SEC Form 4 · accession 0001104659-18-022912

Floor & Decor Holdings, Inc. · FND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas V Taylor

Officer — Chief Executive Officer · Director

Period of report

Apr 4, 2018

Accepted (ET)

Apr 6, 2018 · 6:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001507079

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock, par value $0.001^F1	Apr 4, 2018	M	85,841	$3.15	A	108,989	D
Class A common stock, par value $0.001^F3	Apr 4, 2018	S	85,841	$55.27	D	23,148	D
Class A common stock, par value $0.001	Apr 4, 2018	M	69,931	$3.15	A	93,079	D
Class A common stock, par value $0.001^F4	Apr 4, 2018	S	69,931	$56.24	D	23,148	D
Class A common stock, par value $0.001	Apr 5, 2018	M	14,228	$3.15	A	37,376	D
Class A common stock, par value $0.001^F5	Apr 5, 2018	S	14,228	$55.99	D	23,148	D
Class A common stock, par value $0.001	holding	—	—		—	76,392	I	By the Taylor Grantor Retained Annuity Trust, of which Mr. Taylor is the trustee.
Class A common stock, par value $0.001	holding	—	—		—	965	I	By son
Class A common stock, par value $0.001	holding	—	—		—	965	I	By son
Class A common stock, par value $0.001	holding	—	—		—	965	I	By daughter

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$3.15	Apr 4, 2018	M	85,841	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	85,841	409,698	D
Stock Option (right to buy)	$3.15	Apr 4, 2018	M	69,931	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	69,931	339,767	D
Stock Option (right to buy)	$3.15	Apr 5, 2018	M	14,228	D	Dec 3, 2016	Dec 13, 2022	Class A common stock	14,228	325,539	D

Explanation of responses

F1Includes 20,154 shares of the Issuer's Class A common stock previously transferred from the Taylor Grantor Retained Annuity Trust, of which Mr. Taylor is the trustee, to Mr. Taylor.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Taylor on August 8, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.99, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.69, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.62 to $56.52, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.