Company · CIK 0000078003 · SIC 2834 — Pharmaceutical Preparations · NYSE

PFIZER INC · PFE

Insider activity reported against this company. All insider holders · Files at: ICUI, ALLO, RYTM, SYBX, NGNE. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $3.0M · 4sales $160.9M · 73net −$157.8M

Open-market trades as an insider elsewherebuys $6.7M · 3sales $729.1M · 3net −$722.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Anthony J MaddalunaExecutive Vice President	14,750	$30.23	$235,824	97,693	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Douglas M LanklerExecutive Vice President	9,235	$30.23	$146,918	126,220	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Rady A JohnsonExecutive Vice President	3,804	$30.23	$60,520	53,010	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Charles H HillExecutive Vice President	23,897	$30.23	$434,526	90,428	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Mikael DolstenPresident R&D	28,079	$30.23	$288,666	435,210	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Frank A DamelioExecutive Vice President	49,859	$30.23	$915,969	460,073	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Loretta V CangialosiSr. Vice President, Controller	6,398	$30.23	$100,031	192,878	—	plan?
Feb 28, 2016 AForm 4 →	Mar 1, 7:12 pm EST	Albert BourlaGroup President	3,732	—	—	127,961	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	John D YoungGroup President	89,230	$23.37	$2,085,424	152,019	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Sally SusmanExecutive Vice President	191,314	$23.47	$4,490,809	182,818	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Ian C ReadChairman & CEO, Director	1,010,923	$23.50	$23,756,116	1,603,340	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Laurie J OlsonExecutive Vice President	31,692	$23.26	$737,156	76,759	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Anthony J MaddalunaExecutive Vice President	104,680	$23.29	$2,437,702	98,545	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Freda C Lewis-HallExecutive Vice President	188,758	$23.38	$4,414,078	196,979	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Douglas M LanklerExecutive Vice President	56,948	$23.25	$1,323,954	126,705	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Rady A JohnsonExecutive Vice President	32,026	$23.26	$744,881	53,210	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Charles H HillExecutive Vice President	132,711	$23.31	$3,094,093	95,279	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Mikael DolstenPresident R&D	361,953	$23.46	$8,492,787	426,229	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Frank A DamelioExecutive Vice President	361,933	$23.46	$8,492,187	470,814	—	plan?
Feb 24, 2016 AFMForm 4 →	Feb 26, 3:05 pm EST	Loretta V CangialosiSr. Vice President, Controller	62,000	$23.26	$1,325,755	193,098	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:03 pm EST	Albert BourlaGroup President	51,112	$23.25	$1,188,312	124,229	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 6:08 pm EST	Anthony J MaddalunaExecutive Vice President	721	$30.17	$21,753	78,052	—	plan?
Dec 15, 2015 FMForm 4 →	Dec 16, 6:46 pm EST	Albert BourlaGroup President	57,195	$29.18	$1,669,022	113,365	—	plan?
Dec 14, 2015 FMForm 4 →	Dec 16, 6:55 pm EST	John D YoungGroup President	60,265	$28.93	$1,743,766	135,234	—	plan?
Dec 3, 2015 GForm 4 →	Dec 4, 1:38 pm EST	Loretta V CangialosiSr. Vice President, Controller	330	—	—	175,592	—	plan?
Dec 1, 2015 GForm 4 →	Dec 2, 12:15 pm EST	Anthony J MaddalunaExecutive Vice President	2,520	—	—	78,608	—	plan?
Jul 30, 2015 SForm 4 →	Aug 3, 7:24 am EDT	Loretta V CangialosiSr. Vice President, Controller	24,704	$35.65	$880,646	174,611	−12.4%	plan?
Jul 2, 2015 GForm 4 →	Sep 29, 3:29 pm EDT	Stephen W SangerDirector	1,000	—	—	85	—	plan? late
Jun 30, 2015 FForm 4 →	Jul 1, 1:42 pm EDT	Douglas M LanklerExecutive Vice President	9,633	$33.53	$322,994	114,254	—	plan?
Jun 11, 2015 SForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$34.39	$894,155	70,113	−27.1%	plan?
Jun 11, 2015 MForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$25.87	$672,620	96,113	—	plan?
Jun 2, 2015 IForm 4 →	Jun 3, 10:09 am EDT	Charles H HillExecutive Vice President	2,156	$34.49	$74,360	10,329	—	plan?
May 29, 2015 IForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	7,489	$34.75	$260,243	8,173	—	plan?
May 29, 2015 SForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	42,870	$34.92	$1,497,020	69,357	−38.2%	plan?
Mar 12, 2015 SForm 4 →	Mar 13, 10:39 am EDT	Sally SusmanExecutive Vice President	46,179	$34.00	$1,570,086	150,899	−23.4%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:32 pm EST	Mikael DolstenPresident R&D	58,298	$34.46	$2,009,152	355,911	−14.1%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:19 pm EST	Ian C ReadChairman & CEO, Director	67,500	$34.62	$2,336,793	1,408,457	−4.57%	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:31 pm EDT	Rady A JohnsonExecutive Vice President	—	—	—	46,480	—	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:28 pm EDT	Albert BourlaGroup President	—	—	—	109,074	—	plan?
Feb 25, 2015 AForm 4/A →	Mar 2, 6:37 pm EST	Anthony J MaddalunaExecutive Vice President	6,902	—	—	80,050	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	John D YoungGroup President	89,560	$24.43	$2,055,020	130,341	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	Sally SusmanExecutive Vice President	184,160	$24.96	$4,292,869	197,078	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:50 pm EST	Ian C ReadChairman & CEO, Director	455,981	$25.44	$9,488,227	1,475,957	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:49 pm EST	Laurie J OlsonExecutive Vice President	38,106	$24.21	$852,848	70,001	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Anthony J MaddalunaExecutive Vice President	41,159	$24.20	$954,368	74,873	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Freda C Lewis-HallExecutive Vice President	188,494	$24.71	$4,389,201	162,567	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Douglas M LanklerExecutive Vice President	61,747	$24.49	$1,378,922	123,413	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Rady A JohnsonExecutive Vice President	34,498	$24.16	$779,398	45,652	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Charles H HillExecutive Vice President	55,156	$25.66	$1,120,235	111,945	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Geno J GermanoGroup President	165,396	$24.81	$3,659,213	308,254	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Mikael DolstenPresident R&D	280,506	$24.75	$6,371,956	414,209	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Frank A DamelioExecutive Vice President	371,185	$24.79	$8,631,155	409,641	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Loretta V CangialosiSr. Vice President, Controller	66,388	$24.79	$1,442,478	197,246	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Albert BourlaGroup President	31,184	$24.55	$655,744	107,419	—	plan? amended
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Albert BourlaGroup President	3,362	$34.39	$115,619	98,687	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Loretta V CangialosiSr. Vice President, Controller	3,413	$34.39	$117,373	181,362	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Frank A DamelioExecutive Vice President	20,016	$34.39	$688,350	340,670	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Charles H HillExecutive Vice President	8,206	$34.39	$282,204	99,049	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Rady A JohnsonExecutive Vice President	1,727	$34.39	$59,392	36,824	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Douglas M LanklerExecutive Vice President	4,086	$34.39	$140,518	108,586	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Freda C Lewis-HallExecutive Vice President	8,196	$34.39	$281,860	126,631	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Anthony J MaddalunaExecutive Vice President	4,968	$34.39	$170,850	65,284	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Laurie J OlsonExecutive Vice President	2,220	$34.39	$76,346	60,125	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Sally SusmanExecutive Vice President	10,218	$34.39	$351,397	165,512	—	plan?
Feb 13, 2015 SForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$34.73	$3,612,323	184,775	−36.0%	plan?
Feb 13, 2015 MForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$26.20	$2,724,800	288,775	—	plan?
Feb 12, 2015 SForm 4 →	Feb 13, 1:50 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$34.85	$313,661	70,252	−11.4%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	80,200	$34.23	$2,744,861	360,686	−18.2%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	14,800	$34.30	$507,619	440,886	−3.25%	plan?
Feb 10, 2015 SForm 4 →	Feb 11, 8:02 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$33.78	$304,020	79,252	−10.2%	plan?
Feb 6, 2015 FForm 4 →	Feb 10, 7:47 pm EST	Anthony J MaddalunaExecutive Vice President	505	$33.17	$16,751	88,252	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	John D YoungGroup President	45,838	$23.68	$1,085,518	109,789	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Laurie J OlsonExecutive Vice President	32,367	$23.75	$768,595	62,181	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Charles H HillExecutive Vice President	46,239	$23.75	$1,098,009	106,773	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Loretta V CangialosiSr. Vice President, Controller	55,487	$23.75	$1,317,622	184,618	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Douglas M LanklerExecutive Vice President	36,990	$23.75	$878,377	112,096	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Anthony J MaddalunaExecutive Vice President	46,239	$23.75	$1,098,009	88,428	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Rady A JohnsonExecutive Vice President	55,487	$23.75	$1,317,622	38,436	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Albert BourlaGroup President	27,744	$23.75	$658,827	101,493	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Apr 27, 2017 AForm 4 →	Apr 28, 1:38 pm EDT	Dennis A AusielloDirector	5,538	$33.86	$187,500	42,122	—
Apr 13, 2017 AForm 4 →	Apr 14, 3:15 pm EDT	John D YoungGroup President	12	$33.88	$407	8,457	—
Apr 13, 2017 AForm 4 →	Apr 14, 3:15 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.88	$136	4,101	—
Apr 13, 2017 AForm 4 →	Apr 14, 3:14 pm EDT	Albert BourlaGroup President	22	$33.88	$745	10,281	—
Apr 11, 2017 AForm 4 →	Apr 12, 6:31 pm EDT	John D YoungGroup President	239	$33.93	$8,109	8,445	—
Apr 11, 2017 AForm 4 →	Apr 12, 6:31 pm EDT	Rady A JohnsonExecutive Vice President	52	$33.93	$1,764	4,097	—
Apr 11, 2017 AForm 4 →	Apr 12, 6:31 pm EDT	Albert BourlaGroup President	239	$33.93	$8,109	10,259	—
Mar 31, 2017 AForm 4 →	Apr 3, 7:28 pm EDT	John D YoungGroup President	11	$34.21	$376	8,206	—
Mar 31, 2017 AForm 4 →	Apr 3, 7:28 pm EDT	Rady A JohnsonExecutive Vice President	4	$34.21	$137	4,044	—
Mar 31, 2017 AForm 4 →	Apr 3, 7:28 pm EDT	Albert BourlaGroup President	21	$34.21	$718	10,019	—
Mar 31, 2017 AForm 4 →	Apr 3, 6:58 pm EDT	James C SmithDirector	1,188	$34.21	$40,625	29,609	—
Mar 31, 2017 AForm 4 →	Apr 3, 6:58 pm EDT	Stephen W SangerDirector	1,188	$34.21	$40,625	112,860	—
Mar 31, 2017 AForm 4 →	Apr 3, 6:58 pm EDT	James M KiltsDirector	1,005	$34.21	$34,375	131,821	—
Mar 31, 2017 AForm 4 →	Apr 3, 6:58 pm EDT	Shantanu NarayenDirector	1,005	$34.21	$34,375	37,974	—
Mar 31, 2017 AForm 4 →	Apr 3, 6:58 pm EDT	Joseph EchevarriaDirector	1,005	$34.21	$34,375	18,603	—
Mar 15, 2017 AForm 4 →	Mar 17, 1:48 pm EDT	John D YoungGroup President	406	$34.63	$14,060	8,195	—
Mar 15, 2017 AForm 4 →	Mar 17, 1:48 pm EDT	Rady A JohnsonExecutive Vice President	64	$34.63	$2,216	4,040	—
Mar 15, 2017 AForm 4 →	Mar 17, 1:48 pm EDT	Albert BourlaGroup President	760	$34.63	$26,319	9,998	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:56 pm EST	John D YoungGroup President	318,976	—	—	121,294	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:55 pm EST	Ian C ReadChairman & CEO, Director	1,754,437	—	—	438,005	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:55 pm EST	Sally SusmanExecutive Vice President	248,990	—	—	60,647	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:47 pm EST	Laurie J OlsonExecutive Vice President	88,956	—	—	27,965	—
Feb 23, 2017 AForm 4 →	Feb 27, 6:47 pm EST	Alexander R MackenzieExecutive Vice President	100,274	—	—	45,485	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:30 pm EST	Kirsten Lund-JurgensenExecutive Vice President	80,660	—	—	26,954	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:30 pm EST	Douglas M LanklerExecutive Vice President	252,126	—	—	90,970	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:30 pm EST	Rady A JohnsonExecutive Vice President	82,888	—	—	27,965	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:30 pm EST	Freda C Lewis-HallExecutive Vice President	236,854	—	—	60,647	—
Feb 23, 2017 AForm 4 →	Feb 27, 6:24 pm EST	Charles H HillExecutive Vice President	185,693	—	—	84,232	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:21 pm EST	Mikael DolstenPresident R&D	485,845	—	—	121,294	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:21 pm EST	Albert BourlaGroup President	309,874	—	—	121,294	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:21 pm EST	Frank A DamelioExecutive Vice President	485,845	—	—	121,294	—
Feb 23, 2017 AMForm 4 →	Feb 27, 6:10 pm EST	Loretta V CangialosiSr. Vice President, Controller	80,975	—	—	20,216	—
Feb 23, 2017 AForm 4 →	Feb 27, 8:35 am EST	Ronald E BlaylockDirector	5,505	$34.06	$187,500	5,505	—
Feb 16, 2017 AForm 4 →	Feb 17, 2:41 pm EST	John D YoungGroup President	727	$33.62	$24,442	7,791	—
Jan 9, 2017 AForm 4 →	Jan 10, 6:55 pm EST	John D YoungGroup President	38	$33.47	$1,272	6,999	—
Jan 9, 2017 AForm 4 →	Jan 10, 6:55 pm EST	Rady A JohnsonExecutive Vice President	19	$33.47	$636	3,940	—
Jan 9, 2017 AForm 4 →	Jan 10, 6:54 pm EST	Albert BourlaGroup President	38	$33.47	$1,272	9,154	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:39 pm EST	John D YoungGroup President	12	$32.48	$390	6,961	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:39 pm EST	Anthony J MaddalunaExecutive Vice President	241	$32.48	$7,828	71,249	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:39 pm EST	Rady A JohnsonExecutive Vice President	4	$32.48	$130	3,922	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:39 pm EST	Albert BourlaGroup President	22	$32.48	$715	9,117	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:31 pm EST	James C SmithDirector	1,289	$32.48	$41,875	28,159	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:31 pm EST	Stephen W SangerDirector	1,289	$32.48	$41,875	110,644	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:31 pm EST	Shantanu NarayenDirector	1,058	$32.48	$34,375	36,628	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:31 pm EST	James M KiltsDirector	1,058	$32.48	$34,375	129,612	—
Dec 30, 2016 AForm 4 →	Jan 3, 2017, 5:31 pm EST	Joseph EchevarriaDirector	1,058	$32.48	$34,375	17,436	—
Dec 15, 2016 AForm 4 →	Dec 16, 8:54 pm EST	John D YoungGroup President	12	$32.75	$393	6,949	—
Dec 15, 2016 AForm 4 →	Dec 16, 8:54 pm EST	Anthony J MaddalunaExecutive Vice President	240	$32.75	$7,860	71,007	—
Dec 15, 2016 AForm 4 →	Dec 16, 8:54 pm EST	Rady A JohnsonExecutive Vice President	4	$32.75	$131	3,918	—
Dec 15, 2016 AForm 4 →	Dec 16, 8:54 pm EST	Albert BourlaGroup President	22	$32.75	$721	9,095	—
Dec 7, 2016 MForm 4 →	Dec 8, 9:48 pm EST	Alexander R MackenzieExecutive Vice President	30,000	—	—	0	—
Nov 30, 2016 AForm 4 →	Dec 1, 6:36 pm EST	John D YoungGroup President	12	$32.14	$386	6,937	—
Nov 30, 2016 AForm 4 →	Dec 1, 6:35 pm EST	Anthony J MaddalunaExecutive Vice President	244	$32.14	$7,842	70,766	—
Nov 30, 2016 AForm 4 →	Dec 1, 6:35 pm EST	Rady A JohnsonExecutive Vice President	4	$32.14	$129	3,913	—
Nov 30, 2016 AForm 4 →	Dec 1, 6:35 pm EST	Albert BourlaGroup President	22	$32.14	$707	9,072	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:24 am EST	John D YoungGroup President	12	$32.23	$387	6,925	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:24 am EST	Anthony J MaddalunaExecutive Vice President	244	$32.23	$7,864	70,519	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:24 am EST	Rady A JohnsonExecutive Vice President	4	$32.23	$129	3,909	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:24 am EST	Albert BourlaGroup President	22	$32.23	$709	9,050	—
Nov 14, 2016 IForm 4 →	Nov 16, 5:08 pm EST	Loretta V CangialosiSr. Vice President, Controller	123,373	$32.38	$3,994,818	0	—
Nov 14, 2016 IForm 4 →	Nov 16, 5:04 pm EST	Mikael DolstenPresident R&D	149,747	$32.38	$4,848,792	149,747	—
Nov 4, 2016 MForm 4 →	Nov 7, 5:58 pm EST	Albert BourlaGroup President	20,000	—	—	0	—
Nov 3, 2016 MForm 4 →	Nov 7, 5:50 pm EST	Charles H HillExecutive Vice President	109,223	—	—	0	—
Nov 2, 2016 MForm 4 →	Nov 4, 4:36 pm EDT	Anthony J MaddalunaExecutive Vice President	65,334	—	—	0	—
Oct 31, 2016 AForm 4 →	Nov 1, 6:32 pm EDT	John D YoungGroup President	12	$31.71	$381	6,849	—
Oct 31, 2016 AForm 4 →	Nov 1, 6:32 pm EDT	Anthony J MaddalunaExecutive Vice President	247	$31.71	$7,832	69,626	—
Oct 31, 2016 AForm 4 →	Nov 1, 6:32 pm EDT	Rady A JohnsonExecutive Vice President	4	$31.71	$127	3,868	—
Oct 31, 2016 AForm 4 →	Nov 1, 6:32 pm EDT	Albert BourlaGroup President	22	$31.71	$698	8,944	—
Oct 14, 2016 AForm 4 →	Oct 18, 8:15 am EDT	John D YoungGroup President	12	$32.66	$392	6,836	—
Oct 14, 2016 AForm 4 →	Oct 18, 8:15 am EDT	Anthony J MaddalunaExecutive Vice President	240	$32.66	$7,838	69,363	—
Oct 14, 2016 AForm 4 →	Oct 18, 8:15 am EDT	Rady A JohnsonExecutive Vice President	4	$32.66	$131	3,863	—
Oct 14, 2016 AForm 4 →	Oct 18, 8:15 am EDT	Albert BourlaGroup President	22	$32.66	$719	8,921	—
Oct 6, 2016 AForm 4 →	Oct 7, 7:01 pm EDT	John D YoungGroup President	38	$33.65	$1,279	6,824	—
Oct 6, 2016 AForm 4 →	Oct 7, 7:01 pm EDT	Anthony J MaddalunaExecutive Vice President	252	$33.65	$8,480	69,107	—
Oct 6, 2016 AForm 4 →	Oct 7, 7:01 pm EDT	Rady A JohnsonExecutive Vice President	19	$33.65	$639	3,858	—
Oct 6, 2016 AForm 4 →	Oct 7, 7:01 pm EDT	Albert BourlaGroup President	38	$33.65	$1,279	8,898	—
Sep 30, 2016 AForm 4 →	Oct 4, 6:54 pm EDT	John D YoungGroup President	11	$33.87	$373	6,786	—
Sep 30, 2016 AForm 4 →	Oct 4, 6:54 pm EDT	Anthony J MaddalunaExecutive Vice President	232	$33.87	$7,858	68,854	—
Sep 30, 2016 AForm 4 →	Oct 4, 6:53 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.87	$135	3,839	—
Sep 30, 2016 AForm 4 →	Oct 4, 6:53 pm EDT	Albert BourlaGroup President	21	$33.87	$711	8,859	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:24 pm EDT	James C SmithDirector	1,236	$33.87	$41,875	26,616	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:24 pm EDT	Stephen W SangerDirector	1,236	$33.87	$41,875	108,322	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:24 pm EDT	Shantanu NarayenDirector	1,015	$33.87	$34,375	35,234	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:24 pm EDT	James M KiltsDirector	1,015	$33.87	$34,375	127,339	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:24 pm EDT	Joseph EchevarriaDirector	1,015	$33.87	$34,375	16,223	—
Sep 15, 2016 AForm 4 →	Sep 19, 8:12 am EDT	John D YoungGroup President	11	$34.14	$376	6,775	—
Sep 15, 2016 AForm 4 →	Sep 19, 8:12 am EDT	Anthony J MaddalunaExecutive Vice President	230	$34.14	$7,852	68,627	—
Sep 15, 2016 AForm 4 →	Sep 19, 8:12 am EDT	Rady A JohnsonExecutive Vice President	4	$34.14	$137	3,835	—
Sep 15, 2016 AForm 4 →	Sep 19, 8:12 am EDT	Albert BourlaGroup President	21	$34.14	$717	8,839	—
Aug 31, 2016 AForm 4 →	Sep 1, 6:02 pm EDT	John D YoungGroup President	11	$34.80	$383	6,763	—
Aug 31, 2016 AForm 4 →	Sep 1, 6:02 pm EDT	Anthony J MaddalunaExecutive Vice President	225	$34.80	$7,830	68,389	—
Aug 31, 2016 AForm 4 →	Sep 1, 6:02 pm EDT	Rady A JohnsonExecutive Vice President	4	$34.80	$139	3,831	—
Aug 31, 2016 AForm 4 →	Sep 1, 6:02 pm EDT	Albert BourlaGroup President	20	$34.80	$696	8,817	—
Aug 15, 2016 AForm 4 →	Aug 16, 3:59 pm EDT	John D YoungGroup President	11	$35.11	$386	6,751	—
Aug 15, 2016 AForm 4 →	Aug 16, 3:59 pm EDT	Anthony J MaddalunaExecutive Vice President	223	$35.11	$7,830	68,158	—
Aug 15, 2016 AForm 4 →	Aug 16, 3:59 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.11	$140	3,826	—
Aug 15, 2016 AForm 4 →	Aug 16, 3:59 pm EDT	Albert BourlaGroup President	20	$35.11	$702	8,796	—
Jul 29, 2016 AForm 4 →	Aug 1, 5:13 pm EDT	John D YoungGroup President	10	$36.89	$369	6,682	—
Jul 29, 2016 AForm 4 →	Aug 1, 5:13 pm EDT	Anthony J MaddalunaExecutive Vice President	213	$36.89	$7,858	67,332	—
Jul 29, 2016 AForm 4 →	Aug 1, 5:13 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.89	$148	3,789	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2018 SForm 4 →	Nov 16, 4:50 pm EST	ICU MEDICAL INC/DEICUI	2,500,000	$209.25	$523,125,000	0	−100%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	55,556	$18.00	$1,000,008	22,032,040	+0.25%	plan?
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	21,976,484	—	—	21,976,484	—	plan?
Aug 13, 2018 SForm 4 →	Aug 15, 4:33 pm EDT	ICU MEDICAL INC/DEICUI	700,000	$284.35	$199,045,000	2,500,000	−21.9%	plan?
Oct 10, 2017 PForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	40,000	$17.00	$680,000	1,427,639	+2.88%	plan?
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	1,387,639	—	plan?
Oct 6, 2015 PForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	714,285	$7.00	$4,999,995	2,253,509	+46.4%	plan?
Oct 5, 2015 CJForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,775,079	$7.00	$1,650,985	2,489,364	—	plan?
Aug 10, 2015 SForm 4 →	Aug 12, 4:30 pm EDT	AQUINOX PHARMACEUTICALS, INCAQXP	259,927	$26.47	$6,880,295	975,403	−21.0%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Δ stake
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	4,185,997	—	—	—
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	—
Oct 5, 2015 CForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,539,224	—	—	—