SEC Form 4 · accession 0000899243-16-026120
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri J Steenkamp
Officer — Chief Financial Officer
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | J | 1,414 | $0.00 | A | 5,182 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Steenkamp was awarded 1,414 shares of common stock from his employer, Saratoga Investment Advisors, LLC, which is the external investment adviser of Saratoga Investment Corp.