Form4insider filings, from the source

SEC Form 4 · accession 0000908662-17-000091

NewStar Financial, Inc. · NEWS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Bradley E Cooper
Director · 10% Owner
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373561

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF2,F3Apr 4, 2017J10,094—D32,637ISee Footnote
Common StockF2,F4Apr 4, 2017J10,094—A39,064ISee Footnote
Common StockF1holding———4,000,000ISee Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

See Exhibit 99.1 - Footnotes incorporated herein by reference. Capital Z Partners III GP, Ltd. is the designated filer for all the reporting persons on this Form 4.