	Apr 9, 2:58 pm EDT	CYANOTECH CORPCYAN	Gerard J WattsCOO	57	—	—	113	—
Apr 5, 2018 DForm 4 →	Apr 9, 3:01 pm EDT	CYANOTECH CORPCYAN	Jole Eileen DealCFO, VP, Treasurer, Secretary	101	—	—	203	—
Apr 5, 2018 MForm 4 →	Apr 9, 3:04 pm EDT	CYANOTECH CORPCYAN	Glenn JensenVP of Manufacturing	167	—	—	333	—
Apr 5, 2018 MForm 4 →	Apr 9, 3:43 pm EDT	UFP TECHNOLOGIES INCUFPT	W David SmithVice President	1,345	—	—	28,655	—
Apr 5, 2018 MForm 4 →	Apr 9, 3:51 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	1,000	—	—	107,000	—
Apr 5, 2018 ADForm 4 →	Apr 9, 3:51 pm EDT	PAVmed Inc.PAVM	Lishan Aklog +2Chairman and CEO, Director, 10% Owner	11,906,316	—	—	10,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.