SEC Form 4 · accession 0001127602-18-014223
UNITED THERAPEUTICS Corp · UTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martine A Rothblatt
Officer — Chairman & CEO · Director
Period of report
Apr 4, 2018
Accepted (ET)
Apr 6, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2018 | M | 21,512 | $52.65 | A | 21,652 | D | |
| Common StockF2 | Apr 4, 2018 | S | 3,200 | $113.5157 | D | 18,452 | D | |
| Common StockF3 | Apr 4, 2018 | S | 6,181 | $114.5857 | D | 12,271 | D | |
| Common StockF4 | Apr 4, 2018 | S | 10,449 | $115.3109 | D | 1,822 | D | |
| Common StockF5 | Apr 4, 2018 | S | 1,682 | $116.2941 | D | 140 | D | |
| Common Stock | Apr 5, 2018 | M | 21,512 | $52.65 | A | 21,652 | D | |
| Common StockF6 | Apr 5, 2018 | S | 12,507 | $113.0868 | D | 9,145 | D | |
| Common StockF7 | Apr 5, 2018 | S | 2,739 | $113.8155 | D | 6,406 | D | |
| Common StockF8 | Apr 5, 2018 | S | 1,400 | $115.0682 | D | 5,006 | D | |
| Common StockF9 | Apr 5, 2018 | S | 870 | $116.4906 | D | 4,136 | D | |
| Common StockF10 | Apr 5, 2018 | S | 1,994 | $117.2458 | D | 2,142 | D | |
| Common StockF11 | Apr 5, 2018 | S | 1,602 | $117.9632 | D | 540 | D | |
| Common StockF12 | Apr 5, 2018 | S | 400 | $118.8625 | D | 140 | D | |
| Common Stock | holding | — | — | — | 683,489 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $52.65 | Apr 4, 2018 | M | 21,512 | D | Dec 31, 2009 | Dec 31, 2019 | Common Stock | 21,512 | 212,675 | D |
| Stock Options | $52.65 | Apr 5, 2018 | M | 21,512 | D | Dec 31, 2009 | Dec 31, 2019 | Common Stock | 21,512 | 191,163 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F10This transaction was executed in multiple trades at prices ranging from $116.74 to $117.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades at prices ranging from $117.74 to $118.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12This transaction was executed in multiple trades at prices ranging from $118.81 to $118.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $112.94 to $113.935. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $113.97 to $114.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $114.97 to $115.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $116.15 to $116.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $112.49 to $113.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $113.49 to $114.18. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $114.59 to $115.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $115.72 to $116.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.