Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 30, 2017 AForm 4 →	Jul 5, 6:04 pm EDT	Fabrizio FredaDirector	54	—	—	3,802	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:02 pm EDT	Jessica P EinhornDirector	15	—	—	2,773	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:01 pm EDT	Gordon M. NixonDirector	39	—	—	1,187	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 6:00 pm EDT	Ivan G SeidenbergDirector	89	—	—	12,725	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:58 pm EDT	Domit Marco Antonio SlimDirector	50	—	—	3,894	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:56 pm EDT	Susan WagnerDirector	15	—	—	481,901	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:54 pm EDT	Murry GerberDirector	14	—	—	40,006	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:53 pm EDT	Pamela DaleyDirector	78	—	—	2,991	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:51 pm EDT	Cheryl D MillsDirector	64	—	—	2,494	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:49 pm EDT	James GrosfeldDirector	63	—	—	515,149	—	plan?
Jun 2, 2017 SForm 4 →	Jun 5, 4:06 pm EDT	Susan WagnerDirector	2,500	$414.31	$1,035,764	481,886	−0.52%	plan?
Jun 2, 2017 GForm 4 →	Jun 5, 4:06 pm EDT	Susan WagnerDirector	250	—	—	484,386	—	plan?
May 31, 2017 GForm 4 →	Jun 1, 4:31 pm EDT	Susan WagnerDirector	2,500	—	—	484,636	—	plan?
May 30, 2017 GForm 4 →	May 31, 5:10 pm EDT	Robert KapitoPresident, Director	3,000	—	—	293,435	—	plan?
May 26, 2017 GForm 4 →	May 30, 4:50 pm EDT	Robert W FairbairnSenior Managing Director	615	—	—	47,953	—	plan?
May 26, 2017 SForm 4 →	May 26, 3:18 pm EDT	Mark McCombeSenior Managing Director	500	$405.98	$202,988	28,495	−1.72%	plan?
May 25, 2017 GForm 4 →	May 26, 3:26 pm EDT	Robert L. GoldsteinChief Operating Officer	32	—	—	49,250	—	plan?
May 12, 2017 GForm 4 →	May 16, 4:02 pm EDT	Robert L. GoldsteinChief Operating Officer	66	—	—	49,282	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 7:08 pm EDT	David H KomanskyDirector	472	—	—	10,421	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 7:07 pm EDT	Murry GerberDirector	473	—	—	39,992	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 7:04 pm EDT	Fabrizio FredaDirector	525	—	—	3,748	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 7:02 pm EDT	Susan WagnerDirector	472	—	—	487,136	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:59 pm EDT	Jessica P EinhornDirector	472	—	—	2,758	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:58 pm EDT	James GrosfeldDirector	537	—	—	515,086	—	plan?
Mar 31, 2017 AFForm 4 →	Apr 4, 6:56 pm EDT	Abdlatif Yousef Al-HamadDirector	655	$383.51	$54,842	6,073	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:55 pm EDT	Pamela DaleyDirector	552	—	—	2,913	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:36 pm EDT	Ivan G SeidenbergDirector	549	—	—	12,636	—	plan?
Mar 31, 2017 AFForm 4 →	Apr 4, 6:34 pm EDT	Domit Marco Antonio SlimDirector	656	$383.51	$54,842	3,844	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:32 pm EDT	Deryck C MaughanDirector	563	—	—	11,227	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 6:31 pm EDT	Cheryl D MillsDirector	531	—	—	2,430	—	plan?
Mar 31, 2017 AFForm 4 →	Apr 4, 6:25 pm EDT	Mathis CabiallavettaDirector	622	$383.51	$54,842	1,745	—	plan?
Mar 31, 2017 AFForm 4 →	Apr 4, 5:35 pm EDT	John S. VarleyDirector	610	$383.51	$54,842	3,152	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 5:26 pm EDT	Gordon M. NixonDirector	499	—	—	1,148	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 5:24 pm EDT	Thomas H ObrienDirector	472	—	—	16,278	—	plan?
Feb 22, 2017 SForm 4 →	Feb 24, 4:14 pm EST	Ryan StorkSenior Managing Director	5,150	$390.00	$2,008,500	17,442	−22.8%	plan?
Feb 22, 2017 SForm 4 →	Feb 24, 4:13 pm EST	Robert W FairbairnSenior Managing Director	1,300	$390.02	$507,026	48,568	−2.61%	plan?
Feb 15, 2017 SForm 4 →	Feb 17, 4:02 pm EST	Jeff A SmithSenior Managing Director	300	$391.29	$117,388	16,386	−1.80%	plan?
Feb 13, 2017 GForm 4 →	Feb 15, 4:02 pm EST	Mark McCombeSenior Managing Director	132	—	—	28,995	—	plan?
Feb 8, 2017 SForm 4 →	Feb 10, 4:00 pm EST	J. Richard KushelSenior Managing Director	8,573	$374.92	$3,214,150	129,596	−6.20%	plan?
Feb 3, 2017 SForm 4 →	Feb 3, 5:04 pm EST	Jeff A SmithSenior Managing Director	5,250	$377.00	$1,979,250	16,686	−23.9%	plan?
Feb 3, 2017 SForm 4 →	Feb 3, 5:02 pm EST	Gary ShedlinCFO & Senior Managing Director	2,417	$375.00	$906,375	25,068	−8.79%	plan?
Feb 3, 2017 SForm 4 →	Feb 3, 5:00 pm EST	Marc D. ComercheroPrincipal Accounting Officer	600	$374.64	$224,785	3,190	−15.8%	plan?
Feb 3, 2017 SForm 4 →	Feb 3, 4:57 pm EST	Robert L. GoldsteinChief Operating Officer	10,374	$377.31	$3,914,197	49,348	−17.4%	plan?
Feb 3, 2017 SForm 4 →	Feb 3, 4:55 pm EST	Mark McCombeSenior Managing Director	4,680	$375.00	$1,755,000	29,127	−13.8%	plan?
Feb 2, 2017 SForm 4 →	Feb 3, 4:59 pm EST	Robert W FairbairnSenior Managing Director	4,975	$373.08	$1,856,086	49,868	−9.07%	plan?
Feb 1, 2017 JForm 4 →	Feb 2, 4:17 pm EST	PNC BANCORP INC.10% Owner	517,138	—	—	246,522	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:52 pm EST	David BlumerSenior Managing Director	1,542	$375.18	$578,528	13,923	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:50 pm EST	Laurence FinkChairman and CEO, Director	30,460	$375.18	$11,427,983	1,090,185	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:48 pm EST	Robert KapitoPresident, Director	23,669	$375.18	$8,880,135	296,435	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:40 pm EST	Mark McCombeSenior Managing Director	5,705	$375.18	$2,140,402	33,807	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:38 pm EST	J. Richard KushelSenior Managing Director	11,237	$375.18	$4,215,898	138,169	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:34 pm EST	Robert L. GoldsteinChief Operating Officer	12,252	$375.18	$4,596,705	59,722	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:33 pm EST	Christopher J. MeadeGeneral Counsel and CLO	89	$375.18	$33,391	3,349	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:30 pm EST	Robert W FairbairnSenior Managing Director	11,690	$375.18	$4,385,854	54,843	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:28 pm EST	Ryan StorkSenior Managing Director	999	$375.18	$374,805	22,592	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:26 pm EST	Jeff A SmithSenior Managing Director	5,971	$375.18	$2,240,200	21,936	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:24 pm EST	Gary ShedlinCFO & Senior Managing Director	1,793	$375.18	$672,698	27,485	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 4:21 pm EST	Marc D. ComercheroPrincipal Accounting Officer	362	$375.18	$135,815	3,790	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:32 pm EST	Marc D. ComercheroPrincipal Accounting Officer	366	—	—	4,152	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:31 pm EST	Gary ShedlinCFO & Senior Managing Director	3,731	—	—	29,278	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:29 pm EST	David BlumerSenior Managing Director	2,345	—	—	15,465	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:27 pm EST	J. Richard KushelSenior Managing Director	4,104	—	—	149,406	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:26 pm EST	Jeff A SmithSenior Managing Director	3,064	—	—	27,907	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:25 pm EST	Laurence FinkChairman and CEO, Director	11,060	—	—	1,120,645	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:22 pm EST	Robert KapitoPresident, Director	8,552	—	—	320,104	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:21 pm EST	Robert W FairbairnSenior Managing Director	4,729	—	—	66,533	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:18 pm EST	Robert L. GoldsteinChief Operating Officer	5,063	—	—	71,974	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:17 pm EST	Ryan StorkSenior Managing Director	2,235	—	—	23,591	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:16 pm EST	Mark McCombeSenior Managing Director	3,797	—	—	39,512	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:14 pm EST	Christopher J. MeadeGeneral Counsel and CLO	2,864	—	—	3,438	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:58 pm EST	Fabrizio FredaDirector	59	$380.54	$22,452	3,223	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:57 pm EST	Pamela DaleyDirector	89	$380.54	$33,868	2,361	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:50 pm EST	Mathis CabiallavettaDirector	19	$380.54	$7,230	1,428	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:48 pm EST	James GrosfeldDirector	71	$380.54	$27,018	514,549	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:47 pm EST	Domit Marco Antonio SlimDirector	53	$380.54	$20,169	3,474	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:46 pm EST	Ivan G SeidenbergDirector	86	$380.54	$32,726	12,087	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:45 pm EST	Gordon M. NixonDirector	38	$380.54	$14,461	649	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:44 pm EST	Thomas H ObrienDirector	16	$380.54	$6,089	15,806	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:44 pm EST	Susan WagnerDirector	17	$380.54	$6,469	486,799	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:42 pm EST	Murry GerberDirector	16	$380.54	$6,089	39,519	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:42 pm EST	John S. VarleyDirector	11	$380.54	$4,186	2,828	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:40 pm EST	David H KomanskyDirector	16	$380.54	$6,089	9,949	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:39 pm EST	Jessica P EinhornDirector	17	$380.54	$6,469	2,286	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:38 pm EST	Deryck C MaughanDirector	95	$380.54	$36,151	10,664	—	plan?
Dec 30, 2016 AForm 4 →	Jan 4, 2017, 5:36 pm EST	Cheryl D MillsDirector	65	$380.54	$24,735	1,899	—	plan?
Dec 2, 2016 GForm 4 →	Dec 6, 6:03 pm EST	Susan WagnerDirector	1,200	—	—	486,782	—	plan?
Nov 30, 2016 GForm 4 →	Dec 1, 4:49 pm EST	Robert L. GoldsteinChief Operating Officer	271	—	—	66,911	—	plan?
Nov 29, 2016 GForm 4 →	Dec 1, 4:51 pm EST	J. Richard KushelSenior Managing Director	5,420	—	—	145,302	—	plan?
Nov 18, 2016 GForm 4 →	Nov 22, 8:03 am EST	Laurence FinkChairman and CEO, Director	18,750	—	—	1,109,585	—	plan?
Nov 14, 2016 GForm 4 →	Nov 15, 4:14 pm EST	Susan WagnerDirector	4,400	—	—	487,982	—	plan?
Nov 11, 2016 GForm 4 →	Nov 15, 4:11 pm EST	Gary ShedlinCFO & Senior Managing Director	372	—	—	26,947	—	plan?
Nov 10, 2016 SForm 4 →	Nov 14, 3:12 pm EST	Jeff A SmithSenior Managing Director	150	$371.94	$55,791	24,843	−0.60%	plan?
Oct 27, 2016 PForm 4 →	Oct 31, 4:04 pm EDT	William S DemchakDirector	1,200	$341.11	$409,327	1,200	—	plan?
Oct 19, 2016 SForm 4 →	Oct 21, 4:35 pm EDT	Jeff A SmithSenior Managing Director	125	$355.22	$44,402	24,993	−0.50%	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 6:14 pm EDT	Gordon M. NixonDirector	43	$362.46	$15,586	611	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 6:11 pm EDT	Thomas H ObrienDirector	18	$362.46	$6,524	15,790	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 6:03 pm EDT	Ivan G SeidenbergDirector	97	$362.46	$35,159	12,001	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 6:01 pm EDT	Domit Marco Antonio SlimDirector	58	$362.46	$21,023	3,421	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 6:00 pm EDT	John S. VarleyDirector	11	$362.46	$3,987	2,817	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:58 pm EDT	Abdlatif Yousef Al-HamadDirector	54	$362.46	$19,573	5,656	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—