SEC Form 4 · accession 0001225208-16-040524
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Maddaluna
Officer — Executive Vice President
Period of report
Oct 14, 2016
Accepted (ET)
Oct 18, 2016 · 8:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units SSPF1,F2 | — | Oct 14, 2016 | A | 240 | A | — | — | Common Stock | 240 | 69,363 | D |
Explanation of responses
- F1Each unit represents one phantom share of common stock.
- F2These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.