SEC Form 4 · accession 0000899243-15-001920
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri J Steenkamp
Officer — Chief Financial Officer
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jul 29, 2015 | J | 1,854 | $0.00 | A | 3,403 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 29, 2015, Saratoga Investment Advisors, LLC awarded a total of 1,854 shares of common stock to Henri J. Steenkamp as compensation.