Company · CIK 0001373561 · SIC 6172 — Finance Lessors
NewStar Financial, Inc. · NEWS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2017 DForm 4 → | Dec 22, 3:08 pm EST | Frank R NoonanDirector | 89,697 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:08 pm EST | Richard E ThornburghDirector | 154,293 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:07 pm EST | Maureen OharaDirector | 126,455 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:05 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 175,298 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:04 pm EST | Daniel D. McCreadyChief Investment Officer | 99,037 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:04 pm EST | Brian FallonDirector | 99,892 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:03 pm EST | Mark R. du FourHead - Leveraged Finance | 137,778 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:02 pm EST | Timothy J ConwayChairman, CEO and President, Director | 1,629,494 | — | — | 0 | — | plan? |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:00 pm EST | John Kirby BrayChief Financial Officer | 620,404 | — | — | 0 | — | plan? |
| Dec 21, 2017 DGForm 4 → | Dec 22, 2:59 pm EST | Charles N BralverDirector | 168,068 | — | — | 0 | — | plan? |
| Dec 21, 2017 DJForm 4 → | Dec 22, 2:58 pm EST | Bradley E CooperDirector | 147,602 | — | — | 0 | — | plan? |
| Dec 8, 2017 JForm 4 → | Dec 12, 11:19 am EST | Bradley E Cooper10% Owner | 4,051,528 | — | — | 0 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:16 pm EDT | Brian FallonDirector | 10,309 | — | — | 99,892 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:15 pm EDT | Frank R NoonanDirector | 10,309 | — | — | 89,697 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:13 pm EDT | Bradley E CooperDirector | 7,731 | — | — | 40,368 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:11 pm EDT | Maureen OharaDirector | 10,309 | — | — | 126,455 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:10 pm EDT | Richard E ThornburghDirector | 10,309 | — | — | 154,293 | — | plan? |
| May 16, 2017 AForm 4 → | May 18, 4:07 pm EDT | Charles N BralverDirector | 7,731 | — | — | 168,068 | — | plan? |
| May 10, 2017 FMForm 4 → | May 12, 4:02 pm EDT | Brian FallonDirector | 27,648 | $8.98 | $248,403 | 89,583 | — | plan? |
| May 9, 2017 FMForm 4 → | May 17, 4:02 pm EDT | Patrick F McAuliffeHead, Leveraged Finance | 90,342 | $9.00 | $812,992 | 175,298 | — | plan? late |
| May 1, 2017 FMForm 4 → | May 3, 4:02 pm EDT | Maureen OharaDirector | 26,437 | $9.40 | $248,406 | 116,146 | — | plan? |
| Apr 27, 2017 FMForm 4 → | May 1, 4:34 pm EDT | Frank R NoonanDirector | 26,395 | $9.41 | $248,406 | 79,388 | — | plan? |
| Apr 27, 2017 FMForm 4 → | May 1, 4:05 pm EDT | Richard E ThornburghDirector | 8,799 | $9.41 | $82,809 | 143,984 | — | plan? |
| Apr 24, 2017 FMForm 4 → | Apr 26, 4:29 pm EDT | Capital Z Partners III GP, Ltd. +4Director, 10% Owner | 8,820 | $9.39 | $82,809 | 40,244 | — | plan? |
| Apr 20, 2017 FMForm 4 → | Apr 24, 4:07 pm EDT | Mark R. du FourHead of Capital Markets | 64,901 | $9.33 | $605,555 | 137,778 | — | plan? |
| Apr 4, 2017 JForm 4 → | Apr 6, 4:10 pm EDT | Capital Z Partners III GP, Ltd. +410% Owner | 20,188 | — | — | 39,064 | — | plan? |
| Mar 17, 2017 FMForm 4 → | Mar 21, 4:04 pm EDT | Charles N BralverDirector | 18,600 | $9.92 | $184,484 | 160,337 | — | plan? |
| Feb 17, 2017 AForm 4 → | Feb 22, 4:39 pm EST | Daniel D. McCreadyChief Investment Officer | 16,785 | — | — | 99,037 | — | plan? |
| Feb 17, 2017 AForm 4 → | Feb 22, 4:39 pm EST | Timothy J ConwayChairman, CEO and President, Director | 31,027 | — | — | 1,629,494 | — | plan? |
| Feb 17, 2017 AForm 4 → | Feb 22, 4:38 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 17,802 | — | — | 170,430 | — | plan? |
| Feb 17, 2017 AForm 4 → | Feb 22, 4:38 pm EST | John Kirby BrayChief Financial Officer | 15,259 | — | — | 616,634 | — | plan? |
| Feb 17, 2017 AForm 4 → | Feb 22, 4:37 pm EST | Mark R. du FourHead of Capital Markets | 17,802 | — | — | 132,679 | — | plan? |
| Feb 12, 2017 FForm 4 → | Feb 15, 4:02 pm EST | John Kirby BrayChief Financial Officer | 4,128 | $9.28 | $38,310 | 601,375 | — | plan? late |
| Feb 12, 2017 FForm 4 → | Feb 15, 4:01 pm EST | Timothy J ConwayChairman, CEO and President, Director | 15,303 | $9.32 | $142,585 | 1,598,467 | — | plan? late |
| Feb 12, 2017 FForm 4 → | Feb 15, 4:01 pm EST | Mark R. du FourHead - Leveraged Finance | 7,426 | $9.29 | $68,960 | 114,877 | — | plan? late |
| Feb 12, 2017 FForm 4 → | Feb 15, 4:00 pm EST | Daniel D. McCreadyChief Credit Officer | 7,279 | $9.27 | $67,461 | 82,252 | — | plan? late |
| Dec 16, 2016 SForm 4 → | Dec 20, 11:49 am EST | Bradley E Cooper +4Director | 13,246 | $9.19 | $121,754 | 32,637 | −28.9% | plan? |
| Nov 8, 2016 JForm 4/A → | Nov 9, 4:57 pm EST | Capital Z Partners III GP, Ltd. +810% Owner | 3,563,055 | — | — | 45,883 | — | plan? |
| Nov 8, 2016 JForm 4 → | Nov 9, 4:37 pm EST | Corsair Capital LLC10% Owner | 5,538,415 | — | — | 4,263,075 | — | plan? |
| Nov 8, 2016 JForm 4 → | Nov 9, 4:02 pm EST | Capital Z Partners III GP, Ltd. +810% Owner | 3,563,055 | — | — | 45,883 | — | plan? amended |
| Oct 21, 2016 SForm 4 → | Oct 25, 4:36 pm EDT | Capital Z Partners III GP, Ltd. +810% Owner | 2,000,000 | $8.93 | $17,860,000 | 18,805 | −99.1% | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:53 pm EDT | Richard E ThornburghDirector | 13,458 | — | — | 142,783 | — | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:52 pm EDT | Maureen OharaDirector | 13,458 | — | — | 112,583 | — | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:51 pm EDT | Frank R NoonanDirector | 13,458 | — | — | 75,783 | — | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:50 pm EDT | Charles N BralverDirector | 10,094 | — | — | 158,937 | — | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:49 pm EDT | Brian FallonDirector | 13,458 | — | — | 87,231 | — | plan? |
| May 12, 2016 AForm 4 → | May 16, 5:48 pm EDT | Bradley E CooperDirector, 10% Owner | 10,094 | — | — | 40,013 | — | plan? |
| May 12, 2016 FMForm 4 → | May 13, 4:32 pm EDT | Brian FallonDirector | 19,521 | $3.38 | $66,003 | 73,773 | — | plan? |
| Apr 26, 2016 FXForm 4 → | Apr 28, 3:38 pm EDT | Capital Z Partners III GP, Ltd. +810% Owner | 6,107 | $3.60 | $22,004 | 5,576,061 | — | plan? |
| Mar 25, 2016 FForm 4 → | Mar 29, 4:04 pm EDT | Daniel D. McCreadyChief Credit Officer | 1,667 | $8.79 | $14,653 | 89,531 | — | plan? |
| Mar 14, 2016 FMForm 4 → | Mar 15, 4:02 pm EDT | Timothy J ConwayChairman, CEO and President, Director | 82,221 | $4.98 | $409,301 | 1,613,770 | — | plan? |
| Mar 7, 2016 FMForm 4 → | Mar 8, 4:34 pm EST | Timothy J ConwayChairman, CEO and President, Director | 248,063 | $4.83 | $1,197,523 | 1,595,991 | — | plan? |
| Mar 4, 2016 FMForm 4 → | Mar 7, 4:36 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 101,976 | $4.53 | $461,897 | 533,497 | — | plan? |
| Mar 3, 2016 FMForm 4 → | Mar 4, 4:10 pm EST | Timothy J ConwayChairman, CEO and President, Director | 497,746 | $4.75 | $2,362,509 | 1,544,054 | — | plan? |
| Mar 3, 2016 FMForm 4 → | Mar 4, 4:09 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 208,643 | $4.76 | $994,070 | 1,190,567 | — | plan? |
| Feb 29, 2016 FMForm 4 → | Mar 1, 4:12 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 211,639 | $4.44 | $939,344 | 1,149,210 | — | plan? |
| Feb 29, 2016 FMForm 4 → | Mar 1, 4:11 pm EST | Timothy J ConwayChairman, CEO and President, Director | 84,193 | $4.43 | $372,564 | 1,441,800 | — | plan? |
| Feb 23, 2016 FMForm 4 → | Feb 24, 4:02 pm EST | Timothy J ConwayChairman, CEO and President, Director | 84,085 | $4.45 | $374,209 | 1,425,993 | — | plan? |
| Feb 17, 2016 FMForm 4 → | Feb 18, 4:04 pm EST | Timothy J ConwayChairman, CEO and President, Director | 84,350 | $4.39 | $370,206 | 1,410,078 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:10 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 39,781 | $6.27 | $24,428 | 152,628 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:09 pm EST | Mark R. du FourHead - Leveraged Finance | 40,393 | $6.27 | $28,265 | 122,303 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:09 pm EST | Daniel D. McCreadyChief Credit Officer | 35,555 | $6.27 | $22,936 | 91,198 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:06 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 25,459 | $6.27 | $9,631 | 505,473 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:06 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 38,627 | $6.27 | $22,196 | 1,110,849 | — | plan? |
| Feb 12, 2016 AFForm 4 → | Feb 17, 4:05 pm EST | John Kirby BrayChief Financial Officer | 25,459 | $6.27 | $9,631 | 605,503 | — | plan? |
| Feb 12, 2016 AFMForm 4 → | Feb 17, 4:05 pm EST | Timothy J ConwayChairman, CEO and President, Director | 311,219 | $4.33 | $1,139,849 | 1,394,428 | — | plan? |
| Feb 5, 2016 MForm 4/A → | Feb 10, 4:17 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 15,000 | $2.76 | $41,400 | 482,086 | — | plan? |
| Feb 5, 2016 FMForm 4 → | Feb 8, 4:08 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 24,761 | $3.93 | $97,233 | 472,325 | — | plan? amended |
| Feb 4, 2016 FMForm 4 → | Feb 8, 4:09 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 20,923 | $4.20 | $87,888 | 120,639 | — | plan? |
| Feb 1, 2016 FMForm 4 → | Feb 2, 5:38 pm EST | Brian FallonDirector | 3,531 | $4.05 | $14,305 | 63,294 | — | plan? |
| Jan 27, 2016 FMForm 4 → | Jan 29, 4:14 pm EST | Mark R. du FourHead - Leveraged Finance | 48,114 | $4.62 | $222,380 | 90,926 | — | plan? |
| Dec 4, 2015 FMForm 4 → | Dec 8, 4:15 pm EST | John Kirby BrayChief Financial Officer | 162,360 | $5.38 | $872,785 | 583,116 | — | plan? |
| Dec 4, 2015 FMForm 4 → | Dec 8, 4:14 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 48,709 | $5.38 | $261,845 | 467,086 | — | plan? |
| Dec 4, 2015 FMForm 4 → | Dec 8, 4:14 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 408,651 | $5.40 | $2,208,290 | 1,079,302 | — | plan? |
| Dec 4, 2015 FMForm 4 → | Dec 8, 4:12 pm EST | Timothy J ConwayChairman, CEO and President, Director | 162,636 | $5.41 | $880,427 | 1,309,955 | — | plan? |
| Dec 3, 2015 FMForm 4 → | Dec 4, 4:15 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 20,529 | $5.43 | $111,463 | 116,562 | — | plan? |
| Dec 1, 2015 FMForm 4 → | Dec 2, 4:27 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 407,607 | $5.47 | $2,231,288 | 987,953 | — | plan? |
| Dec 1, 2015 FMForm 4 → | Dec 2, 4:25 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 64,918 | $5.44 | $353,105 | 455,795 | — | plan? |
| Dec 1, 2015 FMForm 4 → | Dec 2, 4:23 pm EST | John Kirby BrayChief Financial Officer | 81,077 | $5.42 | $439,447 | 545,476 | — | plan? |
| Nov 30, 2015 FMForm 4 → | Dec 1, 4:03 pm EST | Timothy J ConwayChairman, CEO and President, Director | 162,811 | $5.47 | $890,870 | 1,272,591 | — | plan? |
| Nov 20, 2015 FMForm 4 → | Nov 23, 4:08 pm EST | John Kirby BrayChief Financial Officer | 244,311 | $5.40 | $1,318,068 | 526,553 | — | plan? |
| Nov 20, 2015 FMForm 4 → | Nov 23, 4:07 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 77,977 | $5.17 | $403,222 | 440,713 | — | plan? |
| Nov 19, 2015 FMForm 4 → | Nov 20, 4:13 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 76,466 | $5.14 | $393,104 | 418,690 | — | plan? |
| Nov 18, 2015 FMForm 4 → | Nov 19, 4:20 pm EST | John Kirby BrayChief Financial Officer | 318,481 | $5.26 | $1,676,385 | 470,864 | — | plan? |
| Nov 17, 2015 FMForm 4 → | Nov 19, 4:19 pm EST | Mark R. du FourHead - Leveraged Finance | 15,338 | $5.08 | $77,977 | 79,040 | — | plan? |
| Nov 10, 2015 PForm 4 → | Nov 12, 4:17 pm EST | Maureen OharaDirector | 300 | $9.75 | $2,925 | 99,125 | +0.30% | plan? |
| Nov 10, 2015 FMForm 4 → | Nov 12, 4:16 pm EST | Charles N BralverDirector | 7,821 | $3.74 | $29,239 | 148,843 | — | plan? |
| Jun 29, 2015 JForm 4 → | Jun 30, 5:28 pm EDT | Capital Z Partners III GP, Ltd. +8Other | 14,004 | — | — | 29,919 | — | plan? |
| May 12, 2015 AMForm 4 → | May 14, 4:27 pm EDT | Maureen OharaDirector | 9,650 | $6.40 | $2,003 | 98,825 | — | plan? |
| May 12, 2015 AForm 4 → | May 14, 4:27 pm EDT | Charles N BralverDirector | 7,002 | — | — | 144,164 | — | plan? |
| May 12, 2015 AForm 4 → | May 14, 4:27 pm EDT | Bradley E CooperDirector, 10% Owner | 7,002 | — | — | 36,921 | — | plan? |
| May 12, 2015 AForm 4 → | May 14, 4:26 pm EDT | Brian FallonDirector | 9,337 | — | — | 61,825 | — | plan? |
| May 12, 2015 AForm 4 → | May 14, 4:25 pm EDT | Frank R NoonanDirector | 9,337 | — | — | 62,325 | — | plan? |
| May 12, 2015 AForm 4 → | May 14, 4:25 pm EDT | Richard E ThornburghDirector | 9,337 | — | — | 129,325 | — | plan? |
| May 9, 2015 FForm 4 → | Jun 30, 4:03 pm EDT | Patrick F McAuliffeHead, Leveraged Finance | 17,025 | $10.91 | $185,743 | 112,091 | — | plan? late |
| May 6, 2015 FXForm 4 → | May 8, 4:15 pm EDT | Capital Z Partners III GP, Ltd. +710% Owner | 7,815 | $8.19 | $64,007 | 5,557,964 | — | plan? |
| Mar 25, 2015 FForm 4 → | Mar 26, 4:18 pm EDT | Daniel D. McCreadyChief Credit Officer | 6,216 | $10.93 | $67,941 | 62,959 | — | plan? |
| Mar 20, 2015 SForm 4 → | Apr 13, 4:17 pm EDT | Frank R NoonanDirector | 10,598 | $11.11 | $117,762 | 52,988 | −16.7% | plan? late |
| Mar 20, 2015 FMForm 4 → | Apr 13, 4:17 pm EDT | Frank R NoonanDirector | 39,402 | $8.12 | $320,014 | 59,944 | — | plan? late |
| Feb 17, 2015 FForm 4 → | Feb 19, 4:10 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 825 | $10.11 | $8,341 | 129,116 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2017 DForm 4 → | Dec 22, 3:08 pm EST | Frank R NoonanDirector | 10,000 | — | — | 0 | — | |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:07 pm EST | Maureen OharaDirector | 10,000 | — | — | 0 | — | |
| Dec 22, 2017 DForm 4 → | Dec 22, 3:04 pm EST | Brian FallonDirector | 10,000 | — | — | 0 | — | |
| Dec 22, 2017 DForm 4 → | Dec 22, 2:58 pm EST | Bradley E CooperDirector | 5,000 | — | — | 0 | — | |
| May 10, 2017 MForm 4 → | May 12, 4:02 pm EDT | Brian FallonDirector | 15,000 | — | — | 0 | — | |
| May 9, 2017 MForm 4 → | May 17, 4:02 pm EDT | Patrick F McAuliffeHead, Leveraged Finance | 47,605 | — | — | 0 | — | late |
| May 1, 2017 MForm 4 → | May 3, 4:02 pm EDT | Maureen OharaDirector | 15,000 | — | — | 0 | — | |
| Apr 27, 2017 MForm 4 → | May 1, 4:34 pm EDT | Frank R NoonanDirector | 15,000 | — | — | 0 | — | |
| Apr 27, 2017 MForm 4 → | May 1, 4:05 pm EDT | Richard E ThornburghDirector | 5,000 | — | — | 0 | — | |
| Apr 24, 2017 MForm 4 → | Apr 26, 4:29 pm EDT | Capital Z Partners III GP, Ltd. +4Director, 10% Owner | 5,000 | — | — | 0 | — | |
| Apr 20, 2017 MForm 4 → | Apr 24, 4:07 pm EDT | Mark R. du FourHead of Capital Markets | 35,000 | — | — | 0 | — | |
| Mar 17, 2017 MForm 4 → | Mar 21, 4:04 pm EDT | Charles N BralverDirector | 10,000 | — | — | 0 | — | |
| May 12, 2016 MForm 4 → | May 13, 4:32 pm EDT | Brian FallonDirector | 15,000 | — | — | 0 | — | |
| Apr 26, 2016 XForm 4 → | Apr 28, 3:38 pm EDT | Capital Z Partners III GP, Ltd. +810% Owner | 5,000 | — | — | 0 | — | |
| Mar 14, 2016 MForm 4 → | Mar 15, 4:02 pm EDT | Timothy J ConwayChairman, CEO and President, Director | 50,000 | — | — | 0 | — | |
| Mar 7, 2016 MForm 4 → | Mar 8, 4:34 pm EST | Timothy J ConwayChairman, CEO and President, Director | 150,000 | — | — | 50,000 | — | |
| Mar 4, 2016 MForm 4 → | Mar 7, 4:36 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 65,000 | — | — | 0 | — | |
| Mar 3, 2016 MForm 4 → | Mar 4, 4:10 pm EST | Timothy J ConwayChairman, CEO and President, Director | 300,000 | — | — | 200,000 | — | |
| Mar 3, 2016 MForm 4 → | Mar 4, 4:09 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 125,000 | — | — | 0 | — | |
| Feb 29, 2016 MForm 4 → | Mar 1, 4:12 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 125,000 | — | — | 125,000 | — | |
| Feb 29, 2016 MForm 4 → | Mar 1, 4:11 pm EST | Timothy J ConwayChairman, CEO and President, Director | 50,000 | — | — | 500,000 | — | |
| Feb 23, 2016 MForm 4 → | Feb 24, 4:02 pm EST | Timothy J ConwayChairman, CEO and President, Director | 50,000 | — | — | 550,000 | — | |
| Feb 17, 2016 MForm 4 → | Feb 18, 4:04 pm EST | Timothy J ConwayChairman, CEO and President, Director | 50,000 | — | — | 600,000 | — | |
| Feb 12, 2016 MForm 4 → | Feb 17, 4:05 pm EST | Timothy J ConwayChairman, CEO and President, Director | 150,000 | — | — | 650,000 | — | |
| Feb 5, 2016 MForm 4/A → | Feb 10, 4:17 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 15,000 | — | — | 65,000 | — | |
| Feb 5, 2016 MForm 4 → | Feb 8, 4:08 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 15,000 | — | — | 65,000 | — | amended |
| Feb 4, 2016 MForm 4 → | Feb 8, 4:09 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 12,500 | — | — | 0 | — | |
| Feb 1, 2016 MForm 4 → | Feb 2, 5:38 pm EST | Brian FallonDirector | 2,500 | — | — | 0 | — | |
| Jan 27, 2016 MForm 4 → | Jan 29, 4:14 pm EST | Mark R. du FourHead - Leveraged Finance | 30,000 | — | — | 0 | — | |
| Dec 4, 2015 MForm 4 → | Dec 8, 4:15 pm EST | John Kirby BrayChief Financial Officer | 100,000 | — | — | 0 | — | |
| Dec 4, 2015 MForm 4 → | Dec 8, 4:14 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 30,000 | — | — | 80,000 | — | |
| Dec 4, 2015 MForm 4 → | Dec 8, 4:14 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 250,000 | — | — | 250,000 | — | |
| Dec 4, 2015 MForm 4 → | Dec 8, 4:12 pm EST | Timothy J ConwayChairman, CEO and President, Director | 100,000 | — | — | 800,000 | — | |
| Dec 3, 2015 MForm 4 → | Dec 4, 4:15 pm EST | Patrick F McAuliffeHead, Leveraged Finance | 12,500 | — | — | 12,500 | — | |
| Dec 1, 2015 MForm 4 → | Dec 2, 4:27 pm EST | Peter A Schmidt-FellnerChief Investment Officer, Director | 250,000 | — | — | 0 | — | |
| Dec 1, 2015 MForm 4 → | Dec 2, 4:25 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 40,000 | — | — | 0 | — | |
| Dec 1, 2015 MForm 4 → | Dec 2, 4:23 pm EST | John Kirby BrayChief Financial Officer | 50,000 | — | — | 100,000 | — | |
| Nov 30, 2015 MForm 4 → | Dec 1, 4:03 pm EST | Timothy J ConwayChairman, CEO and President, Director | 100,000 | — | — | 50,000 | — | |
| Nov 20, 2015 MForm 4 → | Nov 23, 4:08 pm EST | John Kirby BrayChief Financial Officer | 150,000 | — | — | 150,000 | — | |
| Nov 20, 2015 MForm 4 → | Nov 23, 4:07 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 50,000 | — | — | 32,775 | — | |
| Nov 19, 2015 MForm 4 → | Nov 20, 4:13 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 50,000 | — | — | 10,000 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 4:20 pm EST | John Kirby BrayChief Financial Officer | 200,000 | — | — | 200,000 | — | |
| Nov 17, 2015 MForm 4 → | Nov 19, 4:19 pm EST | Mark R. du FourHead - Leveraged Finance | 10,000 | — | — | 30,000 | — | |
| Nov 10, 2015 MForm 4 → | Nov 12, 4:16 pm EST | Charles N BralverDirector | 6,250 | — | — | 0 | — | |
| May 12, 2015 MForm 4 → | May 14, 4:27 pm EDT | Maureen OharaDirector | 313 | — | — | 0 | — | |
| May 6, 2015 XForm 4 → | May 8, 4:15 pm EDT | Capital Z Partners III GP, Ltd. +710% Owner | 5,000 | — | — | 0 | — | |
| Mar 20, 2015 MForm 4 → | Apr 13, 4:17 pm EDT | Frank R NoonanDirector | 25,000 | — | — | 0 | — | late |
| Feb 10, 2015 MForm 4 → | Feb 11, 4:30 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 10,000 | — | — | 0 | — | |
| Feb 2, 2015 MForm 4 → | Feb 4, 3:06 pm EST | John J FrishkopfTreasurer, Assistant Secretary | 10,000 | — | — | 10,000 | — | |
| Jun 3, 2014 XForm 4 → | Apr 14, 2015, 7:28 pm EDT | Corsair Capital LLC10% Owner | 200,174 | — | — | 0 | — | late |