SEC Form 4 · accession 0000908662-17-000017
NewStar Financial, Inc. · NEWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kirby Bray
Officer — Chief Financial Officer
Period of report
Feb 12, 2017
Accepted (ET)
Feb 15, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 12, 2017 | F | 2,592 | $9.18 | D | 602,911 | D | |
| Common Stock, par value $0.01 per share | Feb 13, 2017 | F | 1,536 | $9.45 | D | 601,375 | D |
Table II — derivative securities
No Table II lines on this filing.