Form4insider filings, from the source

SEC Form 4 · accession 0000908662-17-000095

NewStar Financial, Inc. · NEWS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Bradley E Cooper
Director · 10% Owner
Capital Z Partners III GP, Ltd.
Director · 10% Owner
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF3Apr 24, 2017M5,000$8.28A44,064ISee Footnote
Common StockF3Apr 24, 2017F3,820$10.84D40,244ISee Footnote
Common StockF1holding———4,000,000ISee Footnote
Common StockF2holding———32,637ISee Footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Stock Option (Right to Buy)F3,F4$8.28Apr 24, 2017M5,000D—May 12, 2017Common Stock5,0000I

Explanation of responses