SEC Form 4 · accession 0001445866-18-000692
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Bursten
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | P | 85,100 | $1.50 | A | 85,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.45 | Jun 29, 2018 | A | 8,750 | A | Jul 1, 2018 | Jun 29, 2028 | Common Stock | 8,750 | 8,750 | D |
Explanation of responses
- F1Does not include shares held by The Riva Bursten 2000 Trust
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated June 11, 2013 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 on June 13, 2013 on behalf of Andrew Bursten, which Power of Attorney is incorporated by reference)