Company · CIK 0001136174 · SIC 8090 — Services-Misc Health & Allied Services, NEC

CATASYS, INC. · CATS

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $3.9M · 9sales $0 · 0net $3.9M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 15, 2018 PForm 4 →	Jun 18, 9:55 pm EDT	Steve GorlinDirector	4,765	$8.60	$40,966	100,000	+5.00%	plan?
Jun 15, 2018 PForm 4 →	Jun 18, 9:55 pm EDT	Steve GorlinDirector	20,235	$8.40	$170,057	95,235	+27.0%	plan?
Mar 12, 2018 PForm 4 →	Mar 15, 8:16 am EDT	Michael Edward ShermanDirector	15,550	$4.79	$74,548	15,550	—	plan? late
Apr 28, 2017 ACForm 4 →	May 2, 7:52 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	2,618,846	$2.07	$5,415,128	9,193,042	—	plan?
Apr 28, 2017 PForm 4 →	May 2, 7:52 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	181,154	$4.80	$869,539	6,574,196	+2.83%	plan?
Apr 28, 2017 JForm 4 →	May 2, 2:43 pm EDT	David E SmithDirector, 10% Owner	61,690	$0.80	$49,352	1,952,383	—	plan?
Mar 31, 2017 CForm 4 →	Mar 31, 3:27 pm EDT	David E SmithDirector, 10% Owner	360,058	$0.85	$306,049	11,344,156	—	plan?
Mar 15, 2017 CForm 4 →	Mar 16, 3:39 pm EDT	David E SmithDirector, 10% Owner	927,024	$1.10	$1,019,726	10,984,098	—	plan?
Oct 16, 2015 PForm 4 →	Oct 20, 6:25 pm EDT	David E SmithDirector, 10% Owner	956,667	$0.30	$287,000	10,057,072	+10.5%	plan?
Oct 16, 2015 PForm 4 →	Oct 20, 5:03 pm EDT	Steve GorlinDirector	300,000	$0.30	$90,000	450,000	+200%	plan?
Oct 16, 2015 PForm 4 →	Oct 20, 5:03 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	5,410,000	$0.30	$1,623,000	38,358,250	+16.4%	plan?
Sep 17, 2015 PForm 4 →	Sep 22, 6:12 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	1,543,334	$0.30	$463,000	32,858,708	+4.93%	plan? late
May 18, 2015 JForm 4 →	May 20, 9:10 pm EDT	David E SmithDirector, 10% Owner	4,433,148	—	—	9,105,407	—	plan?
May 18, 2015 JForm 4 →	May 20, 9:09 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	15,726,972	—	—	31,315,374	—	plan?
Dec 22, 2014 PForm 4 →	Apr 28, 2015, 4:08 pm EDT	Steve GorlinDirector	150,000	$2.00	$300,000	150,000	—	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 24, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	Diane SeloffDirector	85,551	—	—	49,904	—	late
Dec 19, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	Edward J ZecchiniDirector	85,551	—	—	49,904	—	late
Dec 19, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	Sharon GabrielsonDirector	85,551	—	—	49,904	—	late
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	Richard J BermanDirector	30,624	—	—	30,624	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	Michael Edward ShermanDirector	37,794	—	—	39,794	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	Richard A BermanDirector	41,438	—	—	41,438	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	David E SmithDirector, 10% Owner	32,715	—	—	32,715	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	397,693	—	—	397,693	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	Richard Allan AndersonPresident & COO, Director	397,693	—	—	397,693	—
Apr 10, 2018 AForm 4 →	Apr 25, 8:33 pm EDT	Richard Allan AndersonPresident & COO, Director	642,307	—	—	642,307	—	late
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:16 am EDT	Michael Edward ShermanDirector	61,040	—	—	61,040	—	late
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:16 am EDT	Marc G CumminsDirector	49,459	—	—	49,459	—	late
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:15 am EDT	Richard J BermanDirector	49,459	—	—	49,459	—	late
Dec 19, 2017 AForm 4 →	Jan 12, 2018, 9:56 pm EST	Christopher ShirleyChief Financial Officer	135,000	—	—	135,000	—	late
Dec 19, 2017 AForm 4 →	Dec 22, 9:55 pm EST	Steve GorlinDirector	52,836	—	—	52,836	—	late
Dec 19, 2017 AForm 4 →	Dec 22, 9:55 pm EST	Richard A BermanDirector	66,927	—	—	66,927	—	late
Dec 19, 2017 AForm 4 →	Dec 22, 9:55 pm EST	Terren S PeizerChairman & CEO, Director, 10% Owner	642,307	—	—	642,307	—	late
Dec 19, 2017 AForm 4 →	Dec 21, 4:59 pm EST	David E SmithDirector, 10% Owner	52,836	—	—	52,836	—
Mar 31, 2017 CForm 4 →	Mar 31, 3:27 pm EDT	David E SmithDirector, 10% Owner	—	—	—	0	—
Mar 15, 2017 CForm 4 →	Mar 16, 3:39 pm EDT	David E SmithDirector, 10% Owner	—	—	—	0	—
Jan 31, 2017 JForm 4 →	Feb 9, 6:08 pm EST	David E SmithDirector, 10% Owner	88,235	—	—	88,235	—	late
Dec 29, 2016 JForm 4 →	Jan 4, 2017, 12:12 pm EST	David E SmithDirector, 10% Owner	617,648	—	—	352,942	—	late
Dec 15, 2016 JForm 4 →	Dec 23, 4:25 pm EST	Terren S PeizerChairman & CEO, Director, 10% Owner	3,579,923	—	—	2,557,088	—	late
Dec 15, 2016 JForm 4 →	Dec 20, 3:22 pm EST	David E SmithDirector, 10% Owner	1,272,727	—	—	909,091	—	late
Aug 15, 2016 PForm 4 →	Aug 17, 9:53 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	71,591	—	—	71,591	—
Aug 15, 2016 JForm 4 →	Aug 17, 5:22 pm EDT	David E SmithDirector, 10% Owner	318,182	—	—	318,182	—
Jul 30, 2015 PForm 4 →	Aug 17, 2016, 9:53 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	2,687,280	—	—	113,636	—	late
May 18, 2015 JForm 4 →	May 20, 9:10 pm EDT	David E SmithDirector, 10% Owner	4,433,148	—	—	0	—
May 18, 2015 JForm 4 →	May 20, 9:09 pm EDT	Terren S PeizerChairman & CEO, Director, 10% Owner	15,726,972	—	—	0	—
Feb 17, 2015 AForm 4 →	Apr 28, 4:08 pm EDT	Marvin IgelmanDirector	200,000	—	—	200,000	—	late
Feb 17, 2015 AForm 4 →	Apr 28, 4:08 pm EDT	Richard A BermanDirector	250,000	—	—	250,000	—	late
Feb 17, 2015 AForm 4 →	Apr 28, 4:08 pm EDT	Steve GorlinDirector	200,000	—	—	200,000	—	late
Feb 17, 2015 AForm 4 →	Apr 28, 4:08 pm EDT	Steven A KriegsmanDirector	200,000	—	—	200,000	—	late
Feb 17, 2015 AForm 4 →	Apr 28, 4:08 pm EDT	David E SmithDirector, 10% Owner	200,000	—	—	200,000	—	late