SEC Form 5 · accession 0001437749-17-016939
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott G. Miller
Other
Period of report
Aug 31, 2017
Accepted (ET)
Oct 6, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FactSet Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $175.20 | Jul 20, 2017 | J | 2,125 | D | — | Jul 20, 2017 | FactSet Common Stock | 2,125 | 1,488 | D |
| Non-Qualified Stock Option (right to buy)F1,F2 | $175.20 | Jul 20, 2017 | J | 1,488 | D | — | Jul 20, 2017 | FactSet Common Stock | 1,488 | 0 | D |
Explanation of responses
- F1On April 7, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced that it had accepted the resignation of Scott G. Miller from his position as Executive Vice President, Global Director of Sales. Mr. Miller's departure from the Company was effective on April 21, 2017. This represents options held by Mr. Miller at the time of termination, which expired 90 days after his departure from the Company and subsequently resulted in a forfeiture.
- F2Column 8 has been intentionally left blank because the transaction was a forfeiture of a derivative security.
Remarks
On April 7, 2017, FactSet announced that it had accepted the resignation of Scott G. Miller from his position as Executive Vice President, Global Director of Sales. Mr Miller's departure from the Company was effective on April 21, 2017. SEC guidelines require beneficial ownership reporting for former directors for six months after the effective date of their removal as a director of the Company. The detail presented herein represents Mr. Miller's holdings as of October 6, 2017. Accordingly, as of the date of the filing of this Form 5, Mr. Miller is no longer subject to Section 16 of the Exchange Act.