SEC Form 4 · accession 0001144204-18-036959
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Stewart Jr.
Director
Period of report
Aug 2, 2017
Accepted (ET)
Jul 2, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2017 | P | 10,000 | $3.00 | A | 137,621 | D | |
| Common StockF2 | Nov 13, 2017 | P | 30,000 | $1.58 | A | 167,621 | D | |
| Common StockF3 | Nov 14, 2017 | P | 30,000 | $1.65 | A | 197,621 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares were purchased at a price of $3.00.
- F2All shares were purchased at a price of $1.58.
- F3All shares were purchased at a price of $1.65.