SEC Form 4 · accession 0001209191-17-056321
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clemente Beltran
Officer — Vice President
Period of report
Oct 5, 2017
Accepted (ET)
Oct 6, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Oct 5, 2017 | M | 7,000 | $23.35 | A | 34,087 | D | |
| Diodes Incorporated Common Stock | Oct 5, 2017 | S | 6,581 | $31.00 | D | 27,506 | D | |
| Diodes Incorporated Common StockF3 | holding | — | — | — | 11,613 | I | Owned By Spouse | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 3,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 06/06/13 DIOD NQSOF4 | $23.35 | Oct 5, 2017 | M | 7,000 | D | Jul 1, 2014 | Jun 6, 2021 | Diodes Incorporated Common Stock - Diodes | 7,000 | 0 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3The amount of securities beneficially owned includes both restricted stock units and common stock.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 7/1/2014.