Daily feed · SEC Form 4 filings
Significant insider purchases — Nov 15, 2017
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 10, 2017 PForm 4 → | Nov 14, 8:01 pm EST | OM Asset Management plcOMAM | HNA Capital (U.S.) Holding LLC +510% Owner | 15,960,553 | $15.75 | $251,378,710 | 27,375,229 | +140% | plan? |
| Oct 16, 2017 PForm 4 → | Nov 15, 1:39 pm EST | TerraForm Power, Inc.TERP | SUNEDISON, INC. +110% Owner | 6,507,421 | $11.46 | $74,546,106 | 54,709,731 | +13.5% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 14, 6:13 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 3,203,661 | $6.12 | $19,600,613 | 3,328,726,657 | +0.10% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:31 pm EST | Apellis Pharmaceuticals, Inc.APLS | Cormorant Asset Management, LLC +310% Owner | 1,071,428 | $14.00 | $14,999,992 | 3,473,925 | +44.6% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 7:32 pm EST | LEXICON PHARMACEUTICALS, INC.LXRX | Invus Public Equities, L.P. +9Director, 10% Owner | 575,946 | $9.64 | $5,554,166 | 1,369,273 | +72.6% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:25 pm EST | DENTSPLY SIRONA Inc.XRAY | Mark ThiererInterim Chief Exec Officer | 77,000 | $66.04 | $5,084,741 | 119,270 | +182% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:28 pm EST | DENTSPLY SIRONA Inc.XRAY | Nicholas W AlexosEVP, CFO | 50,000 | $65.85 | $3,292,500 | 50,000 | — | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 6:52 pm EST | Drive Shack Inc.DS | Wesley R EdensDirector | 561,317 | $4.09 | $2,298,366 | 3,622,186 | +18.3% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:14 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director | 292,991 | $5.71 | $1,672,533 | 151,194 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:14 pm EST | APPLIED OPTOELECTRONICS, INC.AAOI | Alan D MooreDirector | 22,400 | $44.60 | $999,047 | 246,178 | +10.0% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 10:50 am EST | Capitala Finance Corp.CPTA | Joseph B Alala IIISee Remarks, Director | 89,000 | $7.77 | $691,362 | 454,433 | +24.4% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 3:41 pm EST | Sequential Brands Group, Inc.SQBG | William SweedlerDirector, 10% Owner | 335,238 | $1.54 | $516,267 | 739,790 | +82.9% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 4:58 pm EST | Tallgrass Energy Partners, LPTEP | David G Dehaemers Jr.President and CEO, Director | 10,000 | $43.53 | $435,300 | 478,601 | +2.13% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:11 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 65,000 | $5.65 | $367,250 | 872,196 | +8.05% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 10:05 am EST | BlackRock Capital Investment CorpBKCC | Mark S LiesDirector | 50,000 | $6.72 | $336,105 | 155,000 | +47.6% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:09 pm EST | Maiden Holdings, Ltd.MHLD | Raymond Michael NeffDirector | 46,500 | $6.40 | $297,600 | 196,500 | +31.0% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:51 pm EST | Party City Holdco Inc.PRTY | James M HarrisonChief Executive Officer, Director | 20,000 | $11.27 | $225,400 | 319,000 | +6.69% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:12 pm EST | PROSPECT CAPITAL CORPPSEC | Brian H OswaldCFO, CCO, TREASURY & SECRETARY | 35,000 | $5.75 | $201,245 | 575,000 | +6.48% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 7:30 am EST | Mallinckrodt plcMNK | Hugh M. O'NeillExec. VP & Pres, ARD | 9,000 | $21.80 | $196,200 | 40,297 | +28.8% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 9:57 pm EST | SELECTA BIOSCIENCES INCSELB | Werner CautreelsPresident and CEO, Director | 20,000 | $9.31 | $186,250 | 321,203 | +6.64% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 6:03 pm EST | INSULET CORPPODD | James C MullenDirector | 2,500 | $67.45 | $168,633 | 5,598 | +80.7% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:25 pm EST | CHANNELADVISOR CORPECOM | Joseph L CowanDirector | 16,870 | $8.48 | $143,066 | 39,673 | +74.0% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 5:15 pm EST | Wendy's CoWEN | Scott A. WeisbergChief People Officer | 10,000 | $14.29 | $142,865 | 199,014 | +5.29% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:31 pm EST | AMBAC FINANCIAL GROUP INCAMBC | C James PrieurDirector | 10,000 | $14.02 | $140,200 | 15,000 | +200% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 4:04 pm EST | COMFORT SYSTEMS USA INCFIX | Franklin MyersDirector | 3,000 | $40.23 | $120,690 | 208,000 | +1.46% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 5:07 pm EST | GNC HOLDINGS, INC.GNC | Tim MantelEVP, Chief Merchandising Ofc | 20,000 | $5.80 | $116,000 | 110,175 | +22.2% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 5:53 pm EST | Granite Point Mortgage Trust Inc.GPMT | John A TaylorPresident and CEO, Director | 5,800 | $17.74 | $102,915 | 138,159 | +4.38% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 1:00 pm EST | INTELLIGENT SYSTEMS CORPINS | A Russell Chandler IIIDirector | 25,000 | $4.00 | $100,000 | 25,000 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 8:47 pm EST | FARMER BROTHERS COFARM | Randy E ClarkDirector | 3,000 | $32.00 | $96,000 | 14,316 | +26.5% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:15 pm EST | Wright Medical Group N.V.WMGI | Richard F WallmanDirector | 4,000 | $24.00 | $95,989 | 100,292 | +4.15% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:15 pm EST | HERC HOLDINGS INCHRI | Jean K HolleyDirector | 1,400 | $54.78 | $76,692 | 3,442 | +68.6% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 10:48 am EST | Capitala Finance Corp.CPTA | Larry W. CarrollDirector | 10,000 | $7.62 | $76,197 | 110,000 | +10.0% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 4:21 pm EST | SUMMIT FINANCIAL GROUP INCSMMF | Gary L HinkleDirector | 3,001 | $25.10 | $75,340 | 372,227 | +0.81% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 6:27 pm EST | InPoint Commercial Real Estate Income, Inc.no symbol | Robert N JenkinsDirector | 3,000 | $25.00 | $75,000 | 3,000 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 11:38 am EST | Houston Wire & Cable COHWCC | Mark A RuelleDirector | 12,000 | $6.20 | $74,400 | 12,000 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 3:49 pm EST | MULTI COLOR CorpLABL | Michael Julian HenryChief Executive Officer-Elect | 1,000 | $71.03 | $71,025 | 1,000 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 9:48 am EST | Consolidated Communications Holdings, Inc.CNSL | Robert J CurreyDirector | 5,000 | $13.43 | $67,130 | 71,793 | +7.49% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 6:24 pm EST | Vista Outdoor Inc.VSTO | Tig H KrekelDirector | 5,000 | $13.21 | $66,050 | 9,684 | +107% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 8:53 pm EST | FARMER BROTHERS COFARM | Christopher P MotternDirector | 2,000 | $31.45 | $62,900 | 16,577 | +13.7% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 7:01 am EST | ACELRX PHARMACEUTICALS INCACRX | Mark G EdwardsDirector | 30,000 | $1.90 | $56,970 | 150,000 | +25.0% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 4:20 pm EST | Walker & Dunlop, Inc.WD | Alan J BowersDirector | 1,071 | $49.49 | $53,004 | 30,854 | +3.60% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 10:24 am EST | CURIS INCCRIS | Ali Fattaey Ph.D.President & CEO, Director | 50,000 | $1.06 | $53,000 | 115,890 | +75.9% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 5:48 pm EST | Granite Point Mortgage Trust Inc.GPMT | Stephen AlpartChief Investment Officer | 2,882 | $17.70 | $51,011 | 50,598 | +6.04% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.