SEC Form 4 · accession 0001127602-17-005002
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Richard Kushel
Officer — Senior Managing Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Feb 8, 2017 | S | 5,691 | $374.7018 | D | 132,478 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F3,F2 | Feb 8, 2017 | S | 2,882 | $375.3373 | D | 129,596 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share) | holding | — | — | — | 1,000 | I | By Family Trust | |
| Shares Of Common Stock (par Value $0.01 Per Share) | holding | — | — | — | 1,000 | I | By Family Trust | |
| Shares Of Common Stock (par Value $0.01 Per Share) | holding | — | — | — | 45,000 | I | By The Kushel Family 2011 Dynasty Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $374.22 to $375.06. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Includes Common Stock, Restricted Stock that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Restricted Stock and Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock.
- F3This transaction was executed in multiple trades at prices ranging from $375.23 to $375.39. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.