SEC Form 4 · accession 0001140361-18-017718

Ulta Beauty, Inc. · ULTA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Apr 5, 2018

Accepted (ET)

Apr 9, 2018 · 9:18 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001403568

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 5, 2018	M	6,173	$99.01	A	100,984	D
Common Stock	Apr 5, 2018	M	16,733	$97.89	A	117,717	D
Common Stock^F1	Apr 5, 2018	S	16,286	$206.9861	D	101,431	D
Common Stock^F2	holding	—	—		—	5,813	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$99.01	Apr 5, 2018	M	6,173	D	—	Jul 1, 2023	Common Stock	6,173	0	D
Stock Option (right to buy)^F4	$97.89	Apr 5, 2018	M	16,733	D	—	Mar 28, 2024	Common Stock	16,733	0	D

F1The price in Column 4 is a weighted average price. The prices actually received ranged from $206.58 to $207.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.
F3The options, representing a right to purchase a total of 24,690 shares, vest 25% on each anniversary date of the 07/01/2013 grant date.
F4The options, representing a right to purchase a total of 66,931 shares, vest 25% beginning on 3/16/2015 and each anniversary date thereafter.