SEC Form 4 · accession 0001209191-17-056339
SCANSOURCE, INC. · SCSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Baur
Officer — CEO · Director
Period of report
Oct 4, 2017
Accepted (ET)
Oct 6, 2017 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2017 | M | 13,700 | $36.69 | A | 35,209 | D | |
| Common StockF2 | Oct 4, 2017 | S | 13,500 | $43.93 | D | 21,709 | D | |
| Common StockF3 | Oct 4, 2017 | S | 200 | $44.60 | D | 21,509 | D | |
| Common Stock | Oct 5, 2017 | M | 17,621 | $36.69 | A | 39,130 | D | |
| Common StockF4 | Oct 5, 2017 | S | 17,621 | $44.32 | D | 21,509 | D | |
| Common Stock | Oct 6, 2017 | M | 13,244 | $36.69 | A | 34,753 | D | |
| Common StockF5 | Oct 6, 2017 | S | 13,244 | $44.17 | D | 21,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase OptionF6 | $36.69 | Oct 4, 2017 | M | 13,700 | D | — | Dec 7, 2017 | Common Stock | 13,700 | 36,300 | D |
| Common Stock Purchase OptionF6 | $36.69 | Oct 5, 2017 | M | 17,621 | D | — | Dec 7, 2017 | Common Stock | 17,621 | 18,679 | D |
| Common Stock Purchase OptionF6 | $36.69 | Oct 6, 2017 | M | 13,244 | D | — | Dec 7, 2017 | Common Stock | 13,244 | 5,435 | D |
Explanation of responses
- F1The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person.
- F2The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $43.55 to $44.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $44.55 to $44.65 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 to $44.70 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in column 4 is the weighed average price. These shares were sold in multiple transactions at prices ranging from $43.80 to $44.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The option vested in one-third increments on the anniversary of the grant date on 12/07/2008, 12/07/2009, and 12/07/2010.