Daily feed · SEC Form 4 filings
Significant insider purchases — Jul 3, 2018
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 27, 2018 PForm 4 → | Jul 2, 4:53 pm EDT | Owl Rock Capital Corpno symbol | REGENTS OF THE UNIVERSITY OF CALIFORNIA10% Owner | 2,882,150 | $15.50 | $44,673,323 | 17,738,469 | +19.4% | plan? late |
| Jun 28, 2018 PForm 4 → | Jul 2, 4:30 pm EDT | DDR CORPDDR | Alexander OttoDirector, 10% Owner | 633,912 | $17.89 | $11,339,010 | 32,624,569 | +1.98% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 9:05 pm EDT | Macquarie Infrastructure CorpMIC | MACQUARIE GROUP LTD +110% Owner | 220,457 | $42.25 | $9,315,367 | 9,769,424 | +2.31% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:05 pm EDT | Tricida, Inc.TCDA | Sandra I CoufalDirector, 10% Owner | 463,158 | $19.00 | $8,800,002 | 463,158 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:48 pm EDT | Tricida, Inc.TCDA | Brian M. Isern +910% Owner | 463,158 | $19.00 | $8,800,002 | 463,158 | — | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 5:00 pm EDT | US XPRESS ENTERPRISES INCUSX | Max L Fuller +2Executive Chairman, Director, 10% Owner | 560,940 | $14.60 | $8,190,276 | 560,940 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 5:14 pm EDT | Forty Seven, Inc.FTSV | Christopher J SchaepeDirector, 10% Owner | 468,750 | $16.00 | $7,500,000 | 1,784,269 | +35.6% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 5:16 pm EDT | Forty Seven, Inc.FTSV | Lightspeed Venture Partners Select II, L.P. +710% Owner | 468,750 | $16.00 | $7,500,000 | 1,784,269 | +35.6% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:08 pm EDT | Tricida, Inc.TCDA | David P BonitaDirector, 10% Owner | 368,421 | $19.00 | $6,999,999 | 10,889,280 | +3.50% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:11 pm EDT | Tricida, Inc.TCDA | ORBIMED ADVISORS LLC +1Director, 10% Owner | 368,421 | $19.00 | $6,999,999 | 10,889,280 | +3.50% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 3, 2:10 pm EDT | Neon Therapeutics, Inc.NTGN | Access Industries Holdings LLC +410% Owner | 315,000 | $16.00 | $5,040,000 | 2,097,915 | +17.7% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 5:13 pm EDT | Forty Seven, Inc.FTSV | Dennis HennerDirector, 10% Owner | 200,000 | $16.00 | $3,200,000 | 3,816,951 | +5.53% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 5:14 pm EDT | Forty Seven, Inc.FTSV | Clarus Lifesciences III, L.P. +810% Owner | 200,000 | $16.00 | $3,200,000 | 3,816,951 | +5.53% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 5:00 pm EDT | Fintech Acquisition Corp. IIFNTE | Daniel G CohenChief Executive Officer, Director, 10% Owner | 300,000 | $10.05 | $3,015,000 | 653,407 | +84.9% | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 4:51 pm EDT | Aerpio Pharmaceuticals, Inc.ARPO | Chau Quang KhuongDirector, 10% Owner | 777,500 | $3.85 | $2,993,375 | 5,193,946 | +17.6% | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 4:56 pm EDT | Aerpio Pharmaceuticals, Inc.ARPO | ORBIMED ADVISORS LLC +1Director, 10% Owner | 777,500 | $3.85 | $2,993,375 | 5,193,946 | +17.6% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:13 pm EDT | Tricida, Inc.TCDA | David HirschDirector | 131,579 | $19.00 | $2,500,001 | 3,019,734 | +4.56% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:16 pm EDT | Tricida, Inc.TCDA | Longitude Capital Partners II, LLC +310% Owner | 131,579 | $19.00 | $2,500,001 | 3,019,734 | +4.56% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 4:15 pm EDT | TEMPLETON DRAGON FUND INCTDF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 113,350 | $21.19 | $2,401,887 | 3,893,588 | +3.00% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 5:00 pm EDT | Fintech Acquisition Corp. IIFNTE | James J McEntee IIIPresident and CFO | 200,000 | $10.05 | $2,010,000 | 239,709 | +504% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 3, 11:55 am EDT | Esperion Therapeutics, Inc.ESPR | Target N Biotech V +110% Owner | 50,000 | $39.48 | $1,973,805 | 3,182,964 | +1.60% | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 5:44 pm EDT | VICAL INCVICL | ARMISTICE CAPITAL, LLC +210% Owner | 1,276,591 | $1.21 | $1,538,981 | 4,360,500 | +41.4% | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 8:01 pm EDT | Tallgrass Energy Partners, LPTEP | Tallgrass Energy Holdings, LLC +310% Owner | 25,645 | $44.53 | $1,142,008 | 25,644,863 | +0.10% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:48 pm EDT | Tricida, Inc.TCDA | Geoffrey M. ParkerChief Fin. Officer and Sr. VP | 60,000 | $19.00 | $1,140,000 | 60,000 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 3, 3:22 pm EDT | Sunrun Inc.RUN | TIGER GLOBAL MANAGEMENT LLC +210% Owner | 62,394 | $13.58 | $847,011 | 14,000,000 | +0.45% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 7:01 pm EDT | NICHOLAS FINANCIAL INCNICK | Adam K PetersonDirector, 10% Owner | 84,478 | $8.84 | $746,493 | 1,497,331 | +5.98% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 9:02 pm EDT | Tricida, Inc.TCDA | Kathryn E FalbergDirector | 31,579 | $19.00 | $600,001 | 31,579 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:46 pm EDT | Tricida, Inc.TCDA | Gerrit KlaernerPresident and CEO, Director | 15,790 | $19.00 | $300,010 | 705,488 | +2.29% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:50 pm EDT | Tricida, Inc.TCDA | Edward J HejlekSVP, General Counsel & Secy. | 13,158 | $19.00 | $250,002 | 13,158 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:53 pm EDT | Tricida, Inc.TCDA | Wilhelm StahlChief Tech Officer & Sr. VP | 13,158 | $19.00 | $250,002 | 13,158 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 3, 2:40 pm EDT | Flat Rock Opportunity FundFROPX | Richard A PetrocelliCFO, COO | 12,500 | $20.00 | $250,000 | 12,500 | — | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 6:58 pm EDT | Advanced Emissions Solutions, Inc.ADES | Alta Fundamental Advisers LLC +1Director | 20,020 | $11.11 | $222,464 | 1,306,354 | +1.56% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:58 pm EDT | Tricida, Inc.TCDA | Steffen PietzkeVP Fin & Chief Acct Officer | 10,527 | $19.00 | $200,013 | 10,527 | — | plan? |
| Jun 29, 2018 PForm 4 → | Jul 3, 12:33 pm EDT | BOK FINANCIAL CORP ET ALBOKF | Joseph A. Gottron IIEVP, Chief Information Officer | 2,100 | $94.63 | $198,723 | 6,156 | +51.8% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 3, 3:45 pm EDT | SUMMER ENERGY HOLDINGS INCSUME | Andrew BurstenDirector | 85,100 | $1.50 | $127,650 | 85,100 | — | plan? |
| Aug 2, 2017 PForm 4 → | Jul 2, 2018, 4:02 pm EDT | Sequential Brands Group, Inc.SQBG | Leonard Stewart Jr.Director | 70,000 | $1.81 | $126,900 | 197,621 | +54.8% | plan? late |
| Jul 2, 2018 PForm 4 → | Jul 2, 5:04 pm EDT | Dermira, Inc.DERM | Thomas G WiggansCEO & Chairman of the Board, Director | 13,780 | $8.71 | $119,998 | 67,510 | +25.6% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 8:55 pm EDT | Tricida, Inc.TCDA | Jeroen B Van BeekChief Comm Officer and Sr VP | 5,264 | $19.00 | $100,016 | 5,264 | — | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 6:20 pm EDT | ABS Long/Short Strategies Fundno symbol | Guilherme Ribeiro Do ValleOther | 933 | $107.21 | $100,000 | 100,000 | +0.94% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 2, 6:21 pm EDT | ABS Long/Short Strategies Fundno symbol | Laurence Kachig RussianCEO and President, Director | 933 | $107.21 | $100,000 | — | — | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 4:10 pm EDT | LILIS ENERGY, INC.LLEX | David M. WoodDirector | 10,000 | $5.37 | $53,700 | 20,000 | +100% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 7:55 pm EDT | REVA Medical, Inc.RVA.AX | Robert Bernard StockmanDirector | 32,719 | $1.53 | $50,060 | 331,259 | +11.0% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.