SEC Form 4 · accession 0000899243-15-008849
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Looney
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 8:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | P | 550 | $14.9163 | A | 2,008 | D |
Table II — derivative securities
No Table II lines on this filing.