SEC Form 4 · accession 0000908662-17-000041
NewStar Financial, Inc. · NEWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kirby Bray
Officer — Chief Financial Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 17, 2017 | A | 15,259 | $0.00 | A | 616,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported are shares of restricted stock which will vest in three substantially equal installments on each of the next three anniversaries of the grant date (February 17, 2017).