Company · CIK 0001377936 · NYSE

SARATOGA INVESTMENT CORP. · SAR

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.1M · 7sales $2.5M · 2net −$1.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 9, 2026 JForm 4 →	Sep 10, 11:03 am EDT	Christian L OberbeckCEO and Director, Director	290	—	—	18,477	—
Aug 18, 2026 JForm 4 →	Aug 19, 2:32 pm EDT	Christian L OberbeckCEO and Director, Director	280	—	—	18,767	—
Jul 22, 2026 JForm 4 →	Jul 23, 2:42 pm EDT	Christian L OberbeckCEO and Director, Director	2,560	—	—	19,047	—
Jan 15, 2019 PForm 4 →	Jan 15, 6:34 pm EST	Henri J SteenkampCFO, CCO, Treasurer& Secretary	1,208	$22.00	$26,576	9,026	+15.5%	plan?
Sep 28, 2018 JForm 4 →	Oct 2, 4:55 pm EDT	Henri J SteenkampCFO,CCO, Treasurer & Secretary	1,003	—	—	7,817	—	plan?
Sep 28, 2018 JForm 4 →	Oct 2, 4:54 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	1,003	—	—	119,377	—	plan?
Jun 25, 2018 SForm 4 →	Jun 27, 12:11 pm EDT	Elizabeth Oberbeck10% Owner	60,000	$25.53	$1,531,800	684,183	−8.06%	plan?
May 23, 2018 PForm 4 →	May 24, 1:42 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	40,061	$22.45	$899,369	618,068	+6.93%	plan?
May 23, 2018 SForm 4 →	May 24, 1:42 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	43,000	$22.45	$965,376	120,380	−26.3%	plan?
Sep 19, 2017 JForm 4 →	Sep 20, 5:47 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	1,173	—	—	121,015	—	plan?
Sep 19, 2017 JForm 4 →	Sep 20, 5:46 pm EDT	Henri J SteenkampCFO, CCO	1,173	—	—	6,814	—	plan?
Mar 6, 2017 GJForm 4 →	Apr 17, 4:28 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	3,073	—	—	122,188	—	plan? late
Dec 27, 2016 GForm 5 →	Apr 14, 2017, 11:37 am EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	8,500	—	—	2,550	—	plan?
Jul 29, 2016 JForm 4 →	Aug 2, 4:16 pm EDT	Henri J SteenkampChief Financial Officer	1,414	—	—	5,182	—	plan?
Jul 29, 2016 JForm 4 →	Aug 2, 4:14 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	1,414	—	—	181,647	—	plan?
Jul 6, 2016 PForm 4 →	Jul 7, 5:09 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	1,586	$17.08	$27,089	183,061	+0.87%	plan?
Jun 20, 2016 JForm 4 →	Jun 22, 8:42 am EDT	Michael J GrisiusPresident and Director, Director	2,050	—	—	132,239	—	plan?
Jun 20, 2016 JForm 4 →	Jun 22, 8:38 am EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	2,050	—	—	181,475	—	plan?
Mar 14, 2016 JForm 4 →	Mar 17, 9:54 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	57,620	—	—	497,779	—	plan? late
Mar 14, 2016 JForm 4 →	Mar 17, 8:30 pm EDT	Michael J GrisiusPresident and Director, Director	49,148	—	—	127,045	—	plan? late
Jan 15, 2016 PForm 4 →	Jan 19, 11:04 am EST	Steven M LooneyDirector	500	$14.53	$7,267	2,508	+24.9%	plan?
Nov 20, 2015 PForm 4 →	Nov 24, 8:54 pm EST	Steven M LooneyDirector	550	$14.92	$8,204	2,008	+37.7%	plan?
Jul 29, 2015 JForm 4 →	Jul 30, 2:04 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	1,854	—	—	165,614	—	plan?
Jul 29, 2015 JForm 4 →	Jul 30, 2:04 pm EDT	Henri J SteenkampChief Financial Officer	1,854	—	—	3,403	—	plan?
Jul 17, 2015 JForm 4 →	Jul 20, 4:10 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	2,948	—	—	167,468	—	plan?
May 22, 2015 JForm 4 →	May 26, 5:50 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	8,564	—	—	158,163	—	plan?
May 1, 2015 JForm 4 →	May 5, 3:26 pm EDT	Christian L OberbeckCEO and Director, Director, 10% Owner	2,672	—	—	166,727	—	plan?
Jan 20, 2015 PForm 4 →	Jan 22, 6:10 pm EST	George Cabell Williams IIIDirector	5,199	$15.35	$79,790	31,876	+19.5%	plan?
Jan 16, 2015 PForm 4 →	Jan 20, 12:23 pm EST	George Cabell Williams IIIDirector	6,301	$15.09	$95,082	26,677	+30.9%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.