SEC Form 4 · accession 0000899243-18-018271
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Oberbeck
10% Owner
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2018 | S | 60,000 | $25.53 | D | 684,183 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown in Column 4 is the weighted average sale price, rounded to the nearest hundredth, of the shares of common stock of Saratoga Investment Corp. (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the sales is $25.01 to $26.22 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.