SEC Form 4 · accession 0001104659-18-022911
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Laube
Officer — EVP & CMO
Period of report
Apr 4, 2018
Accepted (ET)
Apr 6, 2018 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Apr 4, 2018 | M | 37,000 | $4.33 | A | 139,987 | D | |
| Class A common stock, par value $0.001 | Apr 4, 2018 | M | 37,000 | $2.85 | A | 176,987 | D | |
| Class A common stock, par value $0.001 | Apr 4, 2018 | M | 9,000 | $9.99 | A | 185,987 | D | |
| Class A common stock, par value $0.001 | Apr 4, 2018 | S | 96,000 | $55.00 | D | 89,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.33 | Apr 4, 2018 | M | 37,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 37,000 | 259,093 | D |
| Stock Option (right to buy) | $2.85 | Apr 4, 2018 | M | 37,000 | D | Feb 23, 2016 | Feb 23, 2022 | Class A common stock | 37,000 | 259,093 | D |
| Stock Option (right to buy)F2 | $9.99 | Apr 4, 2018 | M | 9,000 | D | — | Sep 30, 2026 | Class A common stock | 9,000 | 75,971 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Laube on August 7, 2017.
- F2The option vests in five equal annual installments. The first installment vested and became exercisable on September 30, 2017. The remaining four installments vest and become exercisable on September 30 of each of 2018, 2019, 2020 and 2021.