SEC Form 4 · accession 0000908662-16-000535
NewStar Financial, Inc. · NEWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Fallon
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | A | 13,458 | $0.00 | A | 87,231 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported are shares of restricted stock which will vest in full on the one year anniversary of the grant date.