SEC Form 4 · accession 0001398344-18-009704
ABS Long/Short Strategies Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jul 2, 2018
Accepted (ET)
Jul 2, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Founders' SharesF1 | Jul 2, 2018 | P | 933 | $107.2116 | A | 100,000 | D | |
| Founders' SharesF2,F3 | holding | — | — | — | 110,227 | I | By ABS Investment Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the net asset value of Founders' Shares as of May 31, 2018. The actual net asset value for this transaction will not be calculated until near the end of August at which point we will file an amendment to this Form 4.
- F2The Reporting Person is, as of the date of the event requiring the filing of this report, a principal of ABS Investment Management LLC, the investment adviser of the Issuer, in whose account the reported securities are held. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The Reporting Person is an affiliated person of ABS Investment Management LLC, the investment adviser of the Issuer.