SEC Form 4 · accession 0000711377-17-000028
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — VP & CFO
Period of report
Oct 4, 2017
Accepted (ET)
Oct 6, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2017 | M | 2,250 | $28.6667 | A | 12,353 | D | |
| Common Stock | Oct 4, 2017 | S | 2,250 | $78.5228 | D | 10,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $28.6667 | Oct 4, 2017 | M | 2,250 | D | — | Oct 4, 2017 | Common Stock | 2,250 | 79,700 | D |
Explanation of responses
- F1Options were granted 10/4/2012, have 5 year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant