SEC Form 4 · accession 0001209191-15-005920
SARATOGA INVESTMENT CORP. · SAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Cabell Williams III
Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | P | 1,000 | $15.25 | A | 27,677 | D | |
| Common Stock | Jan 21, 2015 | P | 500 | $15.15 | A | 28,177 | D | |
| Common Stock | Jan 22, 2015 | P | 3,699 | $15.40 | A | 31,876 | D |
Table II — derivative securities
No Table II lines on this filing.