SEC Form 4 · accession 0001209191-18-040523
Macquarie Infrastructure Corp · MIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Macquarie Infrastructure Management (USA) INC
Director · 10% Owner
MACQUARIE GROUP LTD
10% Owner
Period of report
Jun 29, 2018
Accepted (ET)
Jul 2, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Jun 29, 2018 | P | 136,684 | $42.46 | A | 9,685,651 | I | See footnote (3) |
| Common Stock, par value $0.001 per shareF1,F2,F3 | Jul 2, 2018 | P | 83,773 | $41.92 | A | 9,769,424 | I | See footnote (3) |
| Common Stock, par value $0.001 per shareF4,F3 | Jul 2, 2018 | A | 93,242 | $38.13 | A | 9,862,666 | I | See footnote (3) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These purchases were effected by Macquarie Infrastructure Management (USA) Inc. ("MIMUSA"), a subsidiary of Macquarie Group Ltd. ("MGL"), pursuant to a Rule 10b5-1 trading plan adopted by MIMUSA on May 9, 2018.
- F2The prices reported in Column 4 are a weighted average price per day. These shares were purchased in multiple transactions at prices ranging from $42.08 to $42.96, inclusive, on June 29, 2018 and from $41.57 to $42.17, inclusive, on July 2, 2018. The reporting person undertakes to provide to Macquarie Infrastructure Corporation, any security holder of Macquarie Infrastructure Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3Includes 54,400 shares held in various investment funds for which Macquarie Investment Management Global Limited, a subsidiary of MGL, acts as investment advisor. MIMUSA holds the balance of the shares. Each reporting person disclaims beneficial ownership of all such securities except to the extent of its pecuniary interest therein.
- F4Represents shares of Common Stock issued to the reporting person upon reinvestment of base fees for the month ended May 31, 2018.