Form4insider filings, from the source

SEC Form 4 · accession 0001744981-18-000002

Tricida, Inc. · TCDA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Sibling Co-Investment LLC
10% Owner · Other
Brian M. Isern
10% Owner · Other
Period of report
Jul 2, 2018
Accepted (ET)
Jul 2, 2018 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595585

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F8Jul 2, 2018C169,936—A245,312IBy Sibling Co-Investment LLC
Common StockF1,F3,F8Jul 2, 2018C893,292—A893,292IBy Sibling Capital Fund II-A L.P.
Common StockF1,F4,F8Jul 2, 2018C3,139,600—A3,139,600IBy Sibling Capital Fund II-B L.P.
Common StockF1,F5,F8Jul 2, 2018C1,810,195—A1,810,195IBy Sibling Capital Fund II-C L.P.
Common StockF1,F6,F8Jul 2, 2018C599,379—A599,379IBy Sibling Capital Fund II-D L.P.
Common StockF7,F8Jul 2, 2018P463,158$19.00A463,158IBy Sibling Insiders Fund II L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Convertible Preferred StockF1,F2,F8—Jul 2, 2018C676,349D——Common Stock169,9360I
Series A Convertible Preferred StockF1,F3,F8—Jul 2, 2018C3,555,304D——Common Stock893,2920I
Series B Convertible Preferred StockF1,F4,F8—Jul 2, 2018C12,495,612D——Common Stock3,139,6000I
Series C Convertible Preferred StockF1,F5,F8—Jul 2, 2018C7,204,578D——Common Stock1,810,1950I
Series D Convertible Preferred StockF1,F6,F8—Jul 2, 2018C2,385,532D——Common Stock599,3790I

Explanation of responses