SEC Form 4 · accession 0001213900-26-098638
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian L Oberbeck
Officer — CEO and Director · Director
Period of report
Sep 9, 2026
Accepted (ET)
Sep 10, 2026 · 11:03 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2026 | J | 290 | $0.00 | D | 18,477 | I | By CLO Partners LLC |
| Common Stock | holding | — | — | — | 726,128 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | By CLO Partners Holdings LLC | |
| Common Stock | holding | — | — | — | 94,155 | I | By children | |
| Common Stock | holding | — | — | — | 2,110 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 9, 2026, Mr. Oberbeck transferred a total of 290 shares of common stock to a Saratoga employee as compensation.