Form4insider filings, from the source

Daily feed · SEC Form 4 filings

Significant insider purchases — Dec 27, 2018

Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.

64 filings · trading day Dec 27, 2018Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 21, 2018 PForm 4 →Dec 26, 8:56 pm ESTFS Credit Income FundFCRIXDavid J. Adelman10% Owner3,201,426$12.34$39,505,5971,836,269— plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:58 pm ESTFS Credit Income FundFCRIXMichael C. FormanChief Executive Officer, Director, 10% Owner3,201,426$12.34$39,505,5971,836,269— plan?
Dec 21, 2018 PForm 4/A →Dec 26, 4:30 pm ESTWINDTREE THERAPEUTICS INC /DE/WINTLee's Pharmaceutical Holdings Ltd10% Owner9,874,799$4.00$39,459,22812,794,970+338% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:49 pm ESTApollo Global Management LLCAPOTIGER GLOBAL MANAGEMENT LLC +310% Owner1,122,800$23.54$26,432,12737,663,500+3.07% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:42 pm ESTINTERNATIONAL FLAVORS & FRAGRANCES INCIFFWinder Investment Pte Ltd10% Owner172,400$128.53$22,158,03819,238,758+0.90% plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:57 pm ESTFS Credit Income FundFCRIXFranklin Square Holdings, L.P.10% Owner1,365,157$12.34$16,846,0331,365,157— plan?
Dec 26, 2018 PForm 4 →Dec 27, 3:59 pm ESTFalcon Minerals CorpFLMNHITE Hedge Asset Management LLC10% Owner1,019,285$7.26$7,399,9466,058,761+20.2% plan? amended
Dec 24, 2018 PForm 4 →Dec 27, 8:29 am ESTINTERNATIONAL FLAVORS & FRAGRANCES INCIFFWinder Investment Pte Ltd10% Owner48,000$125.81$6,038,69919,286,758+0.25% plan?
Dec 21, 2018 PForm 4/A →Dec 26, 4:28 pm ESTWINDTREE THERAPEUTICS INC /DE/WINTLPH II Investments Ltd10% Owner1,810,938$3.31$5,994,2052,352,605+334% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:06 pm ESTPROSPECT CAPITAL CORPPSECJohn F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner1,000,000$5.87$5,871,70037,288,278+2.76% plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:43 pm ESTFS KKR Capital CorpFSKMichael C. FormanChief Executive Officer, Director1,122,607$5.15$5,781,426924,609— plan?
Dec 24, 2018 PForm 4 →Dec 26, 9:35 pm ESTSCIENTIFIC GAMES CORPSGMSRonald O PerelmanDirector, 10% Owner300,000$16.51$4,951,56635,650,736+0.85% plan?
Dec 21, 2018 PForm 4 →Dec 26, 9:47 pm ESTSOLENO THERAPEUTICS INCSLNOJack W Schuler10% Owner3,031,002$1.61$4,868,6994,550,678+199% plan?
Dec 20, 2018 PForm 4 →Dec 26, 4:01 pm ESTPROSPECT CAPITAL CORPPSECJohn F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner600,000$5.80$3,481,79036,288,278+1.68% plan? late
Dec 21, 2018 PForm 4 →Dec 26, 9:03 pm ESTFS Global Credit Opportunities Fund-Ano symbolMichael C. FormanPresident and CEO, Director405,094$7.91$3,204,296405,094— plan?
Dec 21, 2018 PForm 4 →Dec 26, 9:05 pm ESTFS Global Credit Opportunities Fund-Ano symbolDavid J. AdelmanDirector405,094$7.91$3,204,296405,094— plan?
Dec 21, 2018 PForm 4 →Dec 26, 9:00 pm ESTFS Energy & Power Fundno symbolMichael C. FormanChief Executive Officer, Director435,451$6.58$2,865,266270,905— plan?
Dec 24, 2018 PForm 4 →Dec 27, 2:34 pm ESTBioCardia, Inc.BCDASimon H StertzerDirector3,333,332$0.75$2,499,9992,076,346— plan? amended
Dec 24, 2018 PForm 4/A →Dec 27, 3:51 pm ESTBioCardia, Inc.BCDASimon H StertzerDirector, 10% Owner3,333,332$0.75$2,499,9992,076,346— plan?
Dec 21, 2018 PForm 4 →Dec 26, 9:01 pm ESTFS Energy Total Return FundXFEYXMichael C. FormanPresident & CEO, Director, 10% Owner252,418$9.80$2,473,697252,418— plan?
Dec 21, 2018 PForm 4 →Dec 26, 9:02 pm ESTFS Energy Total Return FundXFEYXDavid J. AdelmanDirector, 10% Owner252,418$9.80$2,473,697252,418— plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:35 pm ESTCRISPR Therapeutics AGCRSPVertex Pharmaceuticals (Europe) Ltd +110% Owner90,742$24.08$2,184,9605,340,742+1.73% plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:44 pm ESTFS Investment Corp IIno symbolMichael C. FormanPresident and CEO, Director189,109$8.23$1,556,368189,109— plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:13 pm ESTBioCardia, Inc.BCDAPhillip Md Et Al Frost +110% Owner2,000,000$0.75$1,500,00012,875,318+18.4% plan?
Dec 24, 2018 PForm 4 →Dec 26, 8:39 pm ESTREVLON INC /DE/REVRonald O PerelmanDirector, 10% Owner60,000$23.18$1,390,81545,283,321+0.13% plan?
Dec 21, 2018 PForm 4 →Dec 27, 6:35 am ESTYext, Inc.YEXTMichael WalrathDirector100,000$13.35$1,335,000112,690+788% plan? late
Dec 21, 2018 PForm 4 →Dec 26, 4:39 pm ESTENTERCOM COMMUNICATIONS CORPETMJoseph M FieldChairman Emeritus, Director200,000$5.54$1,108,96010,175,344+2.00% plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:19 pm ESTRed Lion Hotels CORPRLHColiseum Capital Management, LLC +410% Owner109,832$7.39$811,7733,663,871+3.09% plan?
Dec 21, 2018 PForm 4 →Dec 26, 6:18 pm ESTMeet Group, Inc.MEETLuxor Capital Group, LP +510% Owner203,794$3.95$805,6974,137,291+5.18% plan?
Dec 20, 2018 PForm 4 →Dec 26, 6:21 pm ESTOdonate Therapeutics, Inc.ODTKevin C Tang +4Chief Executive Officer, Director, 10% Owner60,000$12.60$755,85712,882,338+0.47% plan? late
Dec 24, 2018 PForm 4 →Dec 26, 6:00 pm ESTNCI BUILDING SYSTEMS INCNCSJames S MetcalfChairman and CEO, Director100,000$7.09$709,000291,512+52.2% plan?
Dec 21, 2018 PForm 4 →Dec 26, 8:45 pm ESTFS Investment Corp IIIno symbolMichael C. FormanPresident and CEO, Director81,160$7.95$645,22281,160— plan?
Dec 21, 2018 PForm 4 →Dec 26, 6:00 pm ESTID SYSTEMS INCIDSYCANNELL CAPITAL LLC10% Owner123,501$5.18$639,4202,253,211+5.80% plan?
Dec 21, 2018 PForm 4 →Dec 26, 6:14 pm ESTSYNALLOY CORPSYNLPrivet Fund Management LLC +210% Owner37,060$16.80$622,76974,621+98.7% plan?
Dec 26, 2018 PForm 4 →Dec 27, 10:49 am ESTBarings BDC, Inc.BBDCBARINGS LLC10% Owner63,700$8.96$570,73912,371,027+0.52% plan?
Dec 24, 2018 PForm 4 →Dec 26, 7:05 pm ESTKLX Energy Services Holdings, Inc.KLXEGary J RobertsVP and General Manager21,421$21.92$469,54899,096+27.6% plan?
Dec 20, 2018 PForm 4 →Dec 26, 4:18 pm ESTH&E Equipment Services, Inc.HEESBruce BruckmannDirector22,500$19.56$440,150787,740+2.94% plan? late
Dec 24, 2018 PForm 4 →Dec 27, 8:04 am ESTCHESAPEAKE ENERGY CORPCHKThomas L RyanDirector200,000$1.81$361,800563,519+55.0% plan?
Dec 21, 2018 PForm 4 →Dec 26, 7:08 pm ESTNEOGENOMICS INCNEOKevin C JohnsonDirector26,000$11.60$301,600103,866+33.4% plan? amended
Dec 20, 2018 PForm 4 →Dec 26, 4:03 pm ESTPROSPECT CAPITAL CORPPSECM Grier EliasekCHIEF OPERATING OFFICER, Director50,000$5.81$290,5801,252,196+4.16% plan? late
Dec 24, 2018 PForm 4 →Dec 27, 2:28 pm ESTPROSPERITY BANCSHARES INCPBH E Timanus Jr.Vice Chairman, Director5,000$57.65$288,250147,447+3.51% plan?
Dec 26, 2018 PForm 4 →Dec 27, 12:29 pm ESTKayne Anderson MLP/Midstream Investment CoKYNJames C BakerPresident, Director20,000$12.76$255,200237,039+9.21% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:05 pm ESTDELTA AIR LINES INC /DE/DALGeorge N MattsonDirector5,000$49.41$247,06617,500+40.0% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:53 pm ESTLAKELAND BANCORP INCLBAIRobert K Nicholson IIIDirector13,000$14.45$187,850163,149+8.66% plan?
Dec 21, 2018 PForm 4 →Dec 26, 5:28 pm ESTMETHODE ELECTRONICS INCMEIChristopher J HornungDirector8,200$22.16$181,71249,050+20.1% plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:56 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYBruce T RankinOther2,580$58.09$149,876521— plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:57 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYTrust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther2,580$58.09$149,876521— plan?
Dec 26, 2018 PForm 4 →Dec 26, 5:24 pm ESTTEKLA HEALTHCARE INVESTORSHQHDaniel R OmsteadPresident, Director6,300$17.14$107,97185,406+7.96% plan?
Dec 26, 2018 PForm 4 →Dec 26, 5:24 pm ESTTekla World Healthcare FundTHWDaniel R OmsteadPresident, Director9,400$11.11$104,41114,400+188% plan?
Dec 20, 2018 PForm 4 →Dec 26, 4:15 pm ESTaTYR PHARMA INCLIFEJohn MendleinDirector245,000$0.4214$103,247615,382+66.1% plan? late
Dec 26, 2018 PForm 4 →Dec 27, 12:39 pm ESTFIRST BANCORP /NC/FBNCRichard H MooreChief Executive Officer, Director3,200$31.35$100,323143,135+2.29% plan?
Dec 21, 2018 PForm 4 →Dec 27, 11:18 am ESTMONROE CAPITAL CorpMRCCTheodore L KoenigChairman, President & CEO, Director10,700$9.34$99,97971,220+17.7% plan? late
Dec 20, 2018 PForm 4 →Dec 26, 4:01 pm ESTStellus Capital Investment CorpSCMRobert T. LaddPresident and CEO, Director8,000$11.85$94,780478,776+1.70% plan? late
Dec 21, 2018 PForm 4 →Dec 26, 4:36 pm ESTHoward Hughes CorpHHCMichael SlosserEVP - Hospitality1,000$92.73$92,7312,231+81.2% plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:41 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYJohn C Butler Jr.Other1,345$58.09$78,132439— plan?
Dec 24, 2018 PForm 4 →Dec 27, 3:45 pm ESTHYSTER-YALE MATERIALS HANDLING, INC.HYHelen Rankin ButlerOther1,345$58.09$78,132439— plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:09 pm ESTCue Biopharma, Inc.CUEChristopher A MarlettDirector17,200$4.53$77,91651,434+50.2% plan?
Dec 14, 2018 PForm 4/A →Dec 27, 3:07 pm ESTMICRON SOLUTIONS INC /DE/MICRJason Russell ChambersDirector23,000$3.20$73,568136,474+20.3% plan?
Dec 26, 2018 PForm 4 →Dec 26, 4:21 pm ESTAt Home Group Inc.HOMEPhilip L FrancisDirector3,875$17.20$66,63351,758+8.09% plan?
Dec 21, 2018 PForm 4 →Dec 26, 4:09 pm ESTCOWEN INC.COWNBrett H BarthDirector5,000$12.92$64,57927,332+22.4% plan?
Dec 24, 2018 PForm 4 →Dec 27, 8:26 am ESTBLACKROCK MUNIYIELD NEW JERSEY FUND, INC.MYJTheodore R Jaeckel Jr.Other4,836$12.87$62,23917,596+37.9% plan?
Dec 24, 2018 PForm 4 →Dec 26, 5:14 pm ESTMotus GI Holdings, Inc.MOTSDavid P HochmanDirector20,000$2.70$54,000100,000+25.0% plan?
Dec 20, 2018 PForm 4 →Dec 26, 5:05 pm ESTINNERWORKINGS INCINWKLinda S WolfDirector15,300$3.44$52,586136,032+12.7% plan? late
Dec 21, 2018 PForm 4 →Dec 27, 1:45 pm ESTMEDICINES CO /DEMDCOMark TimneyChief Executive Officer, Director2,926$17.90$52,37529,789+10.9% plan? late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.