SEC Form 4 · accession 0001620863-18-000001
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Compton
Director
Period of report
Apr 6, 2018
Accepted (ET)
Apr 6, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2018 | M | 2,000 | $15.40 | A | 150,514 | D | |
| Common StockF1,F2 | Apr 6, 2018 | J | 0 | $0.00 | A | 1,170,990 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.40 | Apr 6, 2018 | M | 2,000 | A | May 20, 2009 | May 20, 2018 | Common Stock | 2,000 | 16,000 | D |
Explanation of responses
- F1Reporting person is a trustee of the issuers Employee Stock Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.
- F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.