Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 9, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

92 filings · trading day Oct 9, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 6, 2017 MForm 4 →	Oct 6, 5:58 pm EDT	CURTISS WRIGHT CORPCW	Paul J FerdenziVice President	2,340	$30.90	$72,306	5,302	—
Oct 6, 2017 MForm 4 →	Oct 6, 5:58 pm EDT	CURTISS WRIGHT CORPCW	Harry JakubowitzVP & Treasurer	1,642	$30.90	$50,738	3,816	—
Oct 6, 2017 AForm 4 →	Oct 6, 4:22 pm EDT	Duke Energy CORPDUK	Michael G BrowningDirector	534	$84.29	$45,011	84,234	—
Oct 6, 2017 AForm 4 →	Oct 6, 4:22 pm EDT	Duke Energy CORPDUK	Carlos A SaladrigasDirector	371	$84.29	$31,272	40,068	—
Oct 6, 2017 AForm 4 →	Oct 6, 4:22 pm EDT	Duke Energy CORPDUK	Charles W MoormanDirector	371	$84.29	$31,272	6,208	—
Oct 6, 2017 AForm 4 →	Oct 6, 4:23 pm EDT	Duke Energy CORPDUK	James B Hyler Jr.Director	208	$84.29	$17,532	28,144	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:00 pm EDT	ANALOG DEVICES INCADI	Kenton J SicchitanoDirector	15,000	—	—	0	—
Oct 4, 2017 MForm 4 →	Oct 6, 4:07 pm EDT	NEOGEN CORPNEOG	Steven J. QuinlanVP & CFO	2,250	—	—	79,700	—
Oct 6, 2017 MForm 4 →	Oct 6, 4:08 pm EDT	HEALTHSTREAM INCHSTM	Michael Manning CollierSVP, BusDev and GenCounsel	356	—	—	417	—
Jul 20, 2017 JForm 5 →	Oct 6, 4:08 pm EDT	FACTSET RESEARCH SYSTEMS INCFDS	Scott G. MillerOther	3,613	—	—	0	—
Oct 4, 2017 CMForm 4 →	Oct 6, 4:09 pm EDT	Okta, Inc.OKTA	Jonathan T RunyanGeneral Counsel and Secretary	900,000	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:09 pm EDT	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	19,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:10 pm EDT	Acer Therapeutics Inc.ACER	Chris SchellingPresident and CEO, Director	46,000	—	—	46,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:10 pm EDT	Acer Therapeutics Inc.ACER	Harry S PalminChief Financial Officer	67,600	—	—	67,600	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:10 pm EDT	Acer Therapeutics Inc.ACER	Jason AmelloDirector	9,000	—	—	9,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:10 pm EDT	COPART INCCPRT	William E FranklinExecutive Vice President	200,000	—	—	200,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:10 pm EDT	Acer Therapeutics Inc.ACER	John Michael DunnDirector	6,000	—	—	6,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:11 pm EDT	Acer Therapeutics Inc.ACER	Michelle Renee GriffinDirector	9,000	—	—	9,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:11 pm EDT	Acer Therapeutics Inc.ACER	Steve AselageDirector	6,000	—	—	6,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:11 pm EDT	Acer Therapeutics Inc.ACER	William T. AndrewsChief Medical Officer	100,000	—	—	100,000	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:13 pm EDT	COPART INCCPRT	Jeffrey LiawChief Financial Officer	100,000	—	—	100,000	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:14 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,176	—	—	15,554	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:21 pm EDT	Guidewire Software, Inc.GWRE	Richard HartChief Financial Officer	375	—	—	3,051	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:22 pm EDT	CARMAX INCKMX	Edgar H GrubbDirector	11,388	—	—	0	—
Oct 4, 2012 MForm 4 →	Oct 6, 2017, 4:34 pm EDT	NEOGEN CORPNEOG	Edward BradleyVice President	5,401	—	—	76,873	—	late
Oct 4, 2017 MForm 4 →	Oct 6, 4:37 pm EDT	Steris plcSTE	Michael J TokichSr. Vice Pres., CFO	12,000	—	—	0	—
Oct 4, 2017 MForm 4 →	Oct 6, 4:38 pm EDT	ACCURAY INCARAY	Kelly LondyEVP Chief Operating Officer	100,000	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 4:41 pm EDT	IONIS PHARMACEUTICALS INCIONS	Patrick R. O'NeilSVP, Legal & General Counsel	1,000	—	—	2,700	—
Oct 4, 2017 MForm 4 →	Oct 6, 4:43 pm EDT	NEOGEN CORPNEOG	Terri A MorricalVice President	5,401	—	—	86,900	—
Oct 4, 2017 MForm 4 →	Oct 6, 4:43 pm EDT	CDW CorpCDW	Jonathan J StevensSee Remarks	2,700	—	—	5,293	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:49 pm EDT	ModusLink Global Solutions IncMLNK	Louis J BelardiCFO and Executive VP	329,949	—	—	329,949	—
Oct 5, 2017 AForm 4 →	Oct 6, 4:50 pm EDT	Switch, Inc.SWCH	Erin Thomas MortonPresident and General Counsel, 10% Owner	1,447,806	—	—	1,447,806	—
Oct 5, 2017 AForm 4 →	Oct 6, 4:53 pm EDT	Switch, Inc.SWCH	Gabriel NachtChief Financial Officer	162,647	—	—	162,647	—
Oct 5, 2017 AForm 4 →	Oct 6, 4:57 pm EDT	Switch, Inc.SWCH	Rob RoyChief Executive Officer, Director, 10% Owner	583,728	—	—	583,728	—
Oct 4, 2017 AForm 4 →	Oct 6, 4:59 pm EDT	ModusLink Global Solutions IncMLNK	James R HendersonPresident and CEO	609,137	—	—	609,137	—
Oct 5, 2017 AForm 4 →	Oct 6, 4:59 pm EDT	Switch, Inc.SWCH	Donald D SnyderDirector	99,438	—	—	99,438	—
Oct 4, 2017 CForm 4 →	Oct 6, 5:00 pm EDT	Taylor Morrison Home CorpTMHC	C. David ConeExecutive Vice President & CFO	20,000	—	—	76,205	—
Jul 10, 2017 AForm 4 →	Oct 6, 5:01 pm EDT	CASI Pharmaceuticals, Inc.CASI	Cynthia W. HuCOO, Gen Counsel and Secretary	50,000	—	—	50,000	—	late
Oct 4, 2017 CForm 4 →	Oct 6, 5:07 pm EDT	Okta, Inc.OKTA	Khosla Ventures IV, L.P. +410% Owner	1,750,000	—	—	291,077	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:09 pm EDT	Peak Resorts IncSKIS	Christopher O'ConnorDirector	8,720	—	—	8,720	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:12 pm EDT	Peak Resorts IncSKIS	Carl KrausDirector	8,720	—	—	8,720	—
Oct 4, 2012 MForm 4 →	Oct 6, 2017, 5:14 pm EDT	NEOGEN CORPNEOG	James L HerbertExecutive Chairman, Director	18,000	—	—	254,425	—	late
Oct 4, 2017 AForm 4 →	Oct 6, 5:16 pm EDT	Peak Resorts IncSKIS	Stanley W HansenDirector	8,720	—	—	8,720	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:18 pm EDT	Peak Resorts IncSKIS	David W BraswellDirector	8,720	—	—	8,720	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:23 pm EDT	Zayo Group Holdings, Inc.ZAYO	Richard W. ConnorDirector	2,425	—	—	2,425	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:24 pm EDT	Zayo Group Holdings, Inc.ZAYO	Donald H GipsDirector	2,598	—	—	2,598	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:25 pm EDT	Zayo Group Holdings, Inc.ZAYO	Steven N KaplanDirector	1,607	—	—	1,607	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:26 pm EDT	Zayo Group Holdings, Inc.ZAYO	Mary Catherine MorrisDirector	2,338	—	—	2,338	—
Oct 4, 2017 DForm 4 →	Oct 6, 5:27 pm EDT	ReWalk Robotics Ltd.RWLK	Kevin HershbergerChief Financial Officer	240,269	—	—	0	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:27 pm EDT	Zayo Group Holdings, Inc.ZAYO	Nina RichardsonDirector	1,310	—	—	1,310	—
Oct 4, 2017 DForm 4 →	Oct 6, 5:27 pm EDT	ReWalk Robotics Ltd.RWLK	Jodi GricciVP Global Marketing & Training	45,023	—	—	0	—
Oct 4, 2017 DForm 4 →	Oct 6, 5:27 pm EDT	ReWalk Robotics Ltd.RWLK	Ofir KorenSnr VP, R&D and Regulatory	48,607	—	—	0	—
Oct 4, 2017 DForm 4 →	Oct 6, 5:27 pm EDT	ReWalk Robotics Ltd.RWLK	Lawrence J JasinskiChief Executive Officer, Director	292,864	—	—	0	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:28 pm EDT	Zayo Group Holdings, Inc.ZAYO	Linda RottenbergDirector	2,078	—	—	2,078	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:28 pm EDT	Zayo Group Holdings, Inc.ZAYO	Emily WhiteDirector	1,905	—	—	1,905	—
Oct 6, 2017 DForm 4 →	Oct 6, 5:29 pm EDT	Caesars Acquisition CoCACQ	Craig Justin AbrahamsChief Financial Officer	92,125	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 5:29 pm EDT	DIODES INC /DEL/DIOD	Clemente BeltranVice President	7,000	—	—	0	—
Sep 15, 2017 ADForm 4/A →	Oct 6, 5:30 pm EDT	VistaGen Therapeutics, Inc.VTGN	Jerry B GinDirector	200,000	—	—	25,000	—
Oct 6, 2017 DForm 4 →	Oct 6, 5:32 pm EDT	Caesars Acquisition CoCACQ	Mitchell Alan GarberPresident and CEO	450,000	—	—	0	—
Oct 4, 2017 AForm 4 →	Oct 6, 5:39 pm EDT	MINERALS TECHNOLOGIES INCMTX	Franklin FederDirector	120	—	—	120	—
Oct 5, 2017 ACMForm 4 →	Oct 6, 5:47 pm EDT	VEEVA SYSTEMS INCVEEV	Ronald E F CoddDirector	6,000	—	—	0	—
Oct 4, 2017 MForm 4 →	Oct 6, 5:52 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Floyd F. PetersenDirector	39,312	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 5:54 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Diane G. GerstEVP, QA & Regulatory Affairs	8,444	—	—	25,330	—
Oct 4, 2017 MForm 4 →	Oct 6, 5:56 pm EDT	VERIFONE SYSTEMS, INC.PAY	Vincent D'AgostinoEVP, Chief Strategy Officer	998	—	—	8,987	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:05 pm EDT	VERIFONE SYSTEMS, INC.PAY	Paul GalantCEO, Director	4,437	—	—	39,938	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:09 pm EDT	VERIFONE SYSTEMS, INC.PAY	Albert LiuEVP, Corp Dev & Gen Counsel	1,803	—	—	16,225	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:13 pm EDT	NEOGEN CORPNEOG	William T BoehmDirector	3,000	—	—	28,500	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:16 pm EDT	VERIFONE SYSTEMS, INC.PAY	Glen RobsonEVP, Global Head Solutions	1,941	—	—	17,473	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:20 pm EDT	PHOTRONICS INCPLAB	Sean T SmithConsultant/ Former SVP & CFO	18,750	—	—	18,750	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:20 pm EDT	VERIFONE SYSTEMS, INC.PAY	Marc E RothmanEVP & CFO	1,775	—	—	15,975	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:20 pm EDT	ACADIA PHARMACEUTICALS INCACAD	Glenn BaityEVP AND GC	39,500	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:22 pm EDT	NEOGEN CORPNEOG	James C BorelDirector	3,000	—	—	8,000	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:26 pm EDT	NETFLIX INCNFLX	Leslie J KilgoreDirector	903	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:26 pm EDT	NETFLIX INCNFLX	Jonathan FriedlandChief Communications Officer	3,622	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:28 pm EDT	NEOGEN CORPNEOG	Ronald D GreenDirector	3,000	—	—	9,667	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:29 pm EDT	SCANSOURCE, INC.SCSC	Michael L BaurCEO, Director	44,565	—	—	5,435	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:29 pm EDT	FIBROGEN INCFGEN	K Peony YuChief Medical Officer	15,000	—	—	32,000	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:30 pm EDT	Mirati Therapeutics, Inc.MRTX	Jamie ChristensenSVP, Chief Science Officer	4,000	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 6:31 pm EDT	AEHR TEST SYSTEMSAEHR	Carl N BuckVP OF MARKETING	2,500	—	—	27,500	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:37 pm EDT	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	19,120	—	—	133,635	—
Oct 4, 2017 AForm 4 →	Oct 6, 6:44 pm EDT	Peak Resorts IncSKIS	Rory A. HeldDirector	8,720	—	—	17,350	—
Oct 4, 2017 MForm 4 →	Oct 6, 6:49 pm EDT	MyoKardia IncMYOK	Anastasios GianakakosPresident and CEO, Director	4,300	—	—	162,212	—
Sep 28, 2017 AForm 4 →	Oct 6, 6:51 pm EDT	Eiger BioPharmaceuticals, Inc.EIGR	David ApelianDirector	25,000	—	—	25,000	—	late
Oct 5, 2017 AForm 4 →	Oct 6, 7:03 pm EDT	WILLIAMS SONOMA INCWSM	Robert LordDirector	1,987	—	—	1,987	—
Oct 4, 2017 MForm 4 →	Oct 6, 7:17 pm EDT	FIRST INTERSTATE BANCSYSTEM INCFIBK	Randall I ScottDirector, 10% Owner	1,430	—	—	75,335	—
Oct 4, 2017 CForm 4 →	Oct 6, 7:24 pm EDT	FIRST INTERSTATE BANCSYSTEM INCFIBK	James R. Scott Jr.Director	27,930	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 6, 7:46 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	Dow R WilsonPresident and CEO, Director	15,059	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 6, 7:55 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	R Andrew EckertDirector	5,651	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 8:00 pm EDT	AECOMACM	Michael S BurkeChairman & CEO, Director	66,561	—	—	0	—
Oct 5, 2017 MForm 4 →	Oct 6, 8:30 pm EDT	PORTOLA PHARMACEUTICALS INCPTLA	Henry Ward WolffDirector	12,000	—	—	0	—
Jun 1, 2017 CMForm 4/A →	Oct 6, 8:38 pm EDT	FITBIT INCFIT	Andy MissanEVP, GC, & SECRETARY	30,000	—	—	0	—
Sep 1, 2017 CMForm 4/A →	Oct 6, 8:41 pm EDT	FITBIT INCFIT	Andy MissanEVP, GC, & SECRETARY	15,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.